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PFIZER INC — Director's Dealing 2011
Mar 1, 2011
29831_dirs_2011-02-28_8c86395e-0292-44b0-87c3-af5b31d66d6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2011-02-24
Reporting Person: SCHULMAN AMY W (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-24 | Common Stock | A | 51615 | — | Acquired | 242194 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-24 | Stock Appreciation Rights | $0 | A | 175234 | Acquired | 2016-02-24 | Common Stock (175234) | Direct |
| 2011-02-24 | Stock Appreciation Rights | $0 | A | 145068 | Acquired | 2018-02-24 | Common Stock (145068) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1753 | Indirect |
| Common Stock | 300 | Indirect |
Footnotes
F1: The reported transaction constitutes the grant of restricted stock units, which are subject to certain vesting requirements.
F2: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
F3: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.
F4: The reporting person disclaims beneficial ownership of the shares held by spouse.