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PhenixFIN Corp Director's Dealing 2019

Apr 24, 2019

34218_dirs_2019-04-24_647bdd9f-8ed2-4bb3-9bf1-840f49104355.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Medley Capital Corp (MCC)
CIK: 0001490349
Period of Report: 2019-04-15

Reporting Person: Lorber David A (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.001 per share 1633248.329 Indirect
Common Stock, par value $0.001 per share 41714 Indirect

Footnotes

F1: Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.

F2: Shares owned directly by FrontFour Opportunity Fund ("FrontFour Opportunity Fund") and indirectly by David A. Lorber by virtue of his position as a principal owner of the investment manager of FrontFour Opportunity Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Opportunity Fund except to the extent of his pecuniary interest therein.