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PEXA GROUP LIMITED Major Shareholding Notification 2022
65637_rns_2022-11-21_0c822669-7008-458d-a8f6-a3d67bb918d4.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To: | Company Name/SchemeABN/ACN/ARSN | PEXA Group Limited92 140 677 792 | PXA.AX |
|---|---|---|---|
| 1. Details of substantial holder | |||
| Name | Macquarie Group Limited ('MQG'); andits controlled bodies corporate listed in Annexure A('Macquarie Group Entities') | ||
| ABN/ACN/ARSN (if applicable) | 122 169 279 | ||
| The holder became a substantial holder on: | 18 November 2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power |
|---|---|---|---|
| 'FPO' | 8,936,225 | 8,936,225 | 5.04% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Number of securities | Class |
|---|---|---|---|
| Beneficial Owner | 318,826 | FPO | |
| MACQUARIE BANK LIMITED | Power to control disposal over shares pursuant to stock borrowingand lending activities (see Annexure C). | 456,465 | FPO |
| MACQUARIE CAPITAL (AUSTRALIA) LIMITED | Macquarie Capital (Australia) Limited ("MCAL") entered into aBlock Trade Agreement (see Annexure D) on 18 November 2022with entities listed in that agreement.Pursuant to section 608 of the Corporations Act and the terms ofthe Block Agreement, MCAL acquired a relevent interest in sharesof PEXA Group Ltd on execution of the Block Agreement andsubject to the terms of that agreement.Under the Block Agreement, MCAL acted as lead manager of thesale of the shares, all of which shares have been sold.Macquarie Group will file a ceasing to be a substantial shareholdernotice following settlement of those shares. | 7,583,401 | FPO |
| MACQUARIE INVESTMENT MANAGEMENTAUSTRALIA LIMITED | Power to control the exercise of a right to vote attached to securitiesand/or control the disposal of securities in its capacity as trustee. | 43,519 | FPO |
| MACQUARIE INVESTMENT MANAGEMENTGLOBAL LIMITED | Power to control the exercise of a right to vote attached to securitiesand/or control the disposal of securities in its capacity as investmentmanager. | 465,963 | FPO |
| MACQUARIE INVESTMENT MANAGEMENTLIMITED | MIML as the trustee of APRA regulated superannuation funds andas Responsible Entity (RE) of the Macquarie Separately ManagedAccount has the power to control the exercise of a right to voteand/or the power to dispose of securities as investment manager ortrustee.MIML is the operator of investor directed portfolio services (IDPS)and can be directed by the beneficial asset holders to vote and/ordispose of securities as held within the IDPSs. | 68,051 | FPO |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered asholder | Number of securities | Class |
|---|---|---|---|---|
| MACQUARIE BANK LIMITED | Macquarie Bank Limited | Macquarie Bank Limited | 775,291 | FPO |
| MACQUARIE CAPITAL(AUSTRALIA) LIMITED | Macquarie Capital (Australia) Limited | Macquarie Capital (Australia) Limited | 7,583,401 | FPO |
| MACQUARIE INVESTMENTMANAGEMENT AUSTRALIALIMITED | JPMorgan Chase Bank, N.A. | JPMorgan Chase Bank, N.A. | 43,519 | FPO |
| National Australian Bank | National Australian Bank | 104,271 | FPO | |
| MACQUARIE INVESTMENTMANAGEMENT GLOBAL | The Northern Trust Company | The Northern Trust Company | 338,089 | FPO |
| LIMITED | The Northern Trust Company, London | The Northern Trust Company,London | 23,603 | FPO |
| MACQUARIE INVESTMENTMANAGEMENT LIMITED | Bond Street Custodians Limited | Bond Street Custodians Limited | 68,051 | FPO |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration | Number of securities | Class |
|---|---|---|---|---|
| See Annexure B | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| Macquarie Group Limited & | Controlled Bodies Corporate |
| Macquarie Group Entities |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| MACQUARIE GROUP LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia |
| MACQUARIE BANK LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia |
| MACQUARIE CAPITAL (AUSTRALIA) LIMITED Level 6, 50 Martin Place, Sydney NSW 2000, Australia | |
| MACQUARIE INVESTMENT MANAGEMENTAUSTRALIA LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia |
| MACQUARIE INVESTMENT MANAGEMENTGLOBAL LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia |
| MACQUARIE INVESTMENT MANAGEMENTLIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia |
Signature
| Print name Dennis Leong | Capacity | Company Secretary |
|---|---|---|
| Sign here | Date | 22 November 2022 |
This is the annexure marked 'A' of 20 pages referred to in the Notice of initial substantial holder.
Dennis Leong Company Secretary, Macquarie Group Limited 22 November 2022
Controlled Bodies Corporate
| ACN / Company No | Entity Name | Incorp Country |
|---|---|---|
| 1250 N LaSalle Member LLC | United States | |
| 1250 N LaSalle Property LLC | United States | |
| 2375 Ala Wai Holding LLC | United States | |
| 2375 Ala Wai Property LLC | United States | |
| 136 024 970 | A.C.N. 136 024 970 PTY LTD | Australia |
| 153 275 677 | A.C.N. 153 275 677 Pty Ltd | Australia |
| 12725483 | Aberthaw Green Limited | United Kingdom |
| B-88238381 | Abeto New Energy S.L. | Spain |
| 13163487 | Adapt Biogas FinanceCo Limited | United Kingdom |
| 13161489 | Adapt Biogas HoldCo Limited | United Kingdom |
| 8199075 | Adapt Biogas Limited | United Kingdom |
| HRB 128514 | Adler Capital Holdings GmbH | Germany |
| Aerogy LLC | United States | |
| HRB 237758 | AIF Business Solutions GmbH | Germany |
| U40106TG2020FTC139383 | Akamu Solar Power Pvt Ltd | India |
| 16241541008 | Alabastro New Energy S.R.L. | Italy |
| B269443 | Americas Sustainable Energy AIV SCSp | Luxembourg |
| 16768571008 | Ametista New Energy S.R.L. | Italy |
| 2114030766 | Ant Solar S.R.L. | Italy |
| 3250247 | APR Telecoms (Maintenance) Limited (strike off requested) | United Kingdom |
| U40106TG2019FTC135162 | Aquila Solar Power Pvt Ltd | India |
| 0100-01-213214 | AR WIND ENERGY K.K. | Japan |
| 202036427c | Aragorn Holding Company Two Pte. Ltd. | Singapore |
| U40106TG2020FTC140186 | Aragorn Renewable Energy Pvt Ltd | India |
| U40107TG2013PTC134776 | Arkha Solar Power Pvt Ltd | India |
| U40107TG2018FTC125111 | Atlantic Urja Pvt Ltd | India |
| 20-3690322 | AVENAL POWER CENTER, LLC | United States |
| 653 880 785 | B2R No. 1 Pty Limited | Australia |
| 653 881 040 | B2R No. 2 Pty Limited | Australia |
| 653 881 693 | B2R No. 3 Pty Limited | Australia |
| 8604966 | BELIKE NOMINEES PTY. LIMITED | Australia |
| 11974335 | Bernard Topco Limited | United Kingdom |
| 12095099 | Bilbao Offshore TopCo Limited | United Kingdom |
| 11431362 | Bing TK Holdings Limited | United Kingdom |
| 11431590 | Bing TK Limited | United Kingdom |
| 126708 | Bing TK Topco Limited | Jersey |
| 105564078445 | BLE 101 (Thailand) Ltd. | Thailand |
| 202025861K | BLE C&I Projects 1 Pte. Ltd. | Singapore |
| 202128699Z | BLE C&I Projects 2 Pte. Ltd. | Singapore |
| 202025770W | BLE C&I Projects Pte. Ltd. | Singapore |
| 0104-03-025952 | BLE Japan 101 GK | Japan |
| 201901032097 | BLE MALAYSIA 101 SDN. BHD. | Malaysia |
| 202201012190 | BLE MALAYSIA 102 SDN. BHD. | Malaysia |
| 202111875G | BLE Project 101 Pte. Ltd. | Singapore |
| 202115027N | BLE Project 102 Pte. Ltd. | Singapore |
| 202115880k | BLE Project 103 Pte. Ltd. | Singapore |
| 202218200N | BLE Project 104 Pte. Ltd. | Singapore |
| 316923526 | BLE Vietnam 101 Company Limited | Vietnam |
| 20-2937246 | Blue Grass Abstract LLC | United States |
| 201816156M | BLUE LEAF ENERGY ASIA PTE. LTD. | Singapore |
| 202141031K | Blue Leaf Energy India Investments Pte. Ltd. | Singapore |
| AAX-3528 | Blue Leaf Energy India LLP | India |
| 0100-01-192544 | BLUE LEAF ENERGY JAPAN K.K. | Japan |
| 703-86-02213 | BLUE LEAF ENERGY KOREA CO. LTD. | Korea, Republic of |
| 201901031492 | BLUE LEAF ENERGY MALAYSIA HOLDINGS SDN. BHD. | Malaysia |
| U45309MH2022FTC375250 | Blue Leaf Energy Renewables Private Limited | India |
| CS2015160102 | BLUE LEAF ENERGY SERVICES PHILIPPINES, INC. | Philippines |
| 201536002R | BLUE LEAF ENERGY SPV HOLDCO PTE. LTD. | Singapore |
| 83212085 | Blue Leaf Energy Taiwan Co., Ltd | Taiwan (Province of China) |
| 46-5587770 | Blueshine, LLC | United States |
| Bluestone Equity Release Series 1 Warehouse Trust | Australia |
| 12725566 | Bolney Green Limited | United Kingdom |
|---|---|---|
| 008 607 065 | BOND STREET CUSTODIANS LIMITED | Australia |
| 004 680 004 | BOSTON AUSTRALIA PTY LIMITED | Australia |
| 662 768 041 | BOULDER CREEK WIND FARM HOLDINGS PTY LTD | Australia |
| 643055636 | BOULDER CREEK WIND FARM PTY LTD | Australia |
| 12516896 | Bramford Green Limited | United Kingdom |
| 12723612 | Bramley Solar Limited | United Kingdom |
| Bridging Pennsylvania HoldCo LLC | United States | |
| 12516809 | Bridgwater Green Limited | United Kingdom |
| 692062 | Broadstone Housing Investments Limited | Ireland |
| 88217 | Bunhill Investments Unlimited | Jersey |
| 756-86-01538 | BUSAN ECO DELTA ENERGY CO., LTD. | Korea, Republic of |
| 198-81-021129 | BUSAN FLOATING OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
| 179-81-01129 | BUSAN OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
| 2865830 | BUTTONWOOD NOMINEES PTY LIMITED | Australia |
| BVK Phoenix General Partner Inc. | United States | |
| Calibrant Asset 1, LLC | United States | |
| Calibrant Bakersfield, LLC | United States | |
| CALIBRANT CALIFORNIA I, LLC | United States | |
| CALIBRANT CALIFORNIA II, LLC | United States | |
| Calibrant Darien, LLC | United States | |
| Calibrant Eldorado I, LLC | United States | |
| Calibrant Eldorado II, LLC | United States | |
| Calibrant Equipment, LLC | United States | |
| Calibrant Florida I, LLC | United States | |
| Calibrant Hammerhead Inc. | United States | |
| Calibrant Harrisburg I, LLC | United States | |
| Calibrant Harrisburg II, LLC | United States | |
| Calibrant Harrisburg III, LLC | United States | |
| CALIBRANT ILLINOIS BATTERY I, LLC | ||
| United States | ||
| Calibrant Lena, LLC | United States | |
| Calibrant Mako, LLC | United States | |
| Calibrant NY I, LLC | United States | |
| Calibrant NY II, LLC | United States | |
| Calibrant Renewable Holdings, LLC | United States | |
| Calibrant South Portland, LLC | United States | |
| Calibrant TE Development, LLC | United States | |
| Calibrant TE Fund I, LLC | United States | |
| Calibrant Woodland I, LLC | United States | |
| Calibrant Woodland II, LLC | United States | |
| 13361703 | Capbal Faune Limited | United Kingdom |
| 4800336 | Capital Meters Holdings Limited | United Kingdom |
| 4800317 | Capital Meters Limited | United Kingdom |
| 2103550766 | Cat Energy S.R.L. | Italy |
| CBP Holdings LLC | United States | |
| 538-88-01399 | CERES HOLDINGS CO., LTD. | Korea, Republic of |
| 164108901000 | Cero Development Hellas Single Member S.A. | Greece |
| 920 433 893 RCS Nanterre | Cero France SAS | France |
| 12415204 | Cero Generation Holdings France Limited | United Kingdom |
| 13356303 | Cero Generation Holdings Greece Limited | United Kingdom |
| 12316686 | Cero Generation Holdings Italy Limited | United Kingdom |
| 11346219 | Cero Generation Holdings Spain Limited | United Kingdom |
| 12318275 | Cero Generation Holdings UK Limited | United Kingdom |
| 12272533 | Cero Generation Limited | United Kingdom |
| 162961101000 | Cero Generation Services Greece Single Member Private Company | Greece |
| 13078063 | Cero Generation Services Limited | United Kingdom |
| M-752842 Tomo 42548 Folio | ||
| 161 | Cero Generation Services Limited, Sucursal en España | Spain |
| 12517980962 | Cero Italy Projects 1 S.R.L. | Italy |
| 12517970963 | Cero Italy Projects 2 S.R.L. | Italy |
| 12518000968 | Cero Italy Projects 3 S.R.L. | Italy |
| 12495520962 | Cero Italy Projects S.R.L. | Italy |
| 978917 | Cero Polska 1 Spółka Z Ograniczoną Odpowiedzialnością | Poland |
| 982552 | Cero Polska 2 Spółka Z Ograniczoną Odpowiedzialnością | Poland |
| 12289790961 | Cero Services Italy S.R.L. | Italy |
| 11425435 | Chablis TK Holdings Limited | United Kingdom |
| 10974030 | CHAPTRE GreenCo Holdings Limited | United Kingdom |
| 6373185 | Cheeryble Developments Limited | United Kingdom |
| 436-87-01607 | CHEONGSAPO OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
| Chile Pacific HoldCo 2 SpA | Chile | |
| Chile Pacific Holdco 3 SpA | Chile | |
| Chu Jih Hsing Green Energy Co Ltd | Taiwan (Province of China) | |
| 7082857 | City Voice and Data Limited | United Kingdom |
| 13751493 | Clifton Investment Holdings Limited | United Kingdom |
| 20-2937258 | Closing Documentation Services, LLC | United States |
| CMC Railroad Holdco LLC | United States |
| 16770481006 | Cobalto New Energy S.R.L. | Italy |
|---|---|---|
| 30-0791081 | Colorado - PTH, LLC | United States |
