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PhenixFIN Corp — Director's Dealing 2024
Nov 22, 2024
34218_dirs_2024-11-22_a3368fe2-f4e6-4e54-8446-60b6950dd8a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PhenixFIN Corp (PFX)
CIK: 0001490349
Period of Report: 2024-11-20
Reporting Person: Amster Howard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-20 | Common Stock, $0.001 par value | G | 6934 | — | Disposed | 233969 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 409 | Indirect |
| Common Stock, $0.001 par value | 10971 | Indirect |
| Common Stock, $0.001 par value | 109 | Indirect |
| Common Stock, $0.001 par value | 676 | Indirect |
| Common Stock, $0.001 par value | 41 | Indirect |
| Common Stock, $0.001 par value | 200 | Indirect |
| Common Stock, $0.001 par value | 557 | Indirect |
| Common Stock, $0.001 par value | 16604 | Indirect |
Footnotes
F1: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F2: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F3: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
F4: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F5: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
F6: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.
F7: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F8: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.