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PFIZER INC — Director's Dealing 2014
Mar 5, 2014
29831_dirs_2014-03-05_c6b4dd0a-43c3-4b1d-a688-9441d4bf1025.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2014-03-03
Reporting Person: CANGIALOSI LORETTA V (Sr. Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-03 | Common Stock | M | 75500.0000 | $26.2000 | Acquired | 274699.0000 | Direct |
| 2014-03-03 | Common Stock | S | 375.0000 | $31.9700 | Disposed | 274324.0000 | Direct |
| 2014-03-03 | Common Stock | S | 1600.0000 | $32.0300 | Disposed | 272724.0000 | Direct |
| 2014-03-03 | Common Stock | S | 3100.0000 | $32.0400 | Disposed | 269624.0000 | Direct |
| 2014-03-03 | Common Stock | S | 4600.0000 | $32.0800 | Disposed | 265024.0000 | Direct |
| 2014-03-03 | Common Stock | S | 6100.0000 | $31.9800 | Disposed | 258924.0000 | Direct |
| 2014-03-03 | Common Stock | S | 6800.0000 | $31.9900 | Disposed | 252124.0000 | Direct |
| 2014-03-03 | Common Stock | S | 7500.0000 | $32.0700 | Disposed | 244624.0000 | Direct |
| 2014-03-03 | Common Stock | S | 10261.0000 | $32.0600 | Disposed | 234363.0000 | Direct |
| 2014-03-03 | Common Stock | S | 14425.0000 | $32.0100 | Disposed | 219938.0000 | Direct |
| 2014-03-03 | Common Stock | S | 18200.0000 | $32.0000 | Disposed | 201738.0000 | Direct |
| 2014-03-03 | Common Stock | S | 24900.0000 | $32.0200 | Disposed | 176838.0000 | Direct |
| 2014-03-04 | Common Stock | S | 5082.0000 | $32.5500 | Disposed | 171756.0000 | Direct |
| 2014-03-03 | Common Stock | I | 6695.0000 | $31.9800 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Employee Stock Option (right to buy) | $26.2000 | M | 75500.0000 | Disposed | 2015-02-23 | Common Stock (75500.0000) | Direct |
| 2014-03-03 | Phantom Stock Units SSP | $ | I | 11877.0000 | Disposed | Common Stock (11877.0000) | Direct |
Footnotes
F1: This transaction constitutes an intra-plan transfer involving the Pfizer stock fund under the Company's Qualified Savings Plan.
F2: These options are fully exercisable.
F3: Each unit represents one phantom share of common stock.
F4: This transaction constitutes an intra-plan transfer involving the Pfizer stock unit fund under the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan.
F5: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.