| CER151028DM3 | Comercializadora Energia de la Reforma S. de R.L. de C.V. | Mexico |
| Commerce and Industry Brokerage Inc. | United States | |
| 626485005 | Conergy Solar Australia Pty Limited | Australia |
| Connecticut Mystic Lien, LLC | United States | |
| 205-81-43369 | CORIO GENERATION KOREA LIMITED | Korea, Republic of |
| 13715492 | Corio Generation Limited | United Kingdom |
| 13481762 | Corio Generation Service Company Limited | United Kingdom |
| 90610664 | Corio Generation Taiwan Limited | Taiwan (Province of China) |
| Corio OSW Holdings Inc | United States | |
| Corio OSW Investments LLC | United States | |
| 3241012 | Corona Energy Limited | United Kingdom |
| 3241002 | Corona Energy Retail 1 Limited | United Kingdom |
| SC138299 | Corona Energy Retail 2 Limited | United Kingdom |
| 2746961 | Corona Energy Retail 3 Limited | United Kingdom |
| 2798334 | Corona Energy Retail 4 Limited | United Kingdom |
| 2879748 | Corona Gas Management Limited | United Kingdom |
| 661 171 937 | Cowal Ag Services Pty Limited | Australia |
| 164 442 148 | Cowal Agriculture Holdings Pty Ltd | Australia |
| Not Registered | Cowal Agriculture Unit Trust | Australia |
| 164 441 230 | Cowal Agriculture Water Pty Ltd | Australia |
| 12517381 | Cowley Baldon Green Limited | United Kingdom |
| 11496686 | Craighouse Investments Limited | United Kingdom |
| 663546021 | CRANBOURNE BESS FIN CO PTY LIMITED | Australia |
| 663209283 | CRANBOURNE BESS HOLD CO PTY LIMITED | Australia |
| 663227843 | CRANBOURNE BESS PROJECT CO PTY LIMITED | Australia |
| 51-0566317 | Crystal Screens Media Inc. | United States |
| 82-3700769 | CT MLH Bluff Road Venture, LLC | United States |
| 2798685 | CyberGuard Technologies Limited | United Kingdom |
| 37-1737048 | DC - PTH, LLC | United States |
| 23-3061021 | Delaware Capital Management | United States |
| 27-1291359 | Delaware Capital Management Advisers, Inc. | United States |
| 23-2226487 | Delaware Distributors, Inc. | United States |
| 23-2791871 | Delaware Distributors, L.P. | United States |
| 46-4850078 | Delaware Investments Advisers Partner, Inc. | United States |
| N/A | Delaware Investments Corporate Bond Fund (UCITs) | Ireland |
| 46-4639812 | Delaware Investments Distribution Partner, Inc. | United States |
| 46-1906107 | Delaware Investments Fund Advisers | United States |
| 46-5056965 | Delaware Investments Fund Services Company | United States |
| 13-3465352 | Delaware Investments Management Company, LLC | United States |
| 23-2859589 | Delaware Management Company | United States |
| 23-2601407 | Delaware Management Trust Company | United States |
| 13-3465338 | Delaware Service Company, Inc. | United States |
| 85-0779258 | Delaware Wilshire Private Markets Fund | |
| United States | ||
| DELTA1 FINANCE TRUST | Australia | |
| DIGITAL ASSET LEASE CO, LLC | United States | |
| Dovel Holdings II, LLC | United States | |
| 16615271000 | Dunite New Energy S.R.L. | Italy |
| 12475975 | Edammer GP Limited | United Kingdom |
| 667764 | Edammer Investco PPP Limited | Ireland |
| 12476154 | Edammer Partner Limited | United Kingdom |
| 608 027 505 | EDUWEST EQUITY HOLDING PTY LIMITED | Australia |
| 608 027 434 | EDUWEST PROJECT CO PTY LIMITED | Australia |
| 608 027 596 | EDUWEST PROJECT HOLDING COMPANY PTY LIMITED | Australia |
| U40106TG2018FTC125784 | Egan Solar Power Pvt Ltd | India |
| 407-88-02089 | EH ENERGY HOLDINGS CO., LTD. | Korea, Republic of |
| 307-88-02095 | EH YANGJU CO., LTD. | Korea, Republic of |
| 127338827 | ELAINE WINDFARM PTY LTD | Australia |
| Elio Energy Private Limited | ||
| U40106TG2020FTC13938312517332 | Elstree Green Limited | IndiaUnited Kingdom |
| 726765 | Enbarr Education Limited | Ireland |
| 726766 | Enbarr Higher Education Holdings Limited | Ireland |
| 726767 | Enbarr Higher Education Investments Limited | Ireland |
| B-88238423 | Encina New Energy S.L. | Spain |
| 6734140822 | Energia Verde Trapani S.r.l. | Italy |
| 12759332 | Enso Green Holdings A Limited | United Kingdom |
| 12763872 | Enso Green Holdings B Limited | United Kingdom |
| 12761273 | Enso Green Holdings C Limited | United Kingdom |
| 12762856 | Enso Green Holdings D Limited | United Kingdom |
| 12763409 | Enso Green Holdings E Limited | United Kingdom |
| 12764449 | Enso Green Holdings F Limited | United Kingdom |
| 12768166 | Enso Green Holdings G Limited | United Kingdom |
| 12767586 | Enso Green Holdings H Limited | United Kingdom |
| 12758956 | Enso Green Holdings I Limited | United Kingdom |
| 12763391 | Enso Green Holdings K Limited | United Kingdom |
|---|---|---|
| 12763931 | Enso Green Holdings L Limited | United Kingdom |
| 12153574 | Enso Green Holdings Limited | United Kingdom |
| 12764608 | Enso Green Holdings M Limited | United Kingdom |
| 12767316 | Enso Green Holdings N Limited | United Kingdom |
| 12767532 | Enso Green Holdings O Limited | United Kingdom |
| 13327316 | Enso Green Holdings P Limited | United Kingdom |
| 13327737 | Enso Green Holdings Q Limited | United Kingdom |
| 13328511 | Enso Green Holdings R Limited | United Kingdom |
| 13339227 | ENSO GREEN HOLDINGS SS LIMITED | United Kingdom |
| 13327847 | Enso Green Holdings T Limited | United Kingdom |
| 13328379 | Enso Green Holdings U Limited | United Kingdom |
| 13328563 | Enso Green Holdings V Limited | United Kingdom |
| 13328645 | Enso Green Holdings W Limited | United Kingdom |
| 13328111 | Enso Green Holdings X Limited | United Kingdom |
| 13328867 | Enso Green Holdings Y Limited | United Kingdom |
| 13328913 | Enso Green Holdings Z Limited | United Kingdom |
| 12483523 | EOS INVESTMENT LIMITED | United Kingdom |
| 6435810 | EQUITAS NOMINEES PTY. LIMITED | Australia |
| ERC Holdco LLC | United States | |
| U40106TG2019FTC135043 | Eridanus Solar Power Pvt Ltd | India |
| U40100TG2018FTC125395 | Ethan Energy India Pvt Ltd | India |
| EURO FIN CO PTY LTD | ||
| 79878783 | Australia | |
| 11246622 | Euro II PPP Platform GP Limited | United Kingdom |
| 11246816 | Euro II PPP Platform LP Limited | United Kingdom |
| 11254324 | Euro III Platform Partner Limited | United Kingdom |
| 11246941 | Euro III PPP Platform GP Limited | United Kingdom |
| 619687 | Euro Investco PPP Ireland GP Limited | Ireland |
| 11469733 | Euro IV PPP Platform GP Limited | United Kingdom |
| 11469853 | Euro IV PPP Platform Partner Limited | United Kingdom |
| 11171693 | Euro PPP Platform GP Limited | United Kingdom |
| 11171914 | Euro PPP Platform LP Limited | United Kingdom |
| 12126026 | Euro V PPP Platform GP Limited | United Kingdom |
| 12130996 | Euro V PPP Platform Partner Limited | United Kingdom |
| 13182125 | Evercreech BidCo Limited | United Kingdom |
| 10584231 | Evercreech Renewable Energy Limited | United Kingdom |
| 6313441 | Excell (South East) Limited | United Kingdom |
| 5820367 | Excell Business Systems (Midlands) Limited | United Kingdom |
| 3554106 | Excell Business Systems Limited | United Kingdom |
| 10834331 | Excell Holdings Limited | United Kingdom |
| 12277694 | Excell Midco Limited | United Kingdom |
| 3757024 | Excell Network Solutions Ltd. | United Kingdom |
| 7550125 | Excell UT Limited | United Kingdom |
| 556654-2675 | Favonius AB | Sweden |
| 0713.617.617 | Feliz Holding BV | Belgium |
| 202208128N | FEMA HOLDCO PTE. LIMITED | Singapore |
| 827772 | FEMOREN SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 12131010964 | FibreConnect Italian Holding S.p.A. | Italy |
| 16449641006 | FibreConnect S.P.A. | Italy |
| B88238514 | Ficus Solar PV, S.L. | Spain |
| 137357 | FINCH SECURITIES LIMITED | Cayman Islands |
| 80-0940702 | FL - PTH 1, LLC | United States |
| 36-4767568 | FL - PTH 10, LLC | United States |
| 90-1004919 | FL - PTH 2, LLC | United States |
| 61-1718024 | FL - PTH 3, LLC | United States |
| 80-0941771 | FL - PTH 4, LLC | United States |
| 90-1005859 | FL - PTH 5, LLC | United States |
| 80-0942248 | FL - PTH 6, LLC | United States |
| 90-1006383 | FL - PTH 7, LLC | United States |
| 80-0942772 | FL - PTH 8, LLC | United States |
| 80-0943053 | FL - PTH 9, LLC | United States |
| 12725583 | Fleet Green Limited | United Kingdom |
| 14151168 | Fleete Group Limited | United Kingdom |
| 46-2260160 | Florida Coral Lien Investments, LLC | United States |
| 61-1577729 | Florida Dundee Lien Investments, LLC | United States |
| 16240241006 | Fluorite New Energy S.R.L. | Italy |
| 06-1058201 | Fox-Pitt Kelton Cochran Caronia Waller LLC | United States |
| 1601171 | Fox-Pitt, Kelton Limited | United Kingdom |
| 32157 | Fox-Pitt, Kelton N.V. | Curacao |
| 99228 | FPK Capital I CIP GP Limited | Jersey |
| 20-5600465 | Fremantle Energy Holdings, LLC | United States |
| 20-2384759 | Fremantle Wind Holdings Inc. | United States |
| GA - PTH, LLC | ||
| 30-0790149 | United States | |
| 182-86-00475 | GANA ENERGY CO., LTD. | Korea, Republic of |
| 54001400 | GATESUN PTY. LIMITED | Australia |
| 570800 | GGB inBalans Investco Ireland GP Limited | Ireland |
| 16768841005 | Giada New Energy S.R.L. | Italy |
|---|---|---|
| 655049504 | GIG AUSTRALIAN OFFSHORE WIND ENERGY HOLDINGS PTY LTD | Australia |
| GIG Australian Offshore Wind Energy Trust | Australia | |
| 13843476 | GIG Australian Offshore Wind Investments HoldCo Limited | United Kingdom |
| GIG CCS HoldCo, LLC | United States | |
| 662797382 | GIG ENERGY STORAGE AUSTRALIA OPERATIONS PTY LTD | Australia |
| 13212922 | GIG Faune HoldCo Limited | United Kingdom |
| GIG Infrastructure HoldCo, LLC | United States | |
| 12397572 | GIG OSW Extension TopCo Limited | United Kingdom |
| 14043915 | GIG OSW Investments Appointer Limited | United Kingdom |
| 13805252 | GIG OSW Service Company Limited | United Kingdom |
| 794 084 640 | GIG OSW Service Company Limited French Branch | France |
| GIG SHE Finance, LLC | United States | |
| GIG SHE Holdings, LLC | United States | |
| GIG Solar HoldCo, LLC | United States | |
| GIG Solar US Legacy 1, LLC | United States | |
| GIG Solar US Legacy 2, LLC | United States | |
| GIG US Investment Holdings Inc. | United States | |
| GIG US Storage Holdings LLC | United States | |
| GIJANG OFFSHORE WIND POWER CO., LTD. | ||
| 505-88-01841 | Korea, Republic of | |
| 157315340000 | Gilda Energy Single Member Private Company | Greece |
| 9642942 | GILLMAN PTY. LIMITED | Australia |
| GLL 200 State Street Corp | United States | |
| 81-1829460 | GLL 400 Hope Interest, LLC | United States |
| GLL Americas Fund GP Corp | United States | |
| GLL Asset Management GmbH | ||
| HRB 148775 | Germany | |
| GLL Asset Management LLC | United States | |
| 47-2799970 | GLL BVK Austin GP Inc | United States |
| 47-1067714 | GLL BVK Denver GP Inc. | United States |
| GLL BVK General Partner Inc | United States | |
| 81-4279580 | GLL BVK Miracorp General Partner, Inc. | United States |
| 47-2784803 | GLL BVK W.Adams GP, Inc | United States |
| GLL Development and Management Inc | United States | |
| HRB 139371 | GLL Erste Verwaltungs GmbH | Germany |
| GLL Fremont Interest II LLC | United States | |
| HRB 149112 | GLL Holding AG | Germany |
| HRB 198702 | GLL HR CEE Management GmbH | Germany |
| GLL HRE General Partner Inc | United States | |
| HRB 254244 | GLL Investment Management 3 GmbH | Germany |
| HRB 217096 | GLL Investment Management GmbH | Germany |
| B236844 | GLL NY 1 GP S.à r.l. | Luxembourg |
| HRB 180132 | GLL Office II Management GmbH | Germany |
| HRB 188989 | GLL Office Management GmbH | Germany |
| B 200874 | GLL Opportunities GP Sarl | Luxembourg |
| GLL Properties Fund Corp. II | United States | |
| HRB 134934 | GLL Real Estate Partners GmbH | Germany |
| 76.140.219-6 | GLL Real Estate Partners GmbH Limitada | Chile |
| 20601960843 | GLL Real Estate Partners GmbH SAC | Peru |
| GLL Real Estate Partners Inc | United States | |
| HRB 206240 | GLL Real Estate Partners Kapitalverwaltungsgesellschaft mbH | Germany |
| 01-09-905516 | GLL Real Estate Partners Kft. | Hungary |
| HRB 188990 | GLL Retail Management GmbH | Germany |
| GLL Selection II GP Corp | United States | |
| B 165993 | GLL Services Luxembourg Sarl | Luxembourg |
| GLL US Office Corp | United States | |
| GLL US Retail Corp | United States | |
| GLL USA Management LLC | United States | |
| HRB 236848 | Globe Beteiligungs GmbH | Germany |
| 5481707 | Goonzaran Bluebell Funding Limited | United Kingdom |
| 5473771 | Goonzaran Bluebell Leasing Limited | United Kingdom |
| 12296818 | Gordon Topco Limited | United Kingdom |
| Great Southern Offshore Wind Farm Asset Trust | Australia | |
| Great Southern Offshore Wind Farm Hold Trust | Australia | |
| GREAT SOUTHERN OFFSHORE WIND FARM PROJECT CO PTY LTD | ||
| 655049595 | Australia | |
| 655049693 | GREAT SOUTHERN OFFSHORE WIND FARM PTY LTD | Australia |
| 11654061 | Green Empire WtE Holdings Limited | United Kingdom |
| 662 726 909 | GREEN HORIZON HOLDINGS PTY LIMITED | Australia |
