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PFIZER INC — Director's Dealing 2020
Feb 29, 2020
29831_dirs_2020-02-28_6d47b709-d4fb-4a5d-9c43-8f1ea11ee807.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2020-02-26
Reporting Person: CANGIALOSI LORETTA V (Sr. Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-26 | Common Stock | M | 24155.0000 | $34.5900 | Acquired | 131196.0000 | Direct |
| 2020-02-26 | Common Stock | A | 3797.0000 | $0.0000 | Acquired | 134993.0000 | Direct |
| 2020-02-26 | Common Stock | F | 1290.0000 | $34.7200 | Disposed | 133703.0000 | Direct |
| 2020-02-26 | Common Stock | F | 1943.0000 | $34.7200 | Disposed | 131760.0000 | Direct |
| 2020-02-26 | Common Stock | F | 18438.0000 | $36.8000 | Disposed | 113322.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-26 | Stock Appreciation Rights | $34.5900 | M | 24155.0000 | Disposed | 2020-02-26 | Common Stock (24155.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2666.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
F3: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
F4: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F5: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F6: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.