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PFIZER INC — Director's Dealing 2003
Apr 24, 2003
29831_dirs_2003-04-24_9234313e-1eb0-41f7-acd4-5882f538a245.zip
Director's Dealing
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4 1 how042403.htm FORM 4 - APRIL 24, 2003 SEC Form 4
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
| 1. Name and Address of Reporting Person * Howell, William R. (Last) (First) (Middle) Pfizer Inc. Att: Corporate Secretary 235 East 42nd Street (Street) New York, NY 10017 (City) (State) (Zip) | |
|---|---|
| 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year April 24, 2003 5. If Amendment, Date of Original (Month/Day/Year) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code and Voluntary Code (Instr. 8) Code | V 4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC 1474 (9-02)
Howell, William R. - April 24, 2003
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conver- sion or Exercise Price of Deri- vative Security | 3. Transaction Date (Month/ Day/ Year) | 4. Transaction Code and Voluntary (V) Code (Instr.8) Code | V | 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) | 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transactions (Instr.4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.4) |
|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | 1-for-1 | 04/24/2003 | A | | (A) 801 (1) | (3) | (3) | Common Stock - 801 | D | |
| Phantom Stock Units | 1-for-1 | 04/24/2003 | A | | (A) 3,600 (2) | (3) | (3) | Common Stock - 3,600 | 50,167 | D |
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: /s/ Lawrence A. Fox for William R. Howell 04-24-2003 ** Signature of Reporting Person Date Power of Attorney Page 2
Howell, William R. - April 24, 2003
Form 4 (continued)
FOOTNOTE Descriptions for Pfizer Inc (PFE) Form 4 - April 24, 2003 William R. Howell Pfizer Inc. Att: Corporate Secretary 235 East 42nd Street New York, NY 10017 Explanation of responses: (1) Granted pursuant to the Pfizer Inc. Annual Retainer Unit Award Plan. (2) Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. (3) These units are settled in cash following the reporting person's retirement from the Board of Directors.
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