| 538-88-00707 | GREEN INVESTMENT GROUP (KOREA) LLC | Korea, Republic of |
| SC576143 | Green Investment Group Investments Limited | United Kingdom |
| Green Investment Group Limited | ||
| SC574147 | United Kingdom | |
| SC460459 | Green Investment Group Management Limited | United Kingdom |
| B269440 | Green Investors Holdings AIV SCSp | Luxembourg |
| 617-86-04977 | GWindSky Co., Ltd. | Korea, Republic of |
| 846-87-01653 | GYEONGJU CLEAN ENERGY CO., LTD. | Korea, Republic of |
| 77.447.163-4 | HC Three Investments SpA | Chile |
| HC2 Investments Limited | ||
| 11727242 | United Kingdom |
| 642634759 | HEARTBEAT ENERGY HOLDCO PTY LIMITED | Australia |
|---|---|---|
| 125438600 | HENDERSON WA PTY LIMITED | Australia |
| not registered | HENDERSON WA TRUST | Australia |
| 13148447 | Herman Midco Limited | United Kingdom |
| 13145062 | Herman Topco Limited | United Kingdom |
| 559017 | Hermes Infrastructure Investco Ireland GP Limited | Ireland |
| 159714202000 | Hibiscus Energy Single Member Private Company | Greece |
| 57093204 | HSINYOUNG ENERGY CO., LTD. | Taiwan (Province of China) |
| 97666 | Hydra Investments 2007 Limited | Jersey |
| 14455862 | Ibsen GP Limited | United Kingdom |
| 728755 | Ibsen Investco PPP Limited | Ireland |
| 13859624 | Ibsen Investment Holdings Limited | United Kingdom |
| 14454763 | Ibsen Partner Limited | United Kingdom |
| 2757020 | IDAMENEO (NO. 79) NOMINEES PTY. LIMITED | Australia |
| 12479162 | ILIOS INVESTMENT LIMITED | United Kingdom |
| 157422601000 | Ilios Serron Single Member Societe Anonyme | Greece |
| 46-1490923 | Illinois Salt Fox Investments, LLC | United States |
| 20-2937198 | Indiana TLP, LLC | United States |
| 14256697 | Infinity UK Borrower 1 Limited | United Kingdom |
| 14253490 | Infinity UK HoldCo 1 Limited | United Kingdom |
| INFINITY US BORROWER 1 LLC | United States | |
| INFINITY US HOLDCO 1 LLC | United States | |
| 2988533 | Internal Systems Ltd | United Kingdom |
| 75920433 | International Compliance Software Holding B.V. | Netherlands |
| 201729633K | ION ENERGY PTE. LIMITED (In Liquidation 27/08/2021) | Singapore |
| 12517505 | Iron Acton Green Limited | United Kingdom |
| 65-0417837 | Ivy Distributors, Inc. | United States |
| 03-0481447 | Ivy Investment Management Company | United States |
| 0100-02-036303 | JIG HOLDINGS LIMITED | Japan |
| Jih WeiGreen Energy Co. Ltd. | Taiwan (Province of China) | |
| 11979187 | JRB Generation Ltd | United Kingdom |
| 611 447 628 | JURIS PARTNERSHIP MCHPL EQUITY HOLDING COMPANY PTY LTD | Australia |
| 609 122 901 | JURIS PARTNERSHIP MCHPL PROJECT CO PTY LTD | Australia |
| 609 115 997 | JURIS PARTNERSHIP MCHPL PROJECT HOLDING COMPANY PTY LTD | Australia |
| 9541115 | Kingswood Mortgages 2015-1 Holdings Limited | United Kingdom |
| U40106TG2020FTC142784 | Kleio Solar Power Pvt Ltd | India |
| 13621736 | Kusten Offshore Holding Company Limited | United Kingdom |
| 738797 | KW SOLAR I SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 750045 | KW SOLAR II SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 750035 | KW SOLAR III SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 749571 | KW SOLAR V SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 749579 | KW SOLAR VI SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 752225 | KW SOLAR VII SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 749817 | KW SOLAR VIII SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| L2 B.V. | ||
| 56649800 | Netherlands | |
| FC032012 | L2 B.V. (UK Branch) | United Kingdom |
| 8763016 | Lakehouse Mortgages Limited | United Kingdom |
| 615861259 | LAL LAL WIND FARMS PTY LIMITED | Australia |
| 13205508 | Lapin Investment Limited | United Kingdom |
| Laxman Beach LLC | United States | |
| Li Tai Energy Co Ltd | Taiwan (Province of China) | |
| Liberty Green Renewables Indiana, LLC | United States | |
| 20-2937206 | Lien Data Services, LLC | United States |
| SC703881 | Lochlann FinCo Limited | United Kingdom |
| SC703990 | Lochlann HoldCo Limited | United Kingdom |
| SC703876 | Lochlann TopCo Limited | United Kingdom |
| Long Beach Airport Hangar Owner LLC | United States | |
| B88238449 | Loto Solar PV, S.L. | Spain |
| 12517014 | Lovedean Green Limited | United Kingdom |
| M Acquisition Company V Corporation | United States | |
| M Acquisition Company VI Corporation | United States | |
| M Acquisition Company VII Corporation | United States | |
| M Acquisition V Sponsor, LLC | United States | |
| M Acquisition VI Sponsor, LLC | United States | |
| M Acquisition VII Sponsor, LLC | United States | |
| 661 160 201 | M2A Holding Pty Limited | Australia |
| Not Registered | M2A Holding Trust 1 | Australia |
| MAC FUND ONE TRUST | Australia | |
| 198500776M | MACQUARIE (ASIA) PTE LTD. | Singapore |
| 27230949 | MACQUARIE (ASIA) PTE LTD. TAIWAN BRANCH | Taiwan (Province of China) |
| 51983 | Macquarie (Bermuda) Limited | Bermuda |
| 0100-01-068766 | MACQUARIE (JAPAN) LIMITED | Japan |
| SC280388 | Macquarie (Scotland) GP Limited | United Kingdom |
| 6287793 | Macquarie (UK) Group Services Limited | United Kingdom |
| 8594885 | MACQUARIE ACCEPTANCES PTY LIMITED | Australia |
| 95180788 | MACQUARIE ADMIN SERVICES PTY LIMITED | Australia |
| 211745 | Macquarie Advanced Investment Partners G.P. Ltd. | Cayman Islands |
|---|---|---|
| CS201900544 | MACQUARIE ADVISORS (PHILIPPINES) INC. | Philippines |
| 2003/014483/07 | Macquarie Advisory and Capital Markets South Africa Proprietary Limited | South Africa |
| 6863307 | Macquarie Aerospace Investments Limited | United Kingdom |
| 27-1564084 | Macquarie Affiliated Managers (USA) Inc. | United States |
| 26-2103542 | Macquarie Affiliated Managers Holdings (USA) Inc. | United States |
| 2000/001243/07 | MACQUARIE AFRICA PROPRIETARY LIMITED | South Africa |
| 122169368 | MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LTD | Australia |
| 611566217 | MACQUARIE AGRICULTURAL FUNDS MANAGEMENT NO.2 PTY LIMITED | Australia |
| Not Registered | Macquarie Agriculture Fund – Crop Australia 2A | Australia |
| Not Registered | Macquarie Agriculture Fund – Crop Australia 2B | Australia |
| 139 654 407 | MACQUARIE AIRCRAFT LEASING PTY LIMITED | Australia |
| 130 643 319 | MACQUARIE AIRCRAFT LEASING SERVICES (AUSTRALIA) PTY LTD | Australia |
| MACQUARIE AIRCRAFT LEASING TRUST A | Australia | |
| Macquarie Alliance Partners Infrastructure Fund GP, LLC (formerly MAM Allianc | ||
| e Partners Infrastructure Fund GP, LLC) | United States | |
| Macquarie Alliance Partners Infrastructure Fund Holdings, L.P. (formerly MAM Al | ||
| liance Partners Infrastructure Fund Holdings, L.P. ) | United States | |
| Macquarie Alliance Partners Infrastructure Fund Parent, L.P. (formerly MAM Allia | ||
| nce Partners Infrastructure Fund Parent, L.P.) | United States | |
| Macquarie Alliance Partners Infrastructure Fund, L.P. | United States | |
| Macquarie Alliance Partners Management, LLC | United States | |
| Macquarie Alliance Partners, LLC (formerly MAM Alliance Partners, LLC) | United States | |
| 37-1740746 | Macquarie Alpine Inc. | United States |
| 103237181 | MACQUARIE ALTERNATIVE ASSETS MANAGEMENT LIMITED | Australia |
| 26-3816229 | Macquarie Alternative Strategies | United States |
| 26-3769039 | Macquarie America Holdings Inc. | United States |
| 26-3771444 | Macquarie America Services Inc. | United States |
| 13-4184042 | MACQUARIE AMERICAS CORP. | United States |
| 124071414 | MACQUARIE AMERICAS HOLDINGS PTY LTD | Australia |
| 325180 | Macquarie ASEAN Technology Investments Holdings GP Ltd. | Cayman Islands |
| 201713780Z | Macquarie Asia Infrastructure Management 2 Pte. Limited | Singapore |
| 289176 | Macquarie Asia Infrastructure Management Limited | Cayman Islands |
| 170076 | Macquarie Asia Securities Limited | Hong Kong |
| 313050 | Macquarie Asia Specialized Asset Management I Limited | Cayman Islands |
| 647 926 485 | Macquarie Asian Progress Fund | Australia |
| T20LP0057G | Macquarie Asia-Pacific Infrastructure Fund 3 LP | Singapore |
| 202017632H | Macquarie Asia-Pacific Infrastructure Management 3 Pte. Ltd. | Singapore |
| 41-2183382 | Macquarie Asset Advisers | United States |
| 8253772 | Macquarie Asset Finance Holdings Limited | United Kingdom |
| 0100-01-107687 | MACQUARIE ASSET FINANCE JAPAN LIMITED | Japan |
| 57952C1/GBL | MACQUARIE ASSET FINANCE MAURITIUS LTD | Mauritius |
| 64219601 | MACQUARIE ASSET FINANCE PTY LIMITED | Australia |
| 11670775 | Macquarie Asset Holdings Limited | United Kingdom |
| 461290 | MACQUARIE ASSET MANAGEMENT (NZ) LIMITED | New Zealand |
| 637680767 | MACQUARIE ASSET MANAGEMENT EUROPE HOLDINGS PTY LIMITED | Australia |
| Macquarie Asset Management Europe S.à r.l. | ||
| B233.546 | Luxembourg | |
| Macquarie Asset Management Europe S.à r.l., Denmark Branch, filial af Macquar | ||
| 42498254 | ie Asset Management Europe S.à.r.l., Luxembourg | Denmark |
| MI - 2608249 | Macquarie Asset Management Europe S.à r.l., Italy Branch | Italy |
| 84650265 | Macquarie Asset Management Europe S.à r.l., Netherlands Branch | Netherlands |
| HRB 265605 | Macquarie Asset Management Europe S.à.r.l., Niederlassung Deutschland | Germany |
| 516412-5832 | Macquarie Asset Management Europe S.à.r.l., Sweden Filial | Sweden |
| 134474712 | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | Australia |
| FC037906 | Macquarie Asset Management Holdings Pty Limited (UK Branch) | United Kingdom |
| 0100-01-156193 | MACQUARIE ASSET MANAGEMENT JAPAN CO., LTD. | Japan |
| 397181 | Macquarie Asset Management México, S.A. de C.V. | Mexico |
| 1263583 | MACQUARIE ASSET MANAGEMENT PTY LIMITED | Australia |
| 339052 | Macquarie Asset Management Public Investments (NZ) Limited | New Zealand |
| Macquarie Asset Management Strategic Solutions, LLC | United States | |
| 12514361 | Macquarie Asset Management UK Holdings No.1 Limited | United Kingdom |
| 12514477 | Macquarie Asset Management UK Holdings No.2 Limited | United Kingdom |
| 637680374 | MACQUARIE ASSET MANAGEMENT UK HOLDINGS PTY LIMITED | Australia |
| 637679102 | MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED | Australia |
| 736210 | MACQUARIE AUSTRALIA PTY LIMITED | Australia |
| 74453286 | MACQUARIE AUSTRALIA SECURITIES PTY LIMITED | Australia |
| MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 1 LIMITED | ||
| 77595012 | Australia | |
| 131476910 | MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 2 LIMITED | Australia |
| 121836235 | MACQUARIE AVENIR NO. 2 PTY LIMITED | Australia |
| 124071432 | MACQUARIE B.H. PTY LTD | Australia |
| 848 958 278 | Macquarie Bank Europe DAC, Paris Branch | France |
| 634817 | Macquarie Bank Europe Designated Activity Company | Ireland |
| HRB 115545 | Macquarie Bank Europe Designated Activity Company, Frankfurt Branch | Germany |
| 8583542 | MACQUARIE BANK LIMITED | Australia |
| 1045 | Macquarie Bank Limited (DIFC Recognised Company) | United Arab Emirates |
| FC018220 | Macquarie Bank Limited (London Branch) | United Kingdom |
| 2019/524903/10 | Macquarie Bank Limited (registered as an external company in South Africa) | South Africa |
|---|---|---|
| FC018220 | Macquarie Bank Limited (US Representative Office) | United States |
| N/A | Macquarie Bank Limited (Zurich Rep Office) | Switzerland |
| T11FC0018C | MACQUARIE BANK LIMITED SINGAPORE BRANCH | Singapore |
| R.P.M. 892390892 | Macquarie Belgium TCG SRL | Belgium |
| CNPJ03.516.449/0001 | MACQUARIE BRASIL PARTICIPACOES LTDA | Brazil |
| MACQUARIE BUSINESS SOLUTIONS PTY LIMITED (IN DEREGISTRATION) | ||
| 109 649 292 | Australia | |
| Macquarie CAF Funding II LLC | United States | |
| Macquarie CAF Holdings Inc. | United States | |
| Macquarie CAF LLC | United States | |
| Macquarie CAF Management LLC | United States | |
| 13-4055193 | Macquarie CAF RE Holdings, Inc. | United States |
| 839742-2 | Macquarie Canada MPIP GP Ltd. | Canada |
| 839745-7 | Macquarie Canada MPIP LP Ltd. | Canada |
| 683412-4 | Macquarie Canada Services Ltd. | Canada |
| Macquarie Canadian Investment Holdings Ltd. | ||
| 6489800 | Canada | |
| 123199548 | MACQUARIE CAPITAL (AUSTRALIA) LIMITED | Australia |
| 61414 | Macquarie Capital (Chile) SpA | Chile |
| 3704031 | Macquarie Capital (Europe) Limited | United Kingdom |
| 847 728 359 | Macquarie Capital (Europe) Limited Paris Branch | France |
| 34297902 | Macquarie Capital (Europe) Limited, Amsterdam Branch | Netherlands |
| 905963 | Macquarie Capital (Europe) Limited, Dublin Branch | Ireland |
| N/A | Macquarie Capital (Europe) Limited, Geneva Representative Office | Switzerland |
| HRB 82506 | Macquarie Capital (Europe) Limited, Niederlassung Deutschland | Germany |
| Macquarie Capital (Europe) Limited, Oficina de Representacion en Espana | ||
| N/A | Spain | |
