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PFIZER INC — Director's Dealing 2018
Jun 8, 2018
29831_dirs_2018-06-08_cbd3e473-ac74-4369-a4f0-f2cdcafb6519.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2018-06-01
Reporting Person: ROGERS DAWN (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17907.0000 | Direct |
| Common Stock | 5984.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock (3444.0000) | Direct | ||
| Phantom Stock Units SSP | $ | Common Stock (6456.0000) | Direct | ||
| Stock Appreciation Rights | $21.0300 | 2019-02-23 | Common Stock (19290.0000) | Direct | |
| Stock Appreciation Rights | $27.3700 | 2020-02-28 | Common Stock (17824.0000) | Direct | |
| Stock Appreciation Rights | $30.5900 | 2021-02-25 | Common Stock (15948.0000) | Direct | |
| Stock Appreciation Rights | $30.5900 | 2023-02-25 | Common Stock (14253.0000) | Direct | |
| Stock Appreciation Rights | $32.2300 | 2019-02-27 | Common Stock (19297.0000) | Direct | |
| Stock Appreciation Rights | $32.2300 | 2021-02-27 | Common Stock (15369.0000) | Direct | |
| Stock Appreciation Rights | $34.0600 | 2022-02-23 | Common Stock (15219.0000) | Direct | |
| Stock Appreciation Rights | $34.0600 | 2024-02-23 | Common Stock (12635.0000) | Direct | |
| Stock Appreciation Rights | $34.5900 | 2020-02-26 | Common Stock (15097.0000) | Direct | |
| Stock Appreciation Rights | $34.5900 | 2022-02-26 | Common Stock (12584.0000) | Direct | |
| Stock Appreciation Rights | $35.7400 | 2023-02-22 | Common Stock (17158.0000) | Direct | |
| Stock Appreciation Rights | $35.7400 | 2025-02-22 | Common Stock (14344.0000) | Direct |
Footnotes
F1: The units, held under the Deferred Compensation Plan are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
F2: Each unit represents one phantom share of common stock.
F3: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
F4: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.
F5: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.