AI assistant
PFIZER INC — Director's Dealing 2024
Sep 16, 2024
29831_dirs_2024-09-16_04c22fce-8a12-47e9-99ed-a0c26983c875.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2024-09-12
Reporting Person: BOURLA ALBERT (Director, Chairman & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-12 | Stock Appreciation Rights | $42.3000 | D | 413280.0000 | Disposed | 2028-02-23 | Common Stock (413280.0000) | Direct |
| 2024-09-12 | Stock Appreciation Rights | $42.3000 | A | 413280.0000 | Acquired | 2030-02-23 | Common Stock (413280.0000) | Direct |
| 2024-09-12 | Stock Appreciation Rights | $45.9600 | D | 412081.0000 | Disposed | 2027-02-24 | Common Stock (412081.0000) | Direct |
| 2024-09-12 | Stock Appreciation Rights | $45.9600 | A | 412081.0000 | Acquired | 2029-02-24 | Common Stock (412081.0000) | Direct |
| 2024-09-13 | Phantom Stock Units SSP | $ | A | 18.0000 | Acquired | Common Stock (18.0000) | Direct |
Footnotes
F1: Represents the number of shares of issuer common stock underlying stock appreciation rights ("total shareholder return units" or "TSRUs") eligible for modification ("Eligible TSRUs") pursuant to the issuer's one-time offer to modify Eligible TSRUs (the "Modification Offer") described in the Tender Offer Statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on August 12, 2024 (as amended, the "Schedule TO") that the reporting person elected to modify. The Modification Offer provided eligible participants the opportunity to elect to modify certain outstanding TSRUs to extend the dates upon which the awards vest and settle by two years (the "Modified TSRUs"). The grant price and number of shares underlying the Modified TSRUs remain unchanged.
F2: Reflects a modification to the settlement date of the Modified TSRUs pursuant to the Modification Offer. The grant price and number of shares underlying the Modified TSRUs remain unchanged.
F3: Each unit represents one phantom share of common stock.
F4: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.