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PFIZER INC Director's Dealing 2020

Feb 29, 2020

29831_dirs_2020-02-28_5e432ba5-b626-4613-b281-4f38acc3660d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2020-02-26

Reporting Person: MACKENZIE ALEXANDER R (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-26 Common Stock A 21202.0000 $0.0000 Acquired 101323.0000 Direct
2020-02-26 Common Stock A 17087.0000 $0.0000 Acquired 118410.0000 Direct
2020-02-26 Common Stock F 7984.0000 $34.7200 Disposed 110426.0000 Direct
2020-02-26 Common Stock F 8104.0000 $34.7200 Disposed 102322.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-27 Stock Appreciation Rights $34.1000 A 102221.0000 Acquired 2025-02-27 Common Stock (102221.0000) Direct
2020-02-27 Stock Appreciation Rights $34.1000 A 87581.0000 Acquired 2027-02-27 Common Stock (87581.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9702.0000 Indirect

Footnotes

F1: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

F3: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.