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PFIZER INC — Director's Dealing 2007
Oct 2, 2007
29831_dirs_2007-10-02_fff385ea-6404-4b7b-b8d1-453342dcb679.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PFIZER INC (PFE)
CIK: 0000078003
Period of Report: 2007-09-27
Reporting Person: RICCIARDI NATALE S (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300417 | Direct |
| Common Stock | 41598 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units SSP | $ | Common Stock (20120.00) | Direct | ||
| Employee Stock Option (right to buy) | $35.21 | 2008-08-26 | Common Stock (54000.00) | Direct | |
| Employee Stock Option (right to buy) | $42.07 | 2009-04-21 | Common Stock (57450.00) | Direct | |
| Employee Stock Option (right to buy) | $32.94 | 2010-02-23 | Common Stock (35000.00) | Direct | |
| Employee Stock Option (right to buy) | $45.34 | 2011-02-21 | Common Stock (90000.00) | Direct | |
| Employee Stock Option (right to buy) | $41.30 | 2012-02-27 | Common Stock (50000.00) | Direct | |
| Employee Stock Option (right to buy) | $29.33 | 2013-02-26 | Common Stock (50000.00) | Direct | |
| Employee Stock Option (right to buy) | $37.15 | 2014-02-25 | Common Stock (65000.00) | Direct | |
| Employee Stock Option (right to buy) | $26.20 | 2015-02-23 | Common Stock (114000.00) | Direct | |
| Employee Stock Option (right to buy) | $26.20 | 2016-02-22 | Common Stock (160000.00) | Direct | |
| Employee Stock Option (right to buy) | $25.87 | 2017-02-21 | Common Stock (122000.00) | Direct |
Footnotes
F1: The option became exercisable in 5 equal annual installments beginning on August 28, 1999.
F2: The option became exercisable in 5 equal annual installments beginning on April 22, 2000.
F3: The option became exercisable in 5 equal annual installments beginning on February 24, 2001.
F4: The option became exercisable in 5 equal annual installments beginning on February 22, 2002.
F5: This option became exercisable in 3 equal annual installments beginning on February 28, 2005.
F6: This option became exercisable in 3 equal annual installments beginning on February 27, 2006.
F7: This option becomes exercisable in 3 equal annual installments beginning on February 26, 2007.
F8: This option becomes exercisable in 3 equal annual installments beginning on February 24, 2008.
F9: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.
F10: Each unit represents one phantom share of common stock.