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PFIZER INC — Director's Dealing 2002
Jun 10, 2002
29831_dirs_2002-06-10_41e030be-87bf-4a26-a7b2-8702f98ad1d1.zip
Director's Dealing
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4 1 mck94.htm HENRY A. MCKINNELL, JUNE 2002 FORM 4 SEC Form 4
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response. . . . . 0.5
- Name and Address of Reporting Person * McKinnell, Henry A. (Last) (First) (Middle) Pfizer Inc. Att: Corporate Secretary 235 East 42nd Street (Street) New York, NY 10017 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Pfizer Inc (PFE) 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for (Month/Year) June 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer Other Officer/Other Description Chairman and Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) X Individual Filing Joint/Group Filing
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 3. Transaction Code and Voluntary Code (Instr. 8) Code | V | 4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price | 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) | 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|---|---|---|
| Common Stock | 06/06/2002 | G | V | 8,312 | D | | 84,515 (1) | I | By Trust |
| Common Stock | 933,057 (1) | D | ||||
| Common Stock | 34,456 | I | By Rule 16b-3 Plan |
McKinnell, Henry A. - June 2002
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- Title of Derivative Security (Instr. 3) 2. Conver- sion or Exercise Price of Deri- vative Security 3. Transaction Date (Month/ Day/ Year) 4. Transaction Code and Voluntary (V) Code (Instr.8) Code | V 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr.5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr.4) 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership (Instr.4)
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. ___ /s/ Kathleen M. Ulrich__ ______ 06-10-2002 ** Signature of Reporting Person Date By Kathleen M. Ulrich for Henry A. McKinnell Page 2 SEC 1474 (3-99)
McKinnell, Henry A. - June 2002
Form 4 (continued)
FOOTNOTE Descriptions for Pfizer Inc (PFE) Form 4 - June 2002 Henry A. McKinnell Pfizer Inc. Att: Corporate Secretary 235 East 42nd Street New York, NY 10017 Explanation of responses: (1) In accordance with the provisions of a Grantor Retained Annuity Trust (GRAT), shares were transferred from the GRAT to the reporting person's individual ownership as follows: 1,901 shares on 4/30/02 and 3,053 shares on 5/1/02.
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