AI assistant
PFIZER INC — Director's Dealing 2020
Feb 29, 2020
29831_dirs_2020-02-28_5e432ba5-b626-4613-b281-4f38acc3660d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2020-02-26
Reporting Person: MACKENZIE ALEXANDER R (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-26 | Common Stock | A | 21202.0000 | $0.0000 | Acquired | 101323.0000 | Direct |
| 2020-02-26 | Common Stock | A | 17087.0000 | $0.0000 | Acquired | 118410.0000 | Direct |
| 2020-02-26 | Common Stock | F | 7984.0000 | $34.7200 | Disposed | 110426.0000 | Direct |
| 2020-02-26 | Common Stock | F | 8104.0000 | $34.7200 | Disposed | 102322.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-27 | Stock Appreciation Rights | $34.1000 | A | 102221.0000 | Acquired | 2025-02-27 | Common Stock (102221.0000) | Direct |
| 2020-02-27 | Stock Appreciation Rights | $34.1000 | A | 87581.0000 | Acquired | 2027-02-27 | Common Stock (87581.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9702.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
F3: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.