PhenixFIN Corp — Director's Dealing 2017

Mar 21, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Medley Capital Corp (MCC)
CIK: 0001490349
Period of Report: 2017-03-16

Reporting Person: Taube Brook (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-16	Common Stock, par value $0.001 per share	P	400	$7.5	Acquired	2748088	Indirect
2017-03-17	Common Stock, par value $0.001 per share	P	11660	$7.5	Acquired	2759748	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share	190000	Indirect

Footnotes

F1: On 03/16/2017 and 03/7/2017, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 400 and 11,660 shares of Medley Capital Corporation common stock, respectively. The reporting person, together with SethTaube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.

F2: These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.