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PEXA GROUP LIMITED Major Shareholding Notification 2023

Sep 10, 2023

65637_rns_2023-09-10_504dd056-3363-4f5e-867f-51b4185edad4.pdf

Major Shareholding Notification

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Form 603
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Corporations Act 2001
Section 671B
Notice of initial substantial holder
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PEXA Group Ltd To Company Name/Scheme 629 193 764 ACN/ARSN

1. Details of substantial holder (1)

First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A Name 630 725 558 ACN/ARSN (if applicable) 07/09/2023 The holder became a substantial holder on

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or

an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Fully Paid ordinary shares 9,728,786 9,728,786 5.49%

*Note these securities are comprised of 8,096,010 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 1,632,776 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 7 September 2023, has informed it that it has voting power prior to the date of this notice.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial

holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities Class and number of securities
First Sentier Investors Realindex Pty Ltd
ACN 133 312 017
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
2,425,541 Fully Paid ordinary shares
First Sentier Investors (Australia) IM Ltd
ACN 114 194 311
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
6,039,273 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier
Investors Holdings Pty Limited (indirectly) and has informed First Sentier
Investors Holdings Pty Limited that it has a relevant interest in the shares
noted in this column. Accordingly, First Sentier Investors Holdings Pty
Limited has a relevant interest or voting power in those shares pursuant to
section 608(3) or section 12(2)(a) of the Corporations Act (as relevant).
MUFG has not provided any further details of that relevant interest -
accordingly no transaction information is recorded in Appendix B or holder
information is recorded in Section 4. Reference is made to any subsequent
filing of MUFG which will reflect this interest.
1,632,776 Fully Paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of securities Class and number of securities
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citibank N A Hong Kong 1,371,050 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citicorp Nominees Pty Limited
(Australia)
312,209 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 National Australian bank 225,229 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Northern Trust Singapore 502,538 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 State Street Global Advisors
(Australia) Limited
14,515 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 CITIGROUP GLOBAL
MARKETS INC
830,427 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citibank N A Hong Kong 3,466,898 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 JP MORGAN CHASE 497,650 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Northern Trust Company 435,482 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 State Street Global Advisors
(Australia) Limited
440,012 Fully Paid ordinary
shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group 1,632,776 Fully Paid ordinary
shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the

substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-cash
See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
ACN 133 312 017
First Sentier Investors Realindex Pty Ltd
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
ACN 114 194 311
First Sentier Investors (Australia) IM Ltd
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
Mitsubishi UFJ Financial Group Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section
12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
Mitsubishi UFJ Financial Group 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name
sign here
capacity
Rachel Lim
Company Secretary
date
11/09/2023

Annexure A

This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 07/09/2023

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Rachel Lim Company Secretary

Dated the 11/09/2023

SCHEDULE

First Sentier Investors (Malta) Limited (Company Code C41267) First Sentier Investors (Malta) Holdings Limited (Company Code C41260) CFSIM Limited (Company No. 00153197) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Singapore) (Company No. 196900420D) First Sentier Investors UK Holdings Limited (Company No. 03904310) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (Luxembourg) Infrastructure (B) GP S.A.R.L (Company No. B262476) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) FSIB LTD (Registration No. 26193) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) SI Holdings Limited (Company No. SC109439) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B238701) First Sentier Investors EU Holdings Limited (Company No. 727873) AlbaCore Capital Group Limited (Company No. 727871)

Annexure B

This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 07/09/2023

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Rachel Lim Company Secretary

Dated the 11/09/2023

Holder of relevant Interest Date of Acquisition Consideration Cash Consideration non-cash Class and number of securities affected Class and number of securities affected
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 90,708.11 6,777 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 342,061.80 25,527 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 478,931.34 35,782 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 52,173.56 3,898 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 38,226.70 2,856 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
18/05/2023 1,013.27 78 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
22/05/2023 1,242.17 94 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/05/2023 9,344.57 712 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
25/05/2023 48,145.05 3,709 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 175,778.72 13,308 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 2,081,263.35 157,570 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 1,113,450.13 84,298 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 941,924.55 71,312 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 470,962.28 35,656 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 1,818,810.45 137,700 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 7,031,016.64 532,310 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 102,286.62 7,744 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 51,143.31 3,872 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/05/2023 351,557.44 26,616 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
31/05/2023 183,823.87 13,927 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 9,084.23 691 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 27,213.26 2,070 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 4,141.15 315 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 17,235.06 1,311 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 57,713.14 4,390 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 15,171.06 1,154 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/06/2023 10,004.49 761 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 189,352.46 14,086 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 693,960.78 51,624 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 2,640,812.21 196,451 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 415,645.19 30,920 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 788,368.16 58,647 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 457,787.74 34,055 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/06/2023 412,287.57 30,699 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/06/2023 1,245,268.69 92,636 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
07/06/2023 19,963.88 1,481 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
07/06/2023 33,228.20 2,465 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 64,945.74 4,937 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 71,575.81 5,441 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 154,241.20 11,725 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 12,076.20 918 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/06/2023 167,425.65 12,655 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 391,899.30 29,555 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 429,345.54 32,379 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 74,600.76 5,626 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 685,197.24 51,674 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 210,117.96 15,846 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 154,863.54 11,679 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/06/2023 129,576.72 9,772 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/06/2023 3,405,500.35 262,973 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
27/06/2023 509,130.39 38,594 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
03/07/2023 131,346.43 9,736 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
04/07/2023 98,143.54 7,354 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 337,712.86 26,038 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 91,107.73 7,005 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 38,953.27 2,995 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 55,275.93 4,250 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 490,707.15 37,729 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 44,162.85 3,405 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/07/2023 341,484.82 27,673 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
12/07/2023 30,352.32 2,342 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
13/07/2023 19,485.84 1,452 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
27/07/2023 125,629.66 9,503 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
31/07/2023 34,497.15 2,610 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/08/2023 56,775.27 4,254 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/08/2023 19,492.88 1,496 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
04/08/2023 36,254.07 2,825 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/08/2023 702,819.32 54,341 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/08/2023 1,007,092.84 77,867 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/08/2023 180,189.52 13,932 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/08/2023 109,947.68 8,501 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/08/2023 79,411.69 6,140 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
09/08/2023 296,454.72 22,800 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
10/08/2023 76,140.68 5,866 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
10/08/2023 310,715.24 23,938 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/08/2023 14,742.23 1,154 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/08/2023 24,358.95 1,881 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
16/08/2023 27,732.21 2,144 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/08/2023 16,420.60 1,268 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/08/2023 82,219.55 6,349 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/08/2023 89,259.81 6,829 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
23/08/2023 36,435.48 2,878 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
30/08/2023 76,102.95 6,589 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
31/08/2023 152,764.92 13,130 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 1,460,976.96 129,857 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 481,078.22 42,760 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 254,087.89 22,795 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 1,051,722.95 93,481 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 1,806,946.00 160,608 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 1,746,462.45 155,232 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 2,811,040.22 252,187 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
07/09/2023 1,990,455.52 176,919 Fully Paid ordinary
shares