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PFIZER INC — Director's Dealing 2017
Feb 28, 2017
29831_dirs_2017-02-27_ab58153c-ac74-4309-b0b2-eea560a18183.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2017-02-23
Reporting Person: Lewis-Hall Freda C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | M | 103155.0000 | $21.0300 | Acquired | 295356.0000 | Direct |
| 2017-02-23 | Common Stock | F | 23184.0000 | $34.0600 | Disposed | 272172.0000 | Direct |
| 2017-02-23 | Common Stock | F | 49942.0000 | $32.4900 | Disposed | 222230.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-23 | Stock Appreciation Rights | $21.0300 | M | 103155.0000 | Disposed | 2017-02-23 | Common Stock (103155.0000) | Direct |
| 2017-02-23 | Stock Appreciation Rights | $34.0600 | A | 73052.0000 | Acquired | 2022-02-23 | Common Stock (73052.0000) | Direct |
| 2017-02-23 | Stock Appreciation Rights | $34.0600 | A | 60647.0000 | Acquired | 2024-02-23 | Common Stock (60647.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4031.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F3: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F4: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F5: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F6: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.