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PFIZER INC — Director's Dealing 2015
Feb 28, 2015
29831_dirs_2015-02-27_88e38f15-1ab4-44a0-a671-cea5b8e4cf43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2015-02-25
Reporting Person: Germano Geno J (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-25 | Common Stock | M | 83333.0000 | $17.6900 | Acquired | 354531.0000 | Direct |
| 2015-02-25 | Common Stock | A | 17893.0000 | $0.0000 | Acquired | 372424.0000 | Direct |
| 2015-02-25 | Common Stock | F | 6474.0000 | $34.6600 | Disposed | 365950.0000 | Direct |
| 2015-02-25 | Common Stock | F | 24856.0000 | $34.6600 | Disposed | 341094.0000 | Direct |
| 2015-02-25 | Common Stock | F | 32840.0000 | $33.4700 | Disposed | 308254.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-25 | Stock Appreciation Rights | $17.6900 | M | 83333.0000 | Disposed | 2015-02-25 | Common Stock (83333.0000) | Direct |
| 2015-02-26 | Stock Appreciation Rights | $34.5900 | A | 144928.0000 | Acquired | 2020-02-26 | Common Stock (144928.0000) | Direct |
| 2015-02-26 | Stock Appreciation Rights | $34.5900 | A | 120805.0000 | Acquired | 2022-02-26 | Common Stock (120805.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1587.0000 | Indirect |
| Common Stock | 1161.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
F3: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).
F4: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F5: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F6: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
F7: The reporting person disclaims beneficial ownership of shares held by members of his family.
F8: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F9: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.