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PhenixFIN Corp — Director's Dealing 2019
Apr 24, 2019
34218_dirs_2019-04-24_647bdd9f-8ed2-4bb3-9bf1-840f49104355.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Medley Capital Corp (MCC)
CIK: 0001490349
Period of Report: 2019-04-15
Reporting Person: Lorber David A (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 1633248.329 | Indirect |
| Common Stock, par value $0.001 per share | 41714 | Indirect |
Footnotes
F1: Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.
F2: Shares owned directly by FrontFour Opportunity Fund ("FrontFour Opportunity Fund") and indirectly by David A. Lorber by virtue of his position as a principal owner of the investment manager of FrontFour Opportunity Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Opportunity Fund except to the extent of his pecuniary interest therein.