AI assistant
PFIZER INC — Director's Dealing 2018
Sep 17, 2018
29831_dirs_2018-09-17_5ed4cd95-15c7-45df-b185-5bacc6b898c7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2018-09-13
Reporting Person: Dolsten Mikael (President R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-13 | Common Stock | M | 124501.0000 | $21.0300 | Acquired | 177088.0000 | Direct |
| 2018-09-13 | Common Stock | M | 57211.0000 | $32.2300 | Acquired | 234299.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-13 | Stock Appreciation Rights | $21.0300 | M | 185185.0000 | Disposed | 2019-02-23 | Common Stock (185185.0000) | Direct |
| 2018-09-13 | Stock Appreciation Rights | $32.2300 | M | 158662.0000 | Disposed | 2019-02-27 | Common Stock (158662.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1600.0000 | Indirect |
Footnotes
F1: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price) of $41.96) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.
F2: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price) of $41.96) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.