Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PG&E Corp Director's Dealing 2018

Mar 5, 2018

30119_dirs_2018-03-05_92ee7715-589d-49b3-872a-f85764a49209.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PG&E Corp (PCG)
CIK: 0001004980
Period of Report: 2018-03-01

Reporting Person: SIMON JOHN R (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-01 Common Stock F 3371 $41.26 Disposed 21630.42 Direct
2018-03-01 Common Stock A 24540 Acquired 46170.42 Direct
2018-03-01 Common Stock G 6282 Disposed 39888.42 Direct
2018-03-01 Common Stock G 6282 Acquired 27449 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-01 Stock Option (Right to Buy) $41.26 A 43989 Acquired 2028-03-01 Common Stock (43989) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2740.86 Indirect

Footnotes

F1: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on one-for-one basis.

F2: Includes 160.39 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.

F3: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/18.

F4: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F5: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021.