| 634747 | Macquarie Capital (Ireland) Designated Activity Company | Ireland |
| 104-81-64533 | MACQUARIE CAPITAL (KOREA) LIMITED | Korea, Republic of |
| 1952567 | MACQUARIE CAPITAL (NEW ZEALAND) LIMITED | New Zealand |
| 199704430K | MACQUARIE CAPITAL (SINGAPORE) PTE. LIMITED | Singapore |
| 98-0141094 | MACQUARIE CAPITAL (USA) INC. | United States |
| 2149053 | Macquarie Capital Acquisitions (Canada) Ltd. | Canada |
| 716740-7 | Macquarie Capital Acquisitions (Canada) No.2 Ltd. | Canada |
| 130 342 915 | MACQUARIE CAPITAL ADVISERS CRE PTY LTD | Australia |
| Macquarie Capital Americas Holdings Inc. | ||
| 20-5426915 | United States | |
| 137760822 | MACQUARIE CAPITAL ARGENTINA PTY LTD | Australia |
| 364888 | Macquarie Capital Asia Technology Investments Holdings GP Ltd. | Cayman Islands |
| 905313-1 | Macquarie Capital Development Canada Ltd. | Canada |
| 127829458 | MACQUARIE CAPITAL FINANCE (AUSTRALIA) PTY LTD | Australia |
| 885 184 697 R.C.S. Paris | Macquarie Capital France Société Anonyme | France |
| 80503837 | Macquarie Capital France Société Anonyme, Benelux Branch | Netherlands |
| MI - 2629590 | Macquarie Capital France Société Anonyme, Italy Branch | Italy |
| HRB 120651 | Macquarie Capital France Société Anonyme, Niederlassung Deutschland | Germany |
| T. 41201, F. 171, H. M-730487Macquarie Capital France Société Anonyme, Sucursal en España | Spain | |
| 897 955 597 R.C.S. Paris | Macquarie Capital French Fund, Société d'Investissement à Capital Variable | France |
| 110605724 | MACQUARIE CAPITAL FUNDING (LP) PTY LIMITED (IN DEREGISTRATION) | Australia |
| 13-3789912 | Macquarie Capital Funding LLC | United States |
| 2149050 | Macquarie Capital Holdings (Canada) Ltd. | Canada |
| Macquarie Capital Investment Holdings Inc. | ||
| 45-4703789 | United States | |
| 135973 | MACQUARIE CAPITAL LIMITED | Hong Kong |
| 110-84-02227 | MACQUARIE CAPITAL LIMITED (SEOUL BRANCH) | Korea, Republic of |
| 89407381 | Macquarie Capital Limited, Taiwan Securities Branch | Taiwan (Province of China) |
| Macquarie Capital Markets Canada Ltd./Marchés Financiers Macquarie Canada | ||
| 565608 | Ltée. | Canada |
| Macquarie Capital Markets North America Ltd./Marchés Financiers Macquarie A | ||
| 1079073 | mérique Du Nord Ltée. | Canada |
| 126957 | Macquarie Capital Mexico, S.A.P.I. de C.V. | Mexico |
| Macquarie Capital Partners, LLC | United States | |
| 803092-8 | Macquarie Capital Principal Holdings Canada Ltd | Canada |
| U65920MH1995PTC090696 | Macquarie Capital Securities (India) Private Limited | India |
| MC-134609 | MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED | Cayman Islands |
| 0100-03-012063 | MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED (TOKYO BRANCH) | Japan |
| 199801007342 | MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN. BHD. | Malaysia |
| 15184/2070C1/GBL | MACQUARIE CAPITAL SECURITIES (MAURITIUS) LIMITED | Mauritius |
| 180496 | Macquarie Capital Securities (Philippines) Inc. | Philippines |
| 198702912C | MACQUARIE CAPITAL SECURITIES (SINGAPORE) PTE. LIMITED | Singapore |
| B240282 | Macquarie Capital SG GP S.a r.l. | Luxembourg |
| Macquarie Capital SICAV-RAIF | ||
| B240420 | Luxembourg | |
| 13-3789912 | Macquarie Capital US Acquisitions LLC | United States |
| 201918662K | MACQUARIE CAPITAL VIETNAM GREEN INVESTMENTS PTE. LIMITED | Singapore |
| 169009 | MACQUARIE CAYMAN HOLDINGS 2 CO. | Cayman Islands |
| 168347 | MACQUARIE CAYMAN HOLDINGS CO | Cayman Islands |
| 81119477 | MACQUARIE CGM TRADING PTY LIMITED | Australia |
| Macquarie CMF LLC | United States | |
| 5259474 | Macquarie Commodities (UK) Limited | United Kingdom |
| 26-0555065 | MACQUARIE COMMODITIES (USA) INC. | United States |
| 15.246.175/0001-50 | Macquarie Commodities Brasil S/A | Brazil |
| 6863247 | Macquarie Commodities Factoring Holdings (UK) Limited | United Kingdom |
|---|---|---|
| 5259503 | Macquarie Commodities Finance (UK) Limited | United Kingdom |
| 1049253-1 | Macquarie Commodities Holding Canada Ltd. | Canada |
| 633 247 935 | MACQUARIE COMMODITIES PTY LIMITED | Australia |
| 619688 | Macquarie Commodities Trading (Ireland) Limited | Ireland |
| 913100003017347000 | MACQUARIE COMMODITIES TRADING (SHANGHAI) CO, LTD | China |
| 91310000342091408Y | Macquarie Commodities Trading (Shanghai) Co, Ltd First Branch | China |
| 201711753C | MACQUARIE COMMODITIES TRADING (SINGAPORE) PTE. LIMITED | Singapore |
| 620092435 | MACQUARIE COMMODITIES TRADING AUSTRALIA PTY LIMITED | Australia |
| 199655 | MACQUARIE COMMODITIES TRADING BAHAMAS LTD | Bahamas |
| 1049254-0 | Macquarie Commodities Trading Canada Ltd. | Canada |
| 625 945 119 | MACQUARIE COMMODITIES TRADING PTY LIMITED | Australia |
| CHE-490.254.918 | Macquarie Commodities Trading SA | Switzerland |
| Macquarie Commodities Trading US, LLC | United States | |
| 200813631K | MACQUARIE COMMODITY MARKETS (SINGAPORE) PTE. LIMITED | Singapore |
| Macquarie Communications Infrastructure Holdings, LLC | United States | |
| 4752472 | Macquarie Corona Energy Holdings Limited | United Kingdom |
| 611405 | Macquarie Corporate (Hong Kong) Limited | Hong Kong |
| 7815862 | Macquarie Corporate and Asset Finance 1 Limited | United Kingdom |
| 8253764 | Macquarie Corporate and Asset Finance 2 Limited | United Kingdom |
| 6198910 | MACQUARIE CORPORATE AND ASSET FINANCE LIMITED | Australia |
| 26-3769367 | MACQUARIE CORPORATE AND ASSET FUNDING INC. | United States |
| 8606862 | MACQUARIE CORPORATE FINANCE HOLDINGS PTY LIMITED | Australia |
| 8595426 | MACQUARIE CORPORATE FINANCE LIMITED | Australia |
| MACQUARIE CORPORATE FINANCE LIMITED NIEDERLASSUNG DEUTSCH | ||
| HRB52973 | LAND | Germany |
| 686899659 | Macquarie Corporate Holdings Belgium NV | Belgium |
| 125895 | Macquarie Corporate Holdings Europe Limited | Jersey |
| 096 705 109 | MACQUARIE CORPORATE HOLDINGS PTY LIMITED | Australia |
| FC027878 | Macquarie Corporate Holdings Pty Limited (UK Branch) | United Kingdom |
| 123199253 | MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED | Australia |
| 20-1536178 | MACQUARIE COTTON INTERNATIONAL INC. | United States |
| 27-2279644 | Macquarie Crop Partners GP, LLC | United States |
| MACQUARIE DELTA1 FINANCE SERVICES PTY LIMITED | ||
| 132821580 | Australia | |
| 102607616 | MACQUARIE DEVELOPMENT CAPITAL II PTY LIMITED (IN- | Australia |
| 202125957C | MACQUARIE DIGITAL INFRASTRUCTURE ASIA PTE. LIMITED | Singapore |
| 202218651G | MACQUARIE DIGITAL NETWORKS PTE. LIMITED | Singapore |
| 202126530W | MACQUARIE DIGITAL TOWER PTE. LIMITED | Singapore |
| 8607083 | MACQUARIE DIRECT INVESTMENT PTY LIMITED | Australia |
| 114099795 | MACQUARIE DIVERSIFIED ASSET ADVISORY PTY LIMITED | Australia |
| 54-2077555 | MACQUARIE ELECTRONICS USA INC | United States |
| 200408424K | MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED | Singapore |
| MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED (HONG | ||
| F18440 | KONG BRANCH) | Hong Kong |
| Macquarie Emerging Markets Debt Select Opportunities Master Fund, Ltd | Cayman Islands | |
| 143365673 | Macquarie Emerging Markets Investments Pty Ltd | Australia |
| 127185719 | MACQUARIE EMG HOLDINGS PTY LIMITED | Australia |
| 22.084.882/0001-53 | Macquarie Energia Brasil Comercializadora Ltda. | Brazil |
| CNPJ 19.641.624/0001-16 | Macquarie Energia Brasil Ltda. | Brazil |
| 90547380 | Macquarie Energy (Taiwan) Co., Ltd | Taiwan (Province of China) |
| 1149253-5 | Macquarie Energy Canada Ltd. | Canada |
| MACQUARIE ENERGY HOLDINGS PTY LTD | ||
| 122300592 | Australia | |
| MACQUARIE ENERGY HOLDINGS PTY LTD, Indonesia Foreign Trade Repres | ||
| TDP 09.03.6.73.02806 | entative Office | Indonesia |
| 0104-03-023033 | MACQUARIE ENERGY JAPAN LIMITED | Japan |
| 8253776 | Macquarie Energy Leasing Limited | United Kingdom |
| 93-1043421 | Macquarie Energy LLC | United States |
| MGS141223CE7 | Macquarie Energy Mexico, S. de R.L. de C.V. | Mexico |
| 20-3690322 | Macquarie Energy North America Investments, LLC | United States |
| 20-3690322 | MACQUARIE ENERGY NORTH AMERICA TRADING INC. | United States |
| Macquarie Energy Partners GP LLC | United States | |
| Macquarie Energy Partners Inc. | ||
| United States | ||
| 631 067 224 | MACQUARIE ENERGY SERVICES PTY LIMITED | Australia |
| Macquarie Energy Trading LLC | United States | |
| Macquarie Equipment Capital Inc. | United States | |
| 935411-5 | Macquarie Equipment Finance (Canada) Limited | Canada |
| 421234 | Macquarie Equipment Finance Designated Activity Company | Ireland |
| Macquarie Equipment Finance Designated Activity Company (Registered as an e | ||
| 2017/387403/10 | xternal Company in South Africa) | South Africa |
| 262381 | MACQUARIE EQUIPMENT FINANCE LIMITED | New Zealand |
| 605377-7 | Macquarie Equipment Finance Ltd./Macquarie Financement d'Équipement Ltée. | Canada |
| 475730 | Macquarie Equipment Finance Services Limited | Ireland |
| FN 520974 p | Macquarie Equipment Finance Services Limited, Vienna Branch | Austria |
| 468487 | ||
| Macquarie Equipment Funding Limited | ||
| Ireland | ||
| 19980100338991310000MAC1A06U80 | MACQUARIE EQUIPMENT LEASING SDN. BHD.Macquarie Equipment Trading (Shanghai) Co., Ltd | MalaysiaChina |
| 63906392 | MACQUARIE EQUITIES (US) HOLDINGS PTY. LIMITED | Australia |
|---|---|---|
| 2574923 | MACQUARIE EQUITIES LIMITED | Australia |
| 2006/000899/07 | Macquarie Equities South Africa Proprietary Limited | South Africa |
| 7713808 | Macquarie Euro Limited | United Kingdom |
| 78771123 | MACQUARIE EUROPEAN HOLDINGS PTY LIMITED | Australia |
| 6146573 | Macquarie European Investment Holdings Limited | United Kingdom |
| HRB 82991 | Macquarie European Rail GmbH | Germany |
| 8253782 | Macquarie European Rail Limited | United Kingdom |
| Macquarie Executive Holdings LLC | United States | |
| 122169304 | MACQUARIE FARM SERVICES PTY LIMITED | Australia |
| 26-2864605 | Macquarie FG Holdings Inc. | United States |
| Macquarie FICC Holdings USA Inc. | United States | |
| U65999MH2009PTC190863 | MACQUARIE FINANCE (INDIA) PRIVATE LIMITED | India |
| 118817440 | MACQUARIE FINANCE HOLDINGS PTY LIMITED | Australia |
| 106-81-94256 | MACQUARIE FINANCE KOREA CO., LTD. | Korea, Republic of |
| 1214964 | Macquarie Finance Pty Limited (IN LIQUIDATION) | Australia |
| 13-3789912 | Macquarie Financial Holdings (USA) LLC | United States |
| MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | ||
| 124071398 | Australia | |
| 95135694 | MACQUARIE FINANCIAL PRODUCTS MANAGEMENT LIMITED | Australia |
| HRB 98935 | Macquarie Fonds GmbH | Germany |
| HRB 99628 | Macquarie Fondsmanagement GmbH | Germany |
| 93752946 | MACQUARIE FORESTRY SERVICES PTY LIMITED | Australia |
| 52230658 | Macquarie Formosa 1 Co., Ltd. | Taiwan (Province of China) |
| 55667289 | Macquarie Formosa Solar Co., Ltd. | Taiwan (Province of China) |
| 127735960 | MACQUARIE FUND ADVISERS PTY LIMITED | Australia |
| 20084503097 | Macquarie Fund Solutions - Global Listed Real Assets | Luxembourg |
| 3UMP7T,99999,SL,442 | Macquarie Fund Solutions - Macquarie Corporate Bond | Luxembourg |
| 3UMP7T,99999,SL,442 | Macquarie Fund Solutions- Emerging Markets Small Cap Fund | Luxembourg |
| Macquarie Fund Solutions | ||
| Macquarie Emerging Markets Debt Sustainable Opportunities Fund | Luxembourg | |
| 657826-8 | Macquarie Funding Holdings Canada Ltd. | Canada |
| MACQUARIE FUNDING HOLDINGS LLC | ||
| 20-5913559 | United States | |
| 6581935 | Macquarie Funding Inc. | Canada |
| LP00000352 | MACQUARIE FUNDING LIMITED PARTNERSHIP | Australia |
| Macquarie Funding LLC | United States | |
| Macquarie Fundo De Investimento Multimercado Crédito Privado Investimento N | ||
| 23.964.702/0001-90 | o Exterior | Brazil |
| 093 177 407 | MACQUARIE FUNDS MANAGEMENT HOLDINGS PTY LIMITED | Australia |
| 724745 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Hong Kong |
| 201715715W | MACQUARIE FUTURES (SINGAPORE) PTE. LIMITED | Singapore |
| 20-4193486 | Macquarie Futures USA LLC | United States |
| 137072112 | MACQUARIE FX INVESTMENTS PTY LTD | Australia |
| HRB 82733 | Macquarie Germany Holdings GmbH | Germany |
| Macquarie GH HoldCo, LLC | United States | |
| Macquarie GH Lender, LLC | United States | |
| 128212868 | Macquarie GIG Funds Management Limited | Australia |
| Not Registered | Macquarie GIG Renewable Energy Fund 3 Parallel Trust | Australia |
| MACQUARIE GLOBAL FINANCE SERVICES (MAURITIUS) LIMITED (In Liquid | ||
| 068897C1/GBL | ation 27/07/2022) | Mauritius |
| 5259497 | Macquarie Global Investments (UK) Limited | United Kingdom |
| 194165 | MACQUARIE GLOBAL OPPORTUNITIES PARTNERS G.P. LTD | Cayman Islands |
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| Macquarie Global Services (USA) LLC | United States | |
| U93090DL2007FTC199006 | MACQUARIE GLOBAL SERVICES PRIVATE LIMITED | India |
| MACQUARIE GLOBAL VALUE EQUITY FUND | Australia | |
