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Phoenix Group Holdings PLC — Major Shareholding Notification 2014
Nov 12, 2014
5015_mrq_2014-11-12_23292c0c-bcf9-4b7e-b7c7-277b9c7a8caf.html
Major Shareholding Notification
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RNS Number : 8715W
Phoenix Group Holdings
12 November 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Phoenix Group Holdings | |||
| 2. Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | Yes | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
Hugh Edward Mark Osmond | |||
| 4. Full name of shareholder(s) (if different from 3.): | Friends Provident a/c 712134 | |||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
11 November 2014 | |||
| 6. Date on which issuer notified: | 11 November 2014 | |||
| 7. Threshold(s) that is/are crossed or reached: |
3% | |||
| 8. Notified details: | ||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||
| Direct | Indirect | Direct | Indirect | |||||||||||
| EUR 0.0001 | 7,000,573 (3.1%) | 6,658,263 | 6,658,263 | - | 2.96% | - | ||||||||
| B: Qualifying Financial Instruments | ||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||
| Nominal | Delta | |||||||||||||
| Total (A+B+C) | ||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||
| 6,658,263 | 2.96% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
| Friends Provident a/c 712134 | |
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold:
N/A
12. Date on which proxy holder will cease to hold
voting rights:
N/A
13. Additional information:
14. Contact name:
Andrew Bradshaw
15. Contact telephone number:
020 7725 0800
This information is provided by RNS
The company news service from the London Stock Exchange
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