AI assistant
PFIZER INC — Director's Dealing 2017
Feb 28, 2017
29831_dirs_2017-02-27_a2eef2dc-a60d-4b8e-aeec-7272de8387df.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2017-02-23
Reporting Person: YOUNG JOHN D (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | M | 51578.0000 | $21.0300 | Acquired | 172542.0000 | Direct |
| 2017-02-23 | Common Stock | F | 10282.0000 | $34.0600 | Disposed | 162260.0000 | Direct |
| 2017-02-23 | Common Stock | F | 24971.0000 | $32.4900 | Disposed | 137289.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-23 | Stock Appreciation Rights | $21.0300 | M | 51578.0000 | Disposed | 2017-02-23 | Common Stock (51578.0000) | Direct |
| 2017-02-23 | Stock Appreciation Rights | $34.0600 | A | 146104.0000 | Acquired | 2022-02-23 | Common Stock (146104.0000) | Direct |
| 2017-02-23 | Stock Appreciation Rights | $34.0600 | A | 121294.0000 | Acquired | 2024-02-23 | Common Stock (121294.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1474.0000 | Indirect |
| Common Stock | 1373.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F3: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F4: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F5: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F6: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.