| Macquarie Good Ventures Inc. | United States | |
| 5488013 | Macquarie GP Limited | United Kingdom |
| 5718600 | Macquarie GP2 Limited | United Kingdom |
| WK-245599 | Macquarie Greater China Infrastructure Management Limited | Cayman Islands |
| 124071389 | MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD | Australia |
| 122169279 | MACQUARIE GROUP EMPLOYEE RETAINED EQUITY PLAN (MEREP Trust) | Australia |
| 200412291W | MACQUARIE GROUP HOLDINGS (SINGAPORE) PTE. LIMITED | Singapore |
| 6357992 | Macquarie Group Holdings (UK) No.1 Limited | United Kingdom |
| 6357999 | Macquarie Group Holdings (UK) No.2 Limited | United Kingdom |
| 1952566 | MACQUARIE GROUP HOLDINGS NEW ZEALAND LIMITED | New Zealand |
| 124071478 | MACQUARIE GROUP HOLDINGS NO.3 PTY LTD | Australia |
| 11670358 | Macquarie Group Investments (UK) No.1 Limited | United Kingdom |
| 7438584 | Macquarie Group Investments (UK) No.2 Limited | United Kingdom |
| 122169279 | MACQUARIE GROUP LIMITED | Australia |
| U74999DL2021FTC375793 | Macquarie Group Management (India) Private Limited | India |
| MACQUARIE GROUP SERVICES (PHILIPPINES), INC. | ||
| CS201909201 | Philippines | |
| 200703288K | MACQUARIE GROUP SERVICES (SINGAPORE) PTE. LIMITED | Singapore |
| 116467031 | MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD | Australia |
| FC027877 | MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD (UK BRANCH) | United Kingdom |
| 891 855 033 R.C.S | Macquarie Group Services Australia Pty Ltd France | France |
| 909027 | Macquarie Group Services Australia PTY LTD, Ireland Branch | Ireland |
| MACQUARIE GROUP TREASURY FUNDING PTY LIMITED | Australia | |
|---|---|---|
| 637 731 250 | MACQUARIE GROUP TREASURY PTY LTD | |
| 609449149 | Australia | |
| 656 140 251 | Macquarie GT Holdings Pty Limited | Australia |
| 388232 | Macquarie Holdings (Mexico), S.A. DE C.V. | Mexico |
| 200703280D | MACQUARIE HOLDINGS (SINGAPORE) PTE. LTD. | Singapore |
| 13-3789912 | MACQUARIE HOLDINGS (U.S.A.) INC. | United States |
| 6309919 | Macquarie Holdings (UK) No.1 Limited | United Kingdom |
| 201714295K | MACQUARIE HOLDINGS 2 (SINGAPORE) PTE. LIMITED | Singapore |
| 2006/000891/07 | Macquarie Holdings South Africa Proprietary Limited | South Africa |
| MC-199805 | Macquarie Hong Kong Finance Limited | Cayman Islands |
| F15963 | Macquarie Hong Kong Finance Limited (Hong Kong Branch) | Hong Kong |
| 133001751 | MACQUARIE I A RETURNS PTY LIMITED | Australia |
| 36-4307649 | MACQUARIE INC. | United States |
| 58341C1/GBL | MACQUARIE INDIA HOLDINGS LIMITED | Mauritius |
| 202237491H | MACQUARIE INDIA INFRACO PTE. LIMITED | Singapore |
| MACQUARIE INDIA INFRASTRUCTURE MANAGEMENT HOLDINGS PTE. LIM | ||
| 200823500E | ITED | Singapore |
| C41803 | MACQUARIE INDUSTRIAL INVESTMENTS MALTA LIMITED | Malta |
| CS201221372 | MACQUARIE INFRASTRUCTURE ADVISORY (PHILIPPINES) INC. | Philippines |
| 3976881 | Macquarie Infrastructure and Real Assets (Europe) Limited | United Kingdom |
| n/a | Macquarie Infrastructure and Real Assets (Europe) Limited (Spain) | Spain |
| 499 798 742 R.C.S. Paris | Macquarie Infrastructure and Real Assets (Europe) Limited, Paris Branch | France |
| 084 32 112 | Macquarie Infrastructure and Real Assets (Europe) Limited, Prague branch | Czech Republic |
| 623285 | Macquarie Infrastructure and Real Assets (Hong Kong) Limited | Hong Kong |
| U67190MH2013PTC241809 | Macquarie Infrastructure and Real Assets (India) Private Limited | India |
| 784370-4 | Macquarie Infrastructure and Real Assets (Sales) Canada Ltd | Canada |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SINGAPORE) PTE. LI | ||
| 200513362E | MITED | Singapore |
| 10640222 | Macquarie Infrastructure and Real Assets Core Limited | United Kingdom |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS HOLDINGS PTY LIMIT | ||
| 82018399 | ED | Australia |
| 20-8983572 | Macquarie Infrastructure and Real Assets Inc. | United States |
| B 209.047 | Macquarie Infrastructure and Real Assets Investments (Luxembourg) S.à r.l. | Luxembourg |
| Macquarie Infrastructure and Real Assets Investments Limited | ||
| 8248121 | United Kingdom | |
| 1273174 | Macquarie Infrastructure and Real Assets Management (Hong Kong) Limited | Hong Kong |
| B138295 | Macquarie Infrastructure and Real Assets S.à r.l. | Luxembourg |
| 12867138 | Macquarie Infrastructure and Real Assets US Holdings Limited | United Kingdom |
| Macquarie Infrastructure Developments LLC | United States | |
| 74311390 | MACQUARIE INFRASTRUCTURE FUNDS MANAGEMENT PTY LIMITED | Australia |
| 5755862 | Macquarie Infrastructure GP Limited | United Kingdom |
| 201218395M | MACQUARIE INFRASTRUCTURE HOLDINGS (PHILIPPINES) PTE. LIMITED | Singapore |
| WK-228075 | MACQUARIE INFRASTRUCTURE LIMITED | Cayman Islands |
| 112772871 | MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED | Australia |
| MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED - | ||
| T06FC6823A | SINGAPORE BRANCH | Singapore |
| 20-0643354 | MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC | United States |
| 1174010-5 | Macquarie Infrastructure Partners Canada GP Ltd. | |
| Canada | ||
| Macquarie Infrastructure Partners II GP LLC | United States | |
| 30-0777655 | Macquarie Infrastructure Partners III GP LLC | United States |
| 20-4166306 | MACQUARIE INFRASTRUCTURE PARTNERS INC | United States |
| Macquarie Infrastructure Partners IV GP LLC | United States | |
| 20-8983572 | Macquarie Infrastructure Partners U.S. GP LLC | United States |
| Macquarie Infrastructure Partners V GP, LLC | United States | |
| Macquarie Infrastructure Partners V, L.P. | United States | |
| Macquarie Infrastructure Partners VI GP, LLC | United States | |
| B 268.433 | Macquarie Infrastructure Partners VI SCSp | Luxembourg |
| 46726 | Macquarie Infrastructure Philippines Limited | Bermuda |
| 41533 | MACQUARIE INFRASTRUCTURE REINSURANCE COMPANY LIMITED | Bermuda |
| B272719 | Macquarie Innovative Venture Partners (Lux) S.à r.l. | Luxembourg |
| 330937 | Macquarie Innovative Vision Fund Manager Limited | Cayman Islands |
| 337957 | Macquarie Innovative Vision Partners II Limited | Cayman Islands |
| 330936 | Macquarie Innovative Vision Partners Limited | Cayman Islands |
| 200505701K | MACQUARIE INSURANCE (SINGAPORE) PTE. LTD. | Singapore |
| B231864 | Macquarie Insurance Facility Luxembourg S.à r.l. | Luxembourg |
| 92985263 | MACQUARIE INTERNATIONAL FINANCE LIMITED | Australia |
| 4125302 | Macquarie International Holdings Limited | United Kingdom |
| MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING (SHANG | ||
| 91310000736671894N | HAI) COMPANY LIMITED | China |
| 108590996 | MACQUARIE INTERNATIONAL INVESTMENTS PTY LIMITED | Australia |
| 1802574 | Macquarie International Limited | United Kingdom |
| F11422 | MACQUARIE INTERNATIONAL LIMITED (HONG KONG BRANCH) | Hong Kong |
| 169002 | MACQUARIE INTERNATIONAL NEW YORK PARKING CO | Cayman Islands |
| 502151 | Macquarie International Services Limited | Hong Kong |
| 4957256 | Macquarie Internationale Investments Limited | United Kingdom |
| 1660458 | Macquarie Internet Investments Limited | Hong Kong |
| 36631 | MACQUARIE INVESTMENT (HONG KONG) LIMITED | Hong Kong |
| 91110000765502969R | MACQUARIE INVESTMENT ADVISORY (BEIJING) CO LTD | China |
|---|---|---|
| MACQUARIE INVESTMENT ADVISORY (BEIJING) CO LTD (SHANGHAI BRA | ||
| 91310000662467128L | NCH) | China |
| 91310000MA1K31CL4R | Macquarie Investment Consulting (Shanghai) Co Ltd. | China |
| 91310000MA1FR21D8P | Macquarie Investment Consulting (Shanghai) Co Ltd. (Shanghai Branch) | China |
| 112017919 | MACQUARIE INVESTMENT HOLDINGS NO.2 PTY LIMITED | Australia |
| 122939600 | MACQUARIE INVESTMENT HOLDINGS PTY LIMITED | Australia |
| 41471 | MACQUARIE INVESTMENT MANAGEMENT (BERMUDA) LIMITED | Bermuda |
| 23-2859590 | Macquarie Investment Management Advisers | United States |
| 92552611 | MACQUARIE INVESTMENT MANAGEMENT AUSTRALIA LIMITED | Australia |
| FN 171881 t | Macquarie Investment Management Austria Kapitalanlage AG | Austria |
| N/A | Macquarie Investment Management Business Trust | United States |
| 9612439 | Macquarie Investment Management Europe Limited | United Kingdom |
| Macquarie Investment Management Europe S.A. Denmark Branch, filial af Macq | ||
| 41107480 | uarie Investment Management Europe S.A., Luxembourg | Denmark |
| B62.793 | Macquarie Investment Management Europe SA | Luxembourg |
| 81-0842539 | Macquarie Investment Management General Partner, Inc. | United States |
| 86159060 | MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | Australia |
| FN 350922 m | Macquarie Investment Management Holdings (Austria) GmbH | Austria |
| B222865 | Macquarie Investment Management Holdings (Luxembourg) S.à r.l. | Luxembourg |
| 604 942 127 | MACQUARIE INVESTMENT MANAGEMENT HOLDINGS PTY LIMITED | Australia |
| 002 867 003 | MACQUARIE INVESTMENT MANAGEMENT LTD | Australia |
| CHE-283.758.331 | Macquarie Investment Management Switzerland GmbH | Switzerland |
| 071 745 401 | MACQUARIE INVESTMENT SERVICES LIMITED | Australia |
| WK-133809 | MACQUARIE INVESTMENTS (SINGAPORE) LIMITED | Cayman Islands |
| 4104671 | Macquarie Investments (UK) Limited | United Kingdom |
| 5582630 | Macquarie Investments 1 Limited | United Kingdom |
| 5708696 | Macquarie Investments 2 Limited | United Kingdom |
| 7012592 | Macquarie Investments 3 Limited | United Kingdom |
| 69416977 | MACQUARIE INVESTMENTS AUSTRALIA PTY LIMITED | Australia |
| HRB 74953 | Macquarie Investments Deutschland GmbH | Germany |
| 45-2856257 | Macquarie Investments US Inc. | United States |
| 107147222 | MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED | Australia |
| 107147188 | MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED | Australia |
| 117560415 | MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED | Australia |
| LP16087 | Macquarie Juweel Investor LP | United Kingdom |
| 796-87-01038 | MACQUARIE KOREA ADMINISTRATION SERVICES LIMITED | Korea, Republic of |
| 104-81-76330 | MACQUARIE KOREA ASSET MANAGEMENT CO., LTD. | Korea, Republic of |
| 110356968 | MACQUARIE LAH PTY LIMITED | Australia |
| 91110000717864826D | MACQUARIE LEASING (CHINA) CO LIMITED | China |
| 2997799 | Macquarie Leasing (UK) Limited | United Kingdom |
| 5867292 | Macquarie Leasing Limited | United Kingdom |
| Macquarie Leasing LLC | ||
| 20-3609362 | United States | |
| 2675032 | MACQUARIE LEASING NSW PTY LTD | Australia |
| 002 674 982 | MACQUARIE LEASING PTY. LIMITED | Australia |
| OC363068 | Macquarie Lending & Investment Partners LLP | United Kingdom |
| 3963773 | MACQUARIE LIFE LIMITED | Australia |
| HRB 74075 | Macquarie Management GmbH | Germany |
| 23-2693133 | Macquarie Management Holdings, Inc. | United States |
| 2921417 | Macquarie Markets Trading Limited | Hong Kong |
| 51142C1/GBL | MACQUARIE MAURITIUS INVESTMENTS LIMITED | Mauritius |
| 616 486 974 | MACQUARIE MEREENIE PTY LIMITED | Australia |
| 639997-5 | Macquarie Metals and Energy Capital (Canada) Ltd. | Canada |
| 4920378 | Macquarie Meters 2 (UK) Limited | United Kingdom |
| 7361419 | Macquarie Meters 3 (UK) Limited | United Kingdom |
| 1344888 | Macquarie Meters 4 Limited | Hong Kong |
| 9794737 | Macquarie Meters 5 (UK) Limited | United Kingdom |
| 130225222 | MACQUARIE MIRA FUND INVESTMENTS PTY LTD | Australia |
| 120070788 | MACQUARIE MORTGAGES CANADA HOLDINGS PTY LIMITED | Australia |
| 22-3840451 | MACQUARIE MORTGAGES USA LLC | United States |
| Macquarie N1 Global Luxembourg GP S.a r.l. | Luxembourg | |
| MACQUARIE NE HOLDINGS (SINGAPORE) PTE. LIMITED (in liquidation wef 2 | ||
| 200404077D | 8/11/2016) | Singapore |
| 643783528 | MACQUARIE NEW ENERGY HOLDINGS PTY LIMITED | Australia |
| MACQUARIE NEW ENERGY TRUST | ||
| Australia | ||
| 6798497 | Macquarie New World Gaming Canada Ltd. | Canada |
| N/A | Macquarie New World Gaming Partnership | Canada |
| Macquarie NG-KIH Holdings, LLC | United States | |
| 3481018 | Macquarie North America Ltd. | Canada |
| Macquarie Nufang US LLC | United States | |
| 8595711 | MACQUARIE NZ HOLDINGS PTY LIMITED | Australia |
| 140 135 379 | MACQUARIE OFFSHORE SERVICE HOLDINGS PTY LIMITED | Australia |
| 129 590 576 | MACQUARIE OFFSHORE SERVICES PTY LTD | Australia |
| FS200805155 | Macquarie Offshore Services Pty Ltd - Philippine Branch | Philippines |
| 26-4389305 | Macquarie Opportunities Inc.Macquarie Pelican Inc. | United StatesUnited States |
| Macquarie Pelican Investor LLC | United States | |
|---|---|---|
| Macquarie PF II LLC | United States | |
| Macquarie PF Inc. | United States | |
| Macquarie PF LLC | United States | |
| 9995266 | Macquarie Physical Commodities UK Limited | United Kingdom |
| 83-2987158 | Macquarie Physical Commodities, LLC | United States |
| 45-1622999 | Macquarie Physical Metals (USA) Inc. | United States |
