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PFIZER INC — Director's Dealing 2019
Feb 27, 2019
29831_dirs_2019-02-26_0a0069df-8685-4ad2-825d-1ebd5647445a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2019-02-23
Reporting Person: GOETTLER MICHAEL (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-23 | Common Stock | M | 19290.0000 | $21.0300 | Acquired | 31507.0000 | Direct |
| 2019-02-23 | Common Stock | F | 5077.0000 | $42.9600 | Disposed | 26430.0000 | Direct |
| 2019-02-23 | Common Stock | F | 6007.0000 | $41.9100 | Disposed | 20423.0000 | Direct |
| 2019-02-25 | Common Stock | F | 1788.0000 | $43.0800 | Disposed | 18635.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-23 | Stock Appreciation Rights | $21.0300 | M | 19290.0000 | Disposed | 2019-02-23 | Common Stock (19290.0000) | Direct |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F3: Price is the closing price of Pfizer common stock on February 22, 2019
F4: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F5: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F6: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).