AI assistant
PFIZER INC — Director's Dealing 2015
Dec 17, 2015
29831_dirs_2015-12-16_6b34c3ea-ce22-41a9-bccb-4a1c676a85d2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2015-12-15
Reporting Person: BOURLA ALBERT (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-15 | Common Stock | M | 30000.0000 | $26.2000 | Acquired | 140560.0000 | Direct |
| 2015-12-15 | Common Stock | F | 27195.0000 | $32.4700 | Disposed | 113365.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | Employee Stock Option (right to buy) | $26.2000 | M | 30000.0000 | Disposed | 2016-02-22 | Common Stock (30000.0000) | Direct |
| 2015-12-15 | Phantom Stock Units SSP | $ | A | 20.0000 | Acquired | Common Stock (20.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2185.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the withholding of shares which were retained by the Issuer to satisfy the payment of the exercise price and tax obligations in connection with an exercise of stock options through a net settlement.
F2: These options are fully exercisable.
F3: Each unit represents one phantom share of common stock.
F4: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.