| 201842473W | MACQUARIE PRINCIPAL FINANCE ASIA PTE. LIMITED | Singapore |
| 629759600 | MACQUARIE PRINCIPAL FINANCE PTY LIMITED | Australia |
| FC035740 | Macquarie Principal Finance Pty Limited, UK Branch | United Kingdom |
| 11667655 | Macquarie Principal Finance UK Limited | United Kingdom |
| 112561501 | MACQUARIE PRINCIPAL PTY LIMITED | Australia |
| 082 038 328 | MACQUARIE PRISM PTY LIMITED | Australia |
| Macquarie Private Debt Asset Management, LLC | United States | |
| 590627 | Macquarie Private Debt Europe Limited (In Liquidation) | Ireland |
| 625128 | Macquarie Products (Ireland) Limited | Ireland |
| 601831467 | Macquarie Professional Series Global Equity Fund | Australia |
| 64904169 | MACQUARIE PROPERTY (OBU) PTY LIMITED | Australia |
| 142 083 092 | MACQUARIE RADAR HOLDINGS PTY LIMITED | Australia |
| 27-2437046 | Macquarie Real Estate Absolute Return Partners, Inc. | United States |
| 26-3872414 | MACQUARIE REAL ESTATE ADVISORY SERVICES LLC | United States |
| HRB 167136 | Macquarie Real Estate Financial Services GmbH | Germany |
| 82-2058238 | Macquarie Real Estate Funds Management Inc. | United States |
| MACQUARIE REAL ESTATE INVESTMENT HOLDING (AUSTRALIA) PTY LIMI | ||
| 625995324 | TED | Australia |
| Macquarie Real Estate Investments Holdings (North America), Inc. | United States | |
| 115524028 | MACQUARIE REAL ESTATE MANAGEMENT (AUSTRALIA) LIMITED | Australia |
| Macquarie Real Estate Management (US), LLC | United States | |
| 616987949 | MACQUARIE RENEWABLE ENERGY HOLDINGS PTY LIMITED | Australia |
| 26-1386300 | MACQUARIE RENEWABLE ENERGY INC | United States |
| Macquarie Renewables Asset Trust | Australia | |
| Macquarie Renewables Project Trust | Australia | |
| 672846-4 | Macquarie Resource Capital Canada Ltd. | Canada |
| 7055620 | Macquarie Restorations Limited | United Kingdom |
| Macquarie Room 125 Holdings LLC | United States | |
| 6309906 | Macquarie Ropemaker Limited | United Kingdom |
| Macquarie Rotorcraft Holdings LLC | ||
| United States | ||
| 535266 | Macquarie Rotorcraft Leasing (Ireland) Limited | Ireland |
| 11697950 | Macquarie Rotorcraft Leasing Holdings Limited | United Kingdom |
| 2789711 | Macquarie Rotorcraft Leasing Services (Hong Kong) Limited | Hong Kong |
| 640740 | Macquarie Rotorcraft Leasing Services (Ireland) Limited | Ireland |
| 11744005 | Macquarie Rotorcraft Leasing Services (UK) Limited | United Kingdom |
| Macquarie Rotorcraft Leasing Services (UK) Limited (Registered as an external | ||
| 2019/234469/10 | Company in South Africa) | South Africa |
| 46-3045888 | Macquarie Rotorcraft Leasing, Inc. | United States |
| 604949144 | MACQUARIE SCT PTY LIMITED | Australia |
| 2832126 | MACQUARIE SECURITIES (AUSTRALIA) LIMITED | Australia |
| MACQUARIE SECURITIES (AUSTRALIA) LIMITED SHANGHAI REPRESENTA | ||
| 9131000066438035XT | TIVE OFFICE | China |
| 1748511 | MACQUARIE SECURITIES (NZ) LIMITED | New Zealand |
| 105539119915 | MACQUARIE SECURITIES (THAILAND) LIMITED | Thailand |
| 104-81-99444 | MACQUARIE SECURITIES KOREA LIMITED | Korea, Republic of |
| 3435443 | MACQUARIE SECURITIES MANAGEMENT PTY LIMITED | Australia |
| 2006/023546/07 | MACQUARIE SECURITIES SOUTH AFRICA (PTY) LTD | South Africa |
| 003 297 336 | MACQUARIE SECURITISATION LIMITED | Australia |
| 44 | Macquarie Septa (Guernsey), LLP | Guernsey |
| LP016856 | Macquarie Septa (UK) I, LP | United Kingdom |
| LP016857 | Macquarie Septa (UK) II, LP | United Kingdom |
| Macquarie Septa (US) I, LLC | United States | |
| Macquarie Septa Aero, LLC | United States | |
| 496224 | MACQUARIE SERVICES (HONG KONG) LIMITED | Hong Kong |
| MACQUARIE SERVICES (MEXICO), S.A. de C.V. | ||
| 388231 | Mexico | |
| 27-3610899 | Macquarie Services (USA) LLC | United States |
| 608 027 667 | MACQUARIE SERVICES PARTNERSHIP PTY LIMITED | Australia |
| CHE-147.179.326 | Macquarie Services SA | Switzerland |
| 17733 | Macquarie Servicios Electricos de Mexico S. de R.L de C.V. | Mexico |
| 11.988.470/001-21 | Macquarie Servicos de Consultoria Limitada | Brazil |
| 116 582 524 | MACQUARIE SPECIALISED ACCOMMODATION SOLUTIONS PTY LIMITED | Australia |
| 75295608 | MACQUARIE SPECIALISED ASSET MANAGEMENT 2 LIMITED | Australia |
| 87382965 | MACQUARIE SPECIALISED ASSET MANAGEMENT LTD | Australia |
| 9699834 | Macquarie Specialised Asset Services Limited | United Kingdom |
| 10325961 | Macquarie Specialised Investment Solutions Limited | United Kingdom |
| 86438995 | MACQUARIE SPECIALIST INVESTMENT MANAGEMENT LIMITED | Australia |
| 125 574 389 | MACQUARIE SPECIALIST INVESTMENTS LENDING PTY LIMITED | Australia |
| 46-2151809 | Macquarie Storage Investments Inc. | United States |
| MACQUARIE STRUCTURED AND SPECIALIST INVESTMENTS HOLDINGS P | ||
|---|---|---|
| 086 587 635 | TY LIMITED | Australia |
| HRB 87430 | Macquarie Structured Products (Europe) GmbH - In Liquidation | Germany |
| 65747417 | MACQUARIE STRUCTURED PRODUCTS (INTERNATIONAL) PTY LIMITED | Australia |
| 489855 | Macquarie Structured Securities (Europe) Public Limited Company (in voluntary liquidation from 19/11/2019) | Ireland |
| 65309033 | MACQUARIE SYNDICATION (NO.12) PTY LIMITED | Australia |
| 80218846 | MACQUARIE TECHNOLOGY INVESTMENTS PTY LIMITED | Australia |
| 680639-2 | Macquarie Technology Services (Canada) Ltd. | Canada |
| Macquarie Texas Loan Holder LLC | United States | |
| 6863285 | Macquarie Trade & Asset Finance International Limited | United Kingdom |
| 20-5913622 | Macquarie Trading Services Inc. | United States |
| 78223382 | MACQUARIE TRANSPORTATION FINANCE AUSTRALIA PTY LIMITED | Australia |
| 11655793 | Macquarie Transportation Finance Limited | United Kingdom |
| HRB 76979 | Macquarie Treuvermögen GmbH | Germany |
| 8607109 | MACQUARIE TWENTIETH AVIATION LEASING PTY. LIMITED | Australia |
| 2579363 | Macquarie UK Holdings Limited | United Kingdom |
| 655 531 561 | Macquarie UK Holdings Pty Limited | Australia |
| 5452920 | Macquarie UK Passenger Leasing Limited | United Kingdom |
| 46-1366111 | Macquarie US Gas Supply LLCMacquarie US MPIP GP LLC | United States |
| Macquarie US MPIP LP LLC | United StatesUnited States | |
| 3UMP7T.99999.SL.442 | Macquarie US Smaller Companies | Luxembourg |
| 45-2856257 | Macquarie US Trading LLC | United States |
| 261723 | MACQUARIE VEHICLES (NZ) LIMITED | New Zealand |
| 2299526 | Macquarie Ventures (Hong Kong) Limited | Hong Kong |
| HRB 232580 | Macquarie Verwaltungs GmbH | Germany |
| Macquarie Waikiki Holdings LLC | United States | |
| 603 363 220 | MACQUARIE WORSLEY HOLDINGS PTY LIMITED | Australia |
| 213181 | Macquarie Zhaopin Holdings Limited | Cayman Islands |
| 46-2716036 | Macquarie-PowerFin Solar, LLC | United States |
| 6740557 | Macseven Consultants Ltd | United Kingdom |
| 619 573 643 | MAFCA INVESTMENTS PTY LIMITED | Australia |
| B-88238456 | Magnolia Solar PV, S.L. | Spain |
| B 222.868 | MAIF 2 Executives SCSp | Luxembourg |
| B 215.119 | MAIF 2 Luxembourg GP S.à r.l. | Luxembourg |
| B245842 | MAIF 3 Luxembourg GP S.à r.l. | Luxembourg |
| 13645088 | Maldon BESS Limited | United Kingdom |
| MAM Americas, Inc. | United States | |
| MAM Ashita AMS1 BidCo BV | Netherlands | |
| MAM GIG US Renewable Holdings, Inc. | United States | |
| B88238464 | Manzano Solar PV, S.L. | Spain |
| MAP Gateway Holdings, LLCMAP Gateway Parent, LLC | United StatesUnited States | |
| MAP HOLDING TRUST | Australia | |
| MAPIF AV 1, L.P. | United States | |
| MAPIF CIV 1, L.P. | United States | |
| B 271.073 | MAPIF Luxembourg GP S.à.r.l. | Luxembourg |
| 13262637 | Maryland HoldCo Limited | United Kingdom |
| 13743697 | Maryland Topco Limited | United Kingdom |
| 9011066 | Matrix Networks (Holdings) Limited | United Kingdom |
| 11227977 | Matrix Networks Group Limited | United Kingdom |
| 6024071 | Matrix Networks Limited | United Kingdom |
| 14340098 | Matrix Water Limited | United Kingdom |
| MBL COVERED BOND TRUST | Australia | |
| MCIV B-1, LLC | United States | |
| MCIV B-2, LLC | United States | |
| 26-1386300 | MCP Solar Assets Partners I LLC | United States |
| 26-2282798 | MCP Solar Assets Partners II LLC | United States |
| 90-1003550 | MD - PTH, LLC | United States |
| Medical Student Loan Trust | United States | |
| 4866246 | MEIF (UK) Limited | United Kingdom |
| SL29421 | MEIF 5 Executives LP | United Kingdom |
| 61582 | MEIF 5 Guernsey GP LimitedMEIF 5 Luxembourg GP S.à r.l. | Guernsey |
| B 205.045B 230.098 | MEIF 6 Executives SCSp | LuxembourgLuxembourg |
| B224086 | MEIF 6 Luxembourg GP S.à r.l. | Luxembourg |
| 69775 | MEIF 6 N2 GP Limited | Guernsey |
| B 257.565 | MEIF 7 Co-Invest SCSp | Luxembourg |
| B256935 | MEIF 7 Luxembourg GP S.à.r.l. | Luxembourg |
| B271943 | MEIF 7 Sophisticated Staff Investors Feeder SCSp | Luxembourg |
| B271736 | MEIF 7 Virtus Holdings SCSp | Luxembourg |
| 12517251 | Melksham Calne Green Limited | United Kingdom |
| B252339 | MELREF Luxembourg GP S.à r.l. | Luxembourg |
| MEP California Energy, LLC | United States | |
| MGETS Delaware GP, LLC | United States |
| B252024 | MGETS Luxembourg GP S.à r.l. | Luxembourg |
|---|---|---|
| 61686 | MGIDF Guernsey GP Limited | Guernsey |
| B250906 | MGIF Luxembourg GP S.à r.l. | Luxembourg |
| 20-8983572 | MGOP Feeder I GP LLC | United States |
| 9299753 | MGREF 1 GP Limited | United Kingdom |
| B233863 | MGREF 2 Luxembourg GP S.à r.l. | Luxembourg |
| 58972 | MIDF UK1 GUERNSEY GP LIMITED | Guernsey |
| 7 | MIDF UK1 LLP | Guernsey |
| 59027 | MIDF UK1B GUERNSEY GP LIMITED | Guernsey |
| 61687 | MIDF UK2 Guernsey GP Limited | Guernsey |
| HRB 121454 | MIF Holdings GmbH | Germany |
| 10140440 | MIF Holdings Limited | United Kingdom |
| 20-8723490 | MIF US Investment Holdings LLC | United States |
| 20-8879012 | MIF US INVESTMENT PARTNERSHIP | United States |
| MIGS (ECI) GP, LLC | United States | |
| MIGS II (ECI) GP, LLC | United States | |
| MIHI Boxwood Sponsor, LLC | United States | |
| 13-3789912 | MIHI LLC | United States |
| 2114040765 | Milano Energy S.R.L. | Italy |
| 38-3938360 | MIP III (ECI) GP LLC | United States |
| MIP IV (Canada) GP, LLC | United States | |
| MIP IV (ECI) Executives, L.P. | United States | |
| MIP IV (ECI) GP, LLC | United States | |
| MIP IV Executives, L.P. | United States | |
| B 213.745 | MIP IV Luxembourg GP S.à r.l. | Luxembourg |
| MIP V (ECI) GP, LLC | United States | |
| B241810 | MIP V Luxembourg GP S.à r.l. | Luxembourg |
| B267686 | MIP VI Luxembourg GP S.à r.l. | Luxembourg |
| HRB 212106 | MIRA Beteiligungs GmbH | Germany |
| MIRA Infrastructure Global Solution GP LLC | United States | |
| MIRA Infrastructure Global Solution II GP, LLC | United States | |
| 62697 | MIRA UK Gas Holdings GP Limited | Guernsey |
| 82-3000316 | MLH 650 Oakdale, LLC | United States |
| 82-3448347 | MLH Bluff Road Holdings, LLC | United States |
| MLH Bluff Road Lot 3, LLC | United States | |
| 82-4149757 | MLH Logistics DevCo, LLC | United States |
| 82-2986892 | MLH Logistics Holdings, LLC | United States |
| 82-3012398 | MLH Oakdale Holdings, LLC | United States |
| 20-5336393 | Moonstone Lien Investments, LLC | United States |
| 10480217 | Moorgate PL Holdings Limited | United Kingdom |
| MPF Boca Investor LLC | United States | |
| 8499211 | MPF Nominees Limited | United Kingdom |
| MPF Oxford Thompson Holding LLC | United States | |
| MPF Oxford Thompson Property LLC | United States | |
| 7317376 | MPF PARKING HOLDINGS NZ LIMITED | New Zealand |
| 7320380 | MPF PARKING NZ LIMITED | New Zealand |
| MPF Thompson Investor LLC | United States | |
| MPF Vanderbilt Boca Holding LLC | United States | |
| MPF Vanderbilt Boca PropCo Parent LLC | United States | |
| MPF Vanderbilt Boca Property II LLC | United States | |
| MPF Vanderbilt Boca Property LLC | United States | |
| 12341536 | MPRC Europe Ltd | United Kingdom |
| 61160558 | MQ CAPITAL PTY LIMITED | Australia |
| MQ Car Park, LLC | United States | |
| 600550 | MQ PPP Investments Ireland GP Limited | Ireland |
| U51909MH2012FTC226545 | MQG Commodities (India) Private Limited | India |
| MRED Lending, LLC | United States | |
| B262005 | MREP GP S.à.r.l. | Luxembourg |
| Not Registered | MSAS Services Trust | Australia |
| B 214.067 | MSCIF Luxembourg GP S.à r.l. | Luxembourg |
| MSS Development, LLC | United States | |
| MSS Energy Holdings, LLC | United States | |
| 124335333 | MTF HOLDINGS PTY LIMITED | Australia |
| 7789756 | Murrow AD Plant Ltd | United Kingdom |
| Not Registered | My Specialised Accommodation Solutions Holding Trust | Australia |
| Not registered | My Specialised Accommodation Solutions Sub-Trust | Australia |
| 658 747 730 | MYSAS Services Pty Limited | Australia |
| U40300TG2014PTC094049 | Natems Renewables Energy Pvt Ltd | India |
| U40102TG2014PTC094073 | Natems Solar Power Pvt Ltd | India |
