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PFIZER INC — Director's Dealing 2019
Feb 27, 2019
29831_dirs_2019-02-26_2d8d3982-1c7d-40a9-90ca-6287040edaa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2019-02-23
Reporting Person: SUSMAN SALLY (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-23 | Common Stock | M | 97737.0000 | $21.0300 | Acquired | 205833.0000 | Direct |
| 2019-02-23 | Common Stock | F | 30433.0000 | $41.9100 | Disposed | 175400.0000 | Direct |
| 2019-02-23 | Common Stock | F | 32420.0000 | $42.9600 | Disposed | 142980.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-23 | Stock Appreciation Rights | $21.0300 | M | 97737.0000 | Disposed | 2019-02-23 | Common Stock (97737.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 667.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F3: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F4: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F5: Price is the closing price of Pfizer common stock on February 22, 2019