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PITNEY BOWES INC /DE/ — Director's Dealing 2013
Oct 1, 2013
31710_dirs_2013-10-01_a9c9355e-793b-42f2-860c-330443d3cccc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PITNEY BOWES INC /DE/ (PBI)
CIK: 0000078814
Period of Report: 2013-09-30
Reporting Person: O MEARA VICKI A (EVP/Pres. PBMS & Gov & Postal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | M | 1839 | — | Acquired | 24731 | Direct |
| 2013-09-30 | Common Stock | F | 895 | $18.155 | Disposed | 23836 | Direct |
| 2013-09-30 | Common Stock | M | 4248 | — | Acquired | 28084 | Direct |
| 2013-09-30 | Common Stock | F | 2067 | $18.155 | Disposed | 26017 | Direct |
| 2013-09-30 | Common Stock | M | 4315 | — | Acquired | 30332 | Direct |
| 2013-09-30 | Common Stock | F | 2100 | $18.155 | Disposed | 28232 | Direct |
| 2013-09-30 | Common Stock | M | 9131 | — | Acquired | 37363 | Direct |
| 2013-09-30 | Common Stock | F | 4443 | $18.155 | Disposed | 32920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Restricted Stock Units | $0 | M | 1839 | Disposed | 2020-02-07 | Common Stock (1839) | Direct |
| 2013-09-30 | Restricted Stock Units | $0 | M | 4248 | Disposed | 2020-11-07 | Common Stock (4248) | Direct |
| 2013-09-30 | Restricted Stock Units | $0 | M | 4315 | Disposed | 2021-02-13 | Common Stock (4315) | Direct |
| 2013-09-30 | Restricted Stock Units | $0 | M | 9131 | Disposed | 2022-02-12 | Common Stock (9131) | Direct |
Footnotes
F1: All of the remaining outstanding restricted stock units previously granted to the reporting person on February 8, 2010 vested in connection with the reporting persons employment termination as an officer of the Company as a result of a sale of business, and such vested restricted stock units settled for shares of the Company common stock.
F2: All of the remaining outstanding restricted stock units previously granted to the reporting person on November 8, 2010 vested in connection with the reporting persons employment termination as an officer of the Company as a result of a sale of business, and such vested restricted stock units settled for shares of the Company common stock.
F3: All of the remaining outstanding restricted stock units previously granted to the reporting person on February 14, 2011 vested in connection with the reporting persons employment termination as an officer of the Company as a result of a sale of business and such vested restricted stock units settled for shares of the Company common stock.
F4: All of the remaining outstanding restricted stock units previously granted to the reporting person on February 13, 2012 vested in connection with the reporting persons employment termination as an officer of the Company as a result of a sale of business and such vested restricted stock units settled for shares of the Company common stock.