| 90-0891597 | New Jersey Boardwalk Lien Investments, LLC | United States |
| B132283 | New World Gaming International S.a.r.l | Luxembourg |
| 46-1504548 | New York Crystal Swan, LLC | United States |
| Newton Solar SPV I LLC | United States | |
| 559325-9095 | Nordic Onshore Renewables Investments AB | Sweden |
| 11909504 | Nordic Renewable Power Holdings (UK) Limited | United Kingdom |
| 13788742 | NORGH HOLDING COMPANY LIMITED | United Kingdom |
| Northeast Property Owner LLC | United States | |
|---|---|---|
| 900275 | NRG 1 spółka z ograniczoną odpowiedzialnością | Poland |
| 927704 | NRG 10 spółka z ograniczoną odpowiedzialnością | Poland |
| 927663 | NRG 11 spółka z ograniczoną odpowiedzialnością | Poland |
| 927650 | NRG 12 spółka z ograniczoną odpowiedzialnością | Poland |
| 927739 | NRG 13 spółka z ograniczoną odpowiedzialnością | Poland |
| 927667 | NRG 14 spółka z ograniczoną odpowiedzialnością | Poland |
| 927647 | NRG 16 spółka z ograniczoną odpowiedzialnością | Poland |
| 900081 | NRG 2 spółka z ograniczoną odpowiedzialnością | Poland |
| 900083 | NRG 3 spółka z ograniczoną odpowiedzialnością | Poland |
| 927646 | NRG 4 spółka z ograniczoną odpowiedzialnością | Poland |
| 927740 | NRG 5 spółka z ograniczoną odpowiedzialnością | Poland |
| 927716 | NRG 6 spółka z ograniczoną odpowiedzialnością | Poland |
| 927712 | NRG 7 spółka z ograniczoną odpowiedzialnością | Poland |
| 927741 | NRG 8 spółka z ograniczoną odpowiedzialnością | Poland |
| 927718 | NRG 9 spółka z ograniczoną odpowiedzialnością | Poland |
| OC370637 | NTS Communications LLP | United Kingdom |
| 624 080 404 | NU MOBILE PTY LIMITED | Australia |
| BC0883591 | NWG Canada Investments Ltd. | Canada |
| 157723441 | NZ MORTGAGES PTY LTD | Australia |
| 305533 | Odyssey Water GP Partners Ltd | Cayman Islands |
| 14109912 | OGL Computer Support Holdings Limited | United Kingdom |
| 2798681 | OGL Computer Support Limited | United Kingdom |
| 27-4650575 | OLF, LLC | United States |
| B88269352 | Olivo New Energy S.L. | Spain |
| 26-33383464 | One Call Debt Help LLC | United States |
| OSW Investments Japan JVCo 1 Limited | ||
| 14044244 | United Kingdom | |
| 14044571 | OSW Investments Japan JVCo 2 Limited | United Kingdom |
| 14045792 | OSW Investments Korean JVCo 1 Limited | United Kingdom |
| 14044316 | OSW Investments Korean JVCo 2 Limited | United Kingdom |
| 14045466 | OSW Investments Korean JVCo 3 Limited | United Kingdom |
| 14045222 | OSW Investments Korean JVCo 4 Limited | United Kingdom |
| 14046991 | OSW Investments Korean JVCo 5 Limited | United Kingdom |
| 14043366 | OSW Investments R4 JVCo (UK) Limited | United Kingdom |
| 113519823 | OT HOLDINGS PTY LTD | Australia |
| 71982244 | PACIFIC RIM OPERATIONS PTY LIMITED | Australia |
| 26-1286651 | PADUA MG HOLDINGS LLC | United States |
| 42541265 | Pakaa HoldCo ApS | Denmark |
| B88284161 | Paseta Servicios Empresariales, S.L. | Spain |
| PATHWAY INVESTMENTS AUSTRALIA PTY LIMITED | ||
| 628 898 153 | Australia | |
| Pelican Bidco LLC | United States | |
| Pelican Blocker Corporation | United States | |
| Pelican Investor Holdings LLC | United States | |
| 66 531 917 920 | PELICAN WAREHOUSE TRUST NO.1 | Australia |
| 12725744 | Pembroke Green Limited | United Kingdom |
| Permian Water Supply Company LLC | United States | |
| 752614982 | Petro Tradelinks Inc. | United States |
| 13843650 | Philippines OSW Investments Limited | United Kingdom |
| Pipeline Rehabilitation No.4 Trust | Australia | |
| 12023482 | Poland Wind HoldCo Limited | United Kingdom |
| Polaris Global Equity Fund (Hedged) | Australia | |
| Procentrix, LLC | United States | |
| 603672975 | PROPERTYIQ PTY LIMITED | Australia |
| 606 466 675 | PROPERTYIQ STRATA PTY LIMITED (IN DEREGISTRATION) | Australia |
| U40200TG2018FTC125773 | Proteus Energy Pvt Ltd | India |
| PT BLE Indonesia One | Indonesia | |
| 09.03.1.05.73897 | PT MACQUARIE COMMODITIES INDONESIA | Indonesia |
| 09.03.1.67.21972 | PT MACQUARIE SEKURITAS INDONESIA | Indonesia |
| PUMA MASTERFUND P-17 | Australia | |
| PUMA Masterfund S-10 | Australia | |
| PUMA MASTERFUND S-11 | Australia | |
| PUMA Masterfund S-12 | Australia | |
| PUMA Masterfund S-13 | Australia | |
| PUMA SERIES 2014-1 | Australia | |
| PUMA Series 2014-2 | Australia | |
| Not registered | PUMA Series 2014-4P | Australia |
| PUMA Series 2015-1 | Australia | |
| PUMA Series 2015-2P | Australia | |
| PUMA SERIES 2015-3 | Australia | |
| PUMA Series 2017-1 | Australia | |
| PUMA Series 2019-1 | Australia | |
| PUMA Series 2020-1P | Australia | |
| PUMA Series 2021-1P Trust | Australia | |
| PUMA Series 2021-2 Trust | Australia | |
| PUMA Series 2022-1 Trust | Australia | |
| PUMA Series 2022-2 Trust | Australia |
| PUMA Series 2022-3 Trust | Australia | |
|---|---|---|
| PUMA Series R Trust | Australia | |
| PUMA Series Trust 2013-1 | Australia | |
| PUMA Series W Trust | Australia | |
| PUMA SUBFUND B-1 | Australia | |
| PUMA SUBFUND COMMBANK | Australia | |
| 654223 | Purple Investco PPP Limited | Ireland |
| 797065 | PV 1100 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 797141 | PV 1110 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 797026 | PV 1120 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 797117 | PV 1130 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| PV 1140 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | ||
| 797034 | Poland | |
| 797028 | PV 1150 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763055 | PV 120 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 797907 | PV 1230 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 797986 | PV 1270 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763209 | PV 130 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 798085 | PV 1310 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 763423 | PV 140 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 806863 | PV 1460 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 763130 | PV 150 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 806857 | PV 1510 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 807338 | PV 1520 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 763381 | PV 170 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763324 | PV 180 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763398 | PV 210 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763792 | PV 220 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763313 | PV 230 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763368 | PV 240 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763730 | PV 250 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763619 | PV 260 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763383 | PV 310 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763636 | PV 350 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763697 | PV 390 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763692 | PV 440 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763710 | PV 450 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763370 | PV 460 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763733 | PV 480 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 763698 | PV 490 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| PV 510 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | ||
| 795636 | Poland | |
| 795608 | PV 520 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795669 | PV 530 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795671 | PV 540 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795666 | PV 550 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795546 | PV 560 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795634 | PV 570 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 795616 | PV 580 SPÓŁKA Z OGRANICZONA ODPOWIEDZIALNOSCIA | Poland |
| 795618 | PV 600 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 796292 | PV 610 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 796239 | PV 620 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 796171 | PV 650 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 796258 | PV 690 SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 12517501 | Rayleigh Green Limited | United Kingdom |
| 6334248 | Real Leasing Solutions Limited | United Kingdom |
| Regal Capital Group, LLC | ||
| 26-4203808 | United States | |
| not registered | REGIONAL MEDIA TRUST | Australia |
| 150 449 684 | RELOAD WIND FARM PTY LTD | Australia |
| 13515008 | Renewables HoldCo Limited | United Kingdom |
| U40108TG2014PTC095876 | Repal Green Power Pvt Ltd | India |
| U40102TG2014PTC094845 | Repal Renewables Pvt Ltd | India |
| 200921086K | RESOURCE MARINE PTE. LIMITED | Singapore |
| FC029978 | Resource Marine Pte. Limited (UK Establishment) | United Kingdom |
| 8812523 | Resource Utilities Limited | United Kingdom |
| 114 594 080 | REVERSE MORTGAGE SERVICES PTY LTD | Australia |
| 827776 | RIBOLLA SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| 630706 | Rijn InvestCo PPP Ireland GP Limited | Ireland |
| 10290340 | Robin Bidco Limited | United Kingdom |
| 10289677 | Robin Midco Limited | United Kingdom |
| 10289095 | Robin Topco Limited | United Kingdom |
| MC-25427 | ROC Asia Pacific Private Equity Offshore Fund, L.P. | Cayman Islands |
| 10379378 | Ropemaker RB Holdings Limited | United Kingdom |
| 827762 | ROSELLE SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ | Poland |
| B88269329 | Sabina Solar PV S.L. | Spain |
| Samphire CH Trust | Australia | |
| 646786941 | SAMPHIRE CHCO PTY LIMITED | Australia |
| 646765031 | SAMPHIRE HOLDCO PTY LIMITED | Australia |
| Samphire Partner Trust | Australia | |
|---|---|---|
| 646791620 | SAMPHIRE PARTNERCO PTY LIMITED | Australia |
| Sanfermin BUPA S.A.S. | Colombia | |
| 14173155 | Sanfermin UK Limited | United Kingdom |
| B88300579 | Sauce New Energy, S.L. | Spain |
| Savion Module Supply Support Provider, LLC | United States | |
| 622786 | Scheldt Investco PPP Ireland GP Limited | Ireland |
| SE Health LLC | United States | |
| SE Health Member LLC | United States | |
| SE Health Trust | United States | |
| 13525889 | Sea Lion Wind HoldCo Limited | United Kingdom |
| 16616521007 | Selce New Energy S.R.L. | Italy |
| 201420398Z | SELENE INVESTMENTS SINGAPORE PTE. LTD. | Singapore |
| Shang Lao Shih International Co Ltd | Taiwan (Province of China) | |
| 622787 | Shannon Investco PPP Ireland GP Limited | Ireland |
| Sierra-KBMP, LLC | United States | |
| 627 172 445 | SKYLIGHT DEV CO PTY LIMITED | Australia |
| 627 172 490 | SKYLIGHT MID CO PTY LIMITED | Australia |
| SKYLIGHT MID TRUST | Australia | |
| 627172543 | SKYLIGHT PROJECT CO PTY LIMITED | Australia |
| SKYLIGHT PROJECT TRUST | Australia | |
| SKYLIGHT RETAIL NORTH SUB TRUST | Australia | |
| 627172589 | SKYLIGHT RN PTY LIMITED | Australia |
| SMART 2022-1P Trust | Australia | |
| SMART ABS Series 2016-1 Trust | Australia | |
| SMART ABS Series 2016-2US Trust | Australia | |
| SMART ABS SERIES 2016-3 TRUST | Australia | |
| SMART ABS Series 2017-1 Trust | Australia | |
| SMART ABS Series 2017-2 Trust | Australia | |
| SMART ABS SERIES 2019-1 Trust | Australia | |
| SMART ABS Series 2020-1 Trust | Australia | |
| SMART ABS Series 2022-1P Trust | Australia | |
| SMART ABS Series W Trust | Australia | |
| SMART ABS SERIES W2 TRUST | Australia | |
| SMART E Trust | Australia | |
| SMART O Warehouse Trust | Australia | |
| SMART S Warehouse Trust | Australia | |
| SMART Series R Trust | Australia | |
| 16769431004 | Smeraldo New Energy S.R.L. | Italy |
| 1985150893 | SOL PV 1 S.R.L. | |
| Italy | ||
| 10481790961 | Solar Italy III S.R.L. | Italy |
| 10482220968 | Solar Italy VI S.R.L. | Italy |
| B90336116 | Solar-PV EXT 001 Sociedad Limitada | Spain |
| 11788560 | Sole Renewables Italy Limited | United Kingdom |
| 11729534 | Sole Renewables Limited | United Kingdom |
| 8128232 | Somerset Farm (East Anglia) Ltd | United Kingdom |
| 12068057 | Sonne (Italy) Holdings Limited | United Kingdom |
| B269439 | South American Renewables AIV SCSp | Luxembourg |
| South Carolina Sandy Tyger Investments, LLC | ||
| 80-0852389 | United States | |
| 648 267 234 | SPECIALISED ACCOMMODATION SOLUTIONS PTY LIMITED | Australia |
| Specialty Finance Holdings, Inc. | United States | |
| 10707700968 | SR Augusta S.R.L. | Italy |
| 10707690961 | SR Bari S.R.L. | Italy |
| 10707680962 | SR Project 1 S.R.L. | Italy |
| 10706940961 | SR Project 4 S.R.L. | Italy |
| 10706920963 | SR Project 5 S.R.L. | Italy |
| 10706730966 | SR San Giuseppe S.R.L. | Italy |
| 10706720967 | SR Taranto S.R.L. | Italy |
| 10706710968 | SR Torino S.R.L. | Italy |
| SR Trapani S.R.L. | ||
| 10706700969 | Italy | |
| 13639535 | Steep Housing Holdings Limited | United Kingdom |
| 34298324 | Stichting Security Trustee E-MAC DE 2009-I | Netherlands |
