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PFIZER INC — Director's Dealing 2019
Mar 2, 2019
29831_dirs_2019-03-01_42630aed-b4ad-491f-9960-a88cda372eed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2019-02-27
Reporting Person: MACKENZIE ALEXANDER R (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-27 | Common Stock | A | 20446.0000 | $0.0000 | Acquired | 135968.0000 | Direct |
| 2019-02-27 | Common Stock | F | 10882.0000 | $42.9300 | Disposed | 125086.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Stock Appreciation Rights | $43.3500 | A | 72201.0000 | Acquired | 2024-02-28 | Common Stock (72201.0000) | Direct |
| 2019-02-28 | Stock Appreciation Rights | $43.3500 | A | 60846.0000 | Acquired | 2026-02-28 | Common Stock (60846.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9336.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
F3: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.