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PFIZER INC — Director's Dealing 2014
Nov 4, 2014
29831_dirs_2014-11-03_0b7551f6-7404-4e3f-b93f-2f8c18cc8b48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2014-10-30
Reporting Person: DAMELIO FRANK A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-30 | Common Stock | M | 65502.0000 | $17.0300 | Acquired | 501494.0000 | Direct |
| 2014-10-30 | Common Stock | F | 18823.0000 | $29.8400 | Disposed | 482671.0000 | Direct |
| 2014-10-30 | Common Stock | F | 29003.0000 | $28.7500 | Disposed | 453668.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | Stock Appreciation Rights | $17.0300 | M | 65502.0000 | Disposed | 2014-10-30 | Common Stock (65502.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4430.0000 | Indirect |
Footnotes
F1: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
F2: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
F3: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
F4: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.