PhenixFIN Corp — Director's Dealing 2024

Mar 5, 2024

SEC Form 4/A — Form 4/A

Issuer: PhenixFIN Corp (PFX)
CIK: 0001490349
Period of Report: 2024-02-23

Reporting Person: Lorber David A (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-23	Common Stock, $0.001 par value	P	1300	$44.5	Acquired	104297	Direct
2024-02-26	Common Stock, $0.001 par value	P	175	$44.06	Acquired	104472	Direct
2024-02-27	Common Stock, $0.001 par value	P	927	$44.97	Acquired	105399	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.