| Not Registered | Summer Housing SDA Trust | Australia |
| Summerset Intermediate Holdings 2 LLC | United States | |
| 12726010 | Sundon Green Limited | United Kingdom |
| 164223301000 | Sunrider Holdings Single Member Societe Anonyme | Greece |
| 145646406000 | Sunrider Single Member Societe Anonyme | Greece |
| 91441900MA7GDQQP66 | Sustainable Feedstocks Group Guangdong Limited | China |
| 13531506 | Sustainable Feedstocks Group Limited | United Kingdom |
| TA Trust | ||
| Australia | ||
| 12428321 | Taranis Bidco Limited | United Kingdom |
| 12412264 | Taranis Midco Limited | United Kingdom |
| 12415435 | Taranis Parentco Limited | United Kingdom |
| 12409681 | Taranis Topco Limited | United Kingdom |
| U40300TG2020FTC14093620-5474013 | Tasoula Energy Private LimitedTax Ease CA, LLC | IndiaUnited States |
| 37-1750174 | Tax Ease Company LLC | United States |
|---|---|---|
| 20-2937172 | Tax Ease Employee Services Company LLC | United States |
| 75-3130882 | Tax Ease Financial Services, LP | United States |
| 41-2228674 | Tax Ease FL REO, LLC | United States |
| 75-3130887 | Tax Ease Funding GP LLC | United States |
| 90-0909796 | Tax Ease Funding Two, LLC | United States |
| 75-3130885 | Tax Ease Funding, LLC | United States |
| 20-2937047 | Tax Ease Holdings LLC | United States |
| 20-2937080 | Tax Ease Lien Investments 1, LLC | United States |
| 26-4377481 | Tax Ease Lien Servicing, LLC | United States |
| 46-5586117 | Tax Ease NV LLC | United States |
| 20-2937103 | Tax Ease Ohio, LLC | United States |
| 42-1664041 | Tax Ease PA, LLC | United States |
| Tax Ease REO I, LLC | United States | |
| Tax Ease REO II, LLC | United States | |
| 655672254 | TC AKARUA 1 PTY LIMITED | Australia |
| 624 520 556 | TC AKARUA 2 PTY LIMITED | Australia |
| WC-374858 | TC Feeder GP Ltd | Cayman Islands |
| 202105903W | TC Singapore Holdings GP Pte Ltd | Singapore |
| TC YORK OFFICE 1 PTY LIMITED | ||
| 655646772 | Australia | |
| 656117930 | TC YORK OFFICE 2 PTY LIMITED | Australia |
| 656133345 | TC YORK OFFICE 3 PTY LIMITED | Australia |
| 202132829Z | TCK Holdings 1 GP Pte. Ltd. | Singapore |
| Tech and Energy Transition Corporation | United States | |
| Tech and Energy Transition Sponsor LLC | United States | |
| 70142951 | TELBANE PTY LTD | Australia |
| 726768 | Telemachus Holdings Limited | Ireland |
| 12035922 | Tenacity Capital Limited | United Kingdom |
| B-88284153 | Tencata Servicios Empresariales, S.L. | Spain |
| OC315196 | The Bluebell Transportation LLP | United Kingdom |
| 3678027 | The Excell Group Limited | United Kingdom |
| OC315171 | The Goonzaran LLP | United Kingdom |
| IT1935/08 | THE MACQUARIE TOPI40 INVESTMENT TRUST | South Africa |
| 13152295 | Thetis BidCo Limited | United Kingdom |
| 13169124 | Thetis MidCo Limited | United Kingdom |
| 13150629 | Thetis ParentCo Limited | United Kingdom |
| 13167752 | Thetis TopCo Limited | United Kingdom |
| B-88282181 | Ticopa Servicios Empresariales, S.L. | Spain |
| 80-0939458 | TN - PTH, LLC | United States |
| 16245141003 | Topazio New Energy S.R.L. | Italy |
| 12159282 | Tornado Acquisitions Bidco Limited | United Kingdom |
| 12156815 | Tornado Acquisitions Midco Limited | United Kingdom |
| 12157015 | Tornado Acquisitions Parentco Limited | United Kingdom |
| 12156673 | Tornado Acquisitions Topco Limited | United Kingdom |
| 5318259 | Townley Network Solutions Ltd | United Kingdom |
| TRAMS ABS Series 2015-1 | Australia | |
| 2764070906 | Trisol 81 S.r.l. | Italy |
| Trisol 82 S.r.l. | ||
| 2764090904 | Italy | |
| 2012853459 | Tristone Capital Global Inc. | Canada |
| 208568022 | Tristone Capital Inc. | Canada |
| 1782120 | Tristone Capital SA (Argentine Branch) | Argentina |
| 2012712838 | Tristone Capital SA Ltd | Canada |
| United Kingdom | ||
| 5061907 | TTG (Southern) Limited | |
| Tunnel Hill Blocker, LLC | United States | |
| 7064975 | UK Gas Transportation Limited | United Kingdom |
| 9243327 | UK Green Community Lending Limited | United Kingdom |
| SC424067 | UK Green Investment Bank Limited | United Kingdom |
| 9568027 | UK Green Investment Climate International Limited | United Kingdom |
| 9648750 | UK NPD Investments GP Limited | United Kingdom |
| 10636785 | UK Platform GP Limited | United Kingdom |
| 10637715 | UK Platform Partner Limited | United Kingdom |
| 6339585 | UK Power Distribution Limited | United Kingdom |
| 9316859 | UK PPP Investments GP Limited | United Kingdom |
| 12330605 | UK PPP Transportation GP Limited | United Kingdom |
| UK PPP Transportation No 3 Limited | ||
| 661644 | Ireland | |
| 12332255 | UK PPP Transportation Partner Limited | United Kingdom |
| 63193558 | Urja Seventh B.V. | Netherlands |
| 3705740 | Utility Metering Services Limited | United Kingdom |
| 12980402 | Vanadium Holdco Limited | United Kingdom |
| Vantage Commodities Financial Services II, LLC | United States | |
| Vantage Commodities Financial Services, LLC | United States | |
| U40100TG2021FTC157349 | VEH Aarush Renewables Private Limited | India |
| U40200TG2022FTC163122 | VEH Cyra Energy Private Limited | India |
| U40102TG2015FTC097559 | VEH Global India Pvt Ltd | India |
| U40106TG2022FTC163085U40106TG2022FTC163236 | VEH Green Energy Private LimitedVEH Greencrest Energy Private Limited | IndiaIndia |
| U40100TG2021FTC157117 | VEH Jayin Renewables Private Limited | India |
|---|---|---|
| U40106TG2021FTC157202 | VEH Mitra Energy Private Limited | India |
| U40108TG2022FTC163208 | VEH Pavan Urja Private Limited | India |
| U40108TG2022FTC163205 | VEH Radiant Energy Private Limited | India |
| U40106TG2021FTC157036 | VEH Renewables Private Limited | India |
| U40106TG2021FTC156436 | VEH Srishti Energy Private Limited | India |
| U40300TG2021FTC157482 | VEH Surya Energy Private Limited | India |
| 201544292E | Vibrant Energy Holdings Pte. Ltd. | Singapore |
| 201610864Z | Vibrant Energy India Pte. Ltd. | Singapore |
| 2021020007075-00 | VIND ENERGY CORP. | Philippines |
| 90-0423397 | W & R Corporate LLC | United States |
| 51-0261715 | Waddell & Reed Financial, Inc. | United States |
| 43-1244426 | Waddell & Reed Services Company | United States |
| 12517507 | Walpole Green Limited | United Kingdom |
| 12725706 | Warley Green Limited | United Kingdom |
| 158126936000 | Wattcrop Hellas Developments & Services I.K.E. | Greece |
| 151637036000 | WattCrop Hellas I.K.E | Greece |
| 13433898 | Wattcrop Projects UK Limited | United Kingdom |
| 13181262 | Wattcrop UK Developments & Services Ltd | United Kingdom |
| WaveCrest Energy Services, LLC | United States | |
| WaveCrest Energy, LLC | United States | |
| 9056366 | Wavenet (Holdings) Limited (strike off requested) | United Kingdom |
| 11486047 | Wavenet Group Holdings Limited (strike off requested) | United Kingdom |
| 3919664 | Wavenet Limited | United Kingdom |
| WCE Holdings, LLC | United States | |
| Whole Loan Trust | United States | |
| Wholesale DC Asset Holdings LLC | United States | |
| WI RNG Hub North HoldCo LLC | United States | |
| 85-2105927 | WI RNG Hub North LLC | United States |
| Willow Depositor LLC | United States | |
| 20-2937224 | Winslow Lien Investments, LLC | United States |
| 54813080 | WOODROSS NOMINEES PTY. LIMITED | Australia |
| Woodway Bluebonnet Pipeline LLC | United States | |
| Woodway Energy Infrastructure LLC | United States | |
| Woodway Holdings LLC | United States | |
| Woodway Management Holdings LLC | United States | |
| Woodway Management LLC | United States | |
| Woodway Midstream Holdings LLC | United States | |
| Woodway Texas Pipeline LLC | United States | |
| 12726341 | Wylfa Green Limited | United Kingdom |
| 127338783 | YENDON WINDFARM PTY LTD | Australia |
| 1449995 | Yorkton Capital Partners II Inc. | Canada |
| 1430727 | Yorkton Capital Partners Inc. | Canada |
| Not Registered | YoungMac Trust | Australia |
| Zhonghe Fengtai Equity Investment (Tianjin) Partnership | China |
This is the annexure marked 'B' of 4 page(s) referred to in the Notice of initial substantial holder.
Dennis Leong Company Secretary, Macquarie Group Limited 22 November 2022
| Date ofchange | Person whose relevantinterest changed | Nature of change | Considerationper security | Number ofsecuritiesaffected | Class | Person's votesaffected |
|---|---|---|---|---|---|---|
| 18-Nov-22 | MCAL | Macquarie Capital (Australia) Limited ("MCAL")entered into a Block Trade Agreement on 18November 2022 with entities listed in thatagreement (See Annexure D).Pursuant to section 608 of the Corporations Actand the terms of the Block Agreement, MCALacquired a relevant interest in shares of PEXAGroup Ltd. | 7,583,401 | FPO | 7,583,401 | |
| 17-Nov-22 | MBL | Borrow Return | AUD 0.00 | -1,070 | FPO | 1,070 |
| 17-Nov-22 | MIMGL | On market purchase | AUD 14.27 | 4,927 | FPO | 4,927 |
| 16-Nov-22 | MBL | Borrow Delivery | AUD 0.00 | 1,387 | FPO | 1,387 |
| 16-Nov-22 | MBL | Collateral Receive Return | AUD 0.00 | -1,307 | FPO | 1,307 |
| 16-Nov-22 | MIMGL | On market purchase | AUD 14.35 | 9,801 | FPO | 9,801 |
| 15-Nov-22 | MIMGL | On market sale | AUD 14.49 | -17,463 | FPO | 17,463 |
| 08-Nov-22 | MBL | Collateral Receive Return | AUD 0.00 | -2,394 | FPO | 2,394 |
| 01-Nov-22 | MIMGL | On market sale | AUD 15.36 | -18,431 | FPO | 18,431 |
| 01-Nov-22 | MIMGL | On market sale | AUD 15.36 | -1,557 | FPO | 1,557 |
| 28-Oct-22 | MIML | On market sale | AUD 15.11 | -585 | FPO | 585 |
| 21-Oct-22 | MBL | Collateral Receive | AUD 0.00 | 1,372 | FPO | 1,372 |
| 20-Oct-22 | MBL | Collateral Receive | AUD 0.00 | 1,264 | FPO | 1,264 |
| 14-Oct-22 | MIML | Transfer out - client account | AUD 0.00 | -1,881 | FPO | 1,881 |
| 14-Oct-22 | MIML | Transfer in - client account | AUD 0.00 | 1,881 | FPO | 1,881 |
| 12-Oct-22 | MIMGL | On market sale | AUD 13.96 | -13,289 | FPO | 13,289 |
| 11-Oct-22 | MBL | Collateral Receive | AUD 0.00 | 1,501 | FPO | 1,501 |
| 10-Oct-22 | MBL | Collateral Receive | AUD 0.00 | 94 | FPO | 94 |
| 10-Oct-22 | MIML | On market purchase | AUD 13.86 | 360 | FPO | 360 |
| 03-Oct-22 | MBL | Collateral Receive | AUD 0.00 | 2,482 | FPO | 2,482 |
| 30-Sep-22 | MBL | Collateral Receive | AUD 0.00 | 1,490 | FPO | 1,490 |
| 29-Sep-22 | MBL | Collateral Receive | AUD 0.00 | 1,646 | FPO | 1,646 |
| 29-Sep-22 | MBL | Stock - Sale | AUD 13.48 | -50,000 | FPO | 50,000 |
| 28-Sep-22 | MIML | On market purchase | AUD 13.25 | 1,881 | FPO | 1,881 |
| 27-Sep-22 | MBL | Stock - Sale | AUD 13.35 | -140,000 | FPO | 140,000 |
| 27-Sep-22 | MIML | On market purchase | AUD 13.27 | 376 | FPO | 376 |
| 26-Sep-22 | MBL | Borrow Return | AUD 0.00 | -11,070 | FPO | 11,070 |
| 26-Sep-22 | MBL | Borrow Return | AUD 0.00 | -1,000 | FPO | 1,000 |
| 26-Sep-22 | MIMGL | On market purchase | AUD 13.39 | 389 | FPO | 389 |
| 23-Sep-22 | MBL | Stock - Purchase | AUD 13.28 | 250,000 | FPO | 250,000 |
| 21-Sep-22 | MIMAL | Off market sale | AUD 13.67 | -3,120 | FPO | 3,120 |
| 21-Sep-22 | MIMAL | On market purchase | AUD 13.8 | 1,696 | FPO | 1,696 |
| 21-Sep-22 | MIMAL | On market purchase | AUD 13.67 | 1,697 | FPO | 1,697 |
| 21-Sep-22 | MIMGL | On market purchase | AUD 13.8 | 5,204 | FPO | 5,204 |
| 21-Sep-22 | MIMGL | On market purchase | AUD 13.67 | 2,083 | FPO | 2,083 |
| 21-Sep-22 | MIMGL | Off market purchase | AUD 13.67 | 3,120 | FPO | 3,120 |
| 20-Sep-22 | MIMAL | On market purchase | AUD 13.79 | 1,131 | FPO | 1,131 |
| 20-Sep-22 | MIMGL | On market purchase | AUD 13.79 | 3,469 | FPO | 3,469 |
| 19-Sep-22 | MIMAL | On market purchase | AUD 13.93 | 1,130 | FPO | 1,130 |
| 19-Sep-22 | MIMGL | On market purchase | AUD 13.93 | 3,470 | FPO | 3,470 |
| 16-Sep-22 | MIMAL | On market purchase | AUD 14.15 | 15,045 | FPO | 15,045 |
| 16-Sep-22 | MIMAL | On market purchase | AUD 14.15 | 11,020 | FPO | 11,020 |
| 16-Sep-22 | MIMGL | On market purchase | AUD 14.15 | 3,961 | FPO | 3,961 |
| 16-Sep-22 | MIMGL | On market purchase | AUD 14.15 | 33,810 | FPO | 33,810 |
| 14-Sep-22 | MIMAL | On market purchase | AUD 14.79 | 1,136 | FPO | 1,136 |
|---|---|---|---|---|---|---|
| 14-Sep-22 | MIMAL | On market purchase | AUD 14.79 | 1,396 | FPO | 1,396 |
| 14-Sep-22 | MIMGL | On market purchase | AUD 14.79 | 4,285 | FPO | 4,285 |
| 13-Sep-22 | MIMAL | On market purchase | AUD 15.42 | 491 | FPO | 491 |
| 13-Sep-22 | MIMAL | On market purchase | AUD 15.42 | 604 | FPO | 604 |
| 13-Sep-22 | MIMGL | On market purchase | AUD 15.42 | 1,851 | FPO | 1,851 |
| 12-Sep-22 | MIMAL | On market purchase | AUD 15.47 | 369 | FPO | 369 |
| 12-Sep-22 | MIMAL | On market purchase | AUD 15.47 | 300 | FPO | 300 |
| 12-Sep-22 | MIMGL | On market purchase | AUD 15.47 | 1,131 | FPO | 1,131 |
| 09-Sep-22 | MIMAL | On market purchase | AUD 15.6 | 73 | FPO | 73 |
| 09-Sep-22 | MIMAL | On market purchase | AUD 15.6 | 89 | FPO | 89 |
| 09-Sep-22 | MIMGL | On market purchase