PhenixFIN Corp — Director's Dealing 2020

Aug 25, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Medley Capital Corp (MCC)
CIK: 0001490349
Period of Report: 2020-08-19

Reporting Person: Amster Howard (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share	76387	Direct
Common Stock, par value $0.001 per share	74844	Indirect
Common Stock, par value $0.001 per share	44282	Indirect
Common Stock, par value $0.001 per share	2525	Indirect
Common Stock, par value $0.001 per share	2410	Indirect
Common Stock, par value $0.001 per share	2270	Indirect
Common Stock, par value $0.001 per share	1350	Indirect
Common Stock, par value $0.001 per share	445	Indirect
Common Stock, par value $0.001 per share	422	Indirect
Common Stock, par value $0.001 per share	1710	Indirect
Common Stock, par value $0.001 per share	455	Indirect
Common Stock, par value $0.001 per share	1415	Indirect
Common Stock, par value $0.001 per share	12749	Indirect
Common Stock, par value $0.001 per share	4500	Indirect
Common Stock, par value $0.001 per share	6489	Indirect
Common Stock, par value $0.001 per share	200	Indirect
Common Stock, par value $0.001 per share	557	Indirect
Common Stock, par value $0.001 per share	61	Indirect
Common Stock, par value $0.001 per share	1731	Indirect

Footnotes

F1: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lakes Apts Corp, which is the General Partner of Pleasant Lake Apts LP.

F2: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.

F3: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 2.

F4: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 3.

F5: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 4.

F6: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 5.

F7: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 7.

F8: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.

F9: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.

F10: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.

F11: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lake Apts Corp, which is the General Partner of Pleasant Lakes Apts LP of which is the manager of Pleasant Lake Skoien Investments LLC.

F12: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lake Apts Corp, which is the General Partner of Pleasant Lakes Apts LP of which is the manager of Laughlin Holdings LP.

F13: These shares are deemed to be beneficially owned by Howard Amster as a result of being the majority member of Ramat Securities Ltd.

F14: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Amster Trading Company Charitable Remainder Unitrust U/A 03/10/2003

F15: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Samuel Heller Trust U/A 08/07/2002.

F16: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.

F17: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Trading Company.

F18: These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Limited Partnership