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PFIZER INC — Director's Dealing 2010
Dec 23, 2010
29831_dirs_2010-12-23_3d0df8c8-37e1-4485-82bb-d784f7ef206e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2010-12-13
Reporting Person: SIMMONS DAVID S (Business Unit President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99622.0000 | Direct |
| Common Stock | 1465.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $25.8700 | 2017-02-21 | Common Stock (43000.0000) | Direct | |
| Employee Stock Option (right to buy) | $26.2000 | 2016-02-22 | Common Stock (17000.0000) | Direct | |
| Employee Stock Option (right to buy) | $26.2000 | 2015-02-23 | Common Stock (16500.0000) | Direct | |
| Employee Stock Option (right to buy) | $29.3300 | 2013-02-26 | Common Stock (21000.0000) | Direct | |
| Employee Stock Option (right to buy) | $37.1500 | 2014-02-25 | Common Stock (27000.0000) | Direct | |
| Employee Stock Option (right to buy) | $41.3000 | 2012-02-27 | Common Stock (20000.0000) | Direct | |
| Employee Stock Option (right to buy) | $45.3400 | 2011-02-21 | Common Stock (28000.0000) | Direct | |
| Phantom Stock Units | $ | Common Stock (1890.0000) | Direct | ||
| Phantom Stock Units (AIP) | $ | Common Stock (4344.0000) | Direct | ||
| Phantom Stock Units SSP | $ | Common Stock (4976.0000) | Direct | ||
| Stock Appreciation Rights | $12.7000 | 2014-02-26 | Common Stock (49440.0000) | Direct | |
| Stock Appreciation Rights | $17.6900 | 2015-02-25 | Common Stock (67568.0000) | Direct | |
| Stock Appreciation Rights | $18.1900 | 2014-12-31 | Common Stock (26767.0000) | Direct | |
| Stock Appreciation Rights | $22.5500 | 2013-02-28 | Common Stock (24401.0000) | Direct |
Footnotes
F1: These options are fully exercisable.
F2: Units represent incentive compensation that has been deferred. Units will be settled in cash following separation from service.
F3: Each unit represents one phantom share of common stock.
F4: Units represent incentive compensation that has been deferred. Units will be settled in cash at a specified later date or upon separation from service.
F5: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
F6: The stock appreciation rights, which are subject to certain vesting requirements will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.