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PFIZER INC — Director's Dealing 2021
Mar 1, 2021
29831_dirs_2021-03-01_79a232ee-15b0-4a10-80e3-a0b30bf0c731.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2021-02-25
Reporting Person: Hwang Angela (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | M | 22686.0000 | $22.8900 | Acquired | 42927.0000 | Direct |
| 2021-02-25 | Common Stock | F | 3920.0000 | $33.8200 | Disposed | 39007.0000 | Direct |
| 2021-02-25 | Common Stock | F | 14682.0000 | $34.7600 | Disposed | 24325.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Stock Appreciation Rights | $22.8900 | M | 22686.0000 | Disposed | 2021-02-25 | Common Stock (22686.0000) | Direct |
| 2021-02-25 | Stock Appreciation Rights | $33.8200 | A | 158023.0000 | Acquired | 2026-02-25 | Common Stock (158023.0000) | Direct |
| 2021-02-25 | Stock Appreciation Rights | $33.8200 | A | 136537.0000 | Acquired | 2028-02-25 | Common Stock (136537.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27014.0000 | Indirect |
| Common Stock | 8532.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F3: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F4: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F5: The reporting person disclaims beneficial ownership of the shares held by spouse.
F6: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F7: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.