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PIPER SANDLER COMPANIES — Director's Dealing 2021
Sep 15, 2021
30892_dirs_2021-09-15_7fe15ed3-0228-48e7-921c-e7b9b4d34167.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIPER SANDLER COMPANIES (PIPR)
CIK: 0001230245
Period of Report: 2021-09-13
Reporting Person: Doyle Jonathan J (Director, Hd of Financial Services Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | S | 3093 | $135.11 | Disposed | 258017 | Direct |
| 2021-09-13 | Common Stock | S | 1203 | $136.04 | Disposed | 256814 | Direct |
| 2021-09-14 | Common Stock | S | 3203 | $134.05 | Disposed | 253611 | Direct |
| 2021-09-14 | Common Stock | S | 1975 | $134.88 | Disposed | 251636 | Direct |
| 2021-09-14 | Common Stock | S | 1300 | $135.90 | Disposed | 250336 | Direct |
| 2021-09-15 | Common Stock | S | 1000 | $134.16 | Disposed | 249336 | Direct |
| 2021-09-15 | Common Stock | S | 4047 | $135.23 | Disposed | 245289 | Direct |
Footnotes
F1: The shares of common stock were sold pursuant to a 10b5-1 trading plan.
F2: The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.5000 to $135.4700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F3: These shares were sold in multiple transactions at prices ranging from $135.6200 to $136.5100 inclusive.
F4: These shares were sold in multiple transactions at prices ranging from $133.5600 to $134.5500 inclusive.
F5: These shares were sold in multiple transactions at prices ranging from $134.5600 to $135.5300 inclusive.
F6: These shares were sold in multiple transactions at prices ranging from $135.5800 to $136.4600 inclusive.
F7: These shares were sold in multiple transactions at prices ranging from $133.6600 to $134.5200 inclusive.
F8: These shares were sold in multiple transactions at prices ranging from $134.9400 to $135.6200 inclusive.