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PFIZER INC — Director's Dealing 2020
Feb 29, 2020
29831_dirs_2020-02-28_b9f91011-c1da-48b6-bb93-eae04865cd0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2020-02-26
Reporting Person: Dolsten Mikael (President R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-26 | Common Stock | A | 45566.0000 | $0.0000 | Acquired | 345753.0000 | Direct |
| 2020-02-26 | Common Stock | F | 15478.0000 | $34.7200 | Disposed | 330275.0000 | Direct |
| 2020-02-26 | Common Stock | F | 22314.0000 | $34.7200 | Disposed | 307961.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-27 | Stock Appreciation Rights | $34.1000 | A | 212961.0000 | Acquired | 2025-02-27 | Common Stock (212961.0000) | Direct |
| 2020-02-27 | Stock Appreciation Rights | $34.1000 | A | 182461.0000 | Acquired | 2027-02-27 | Common Stock (182461.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1688.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).
F3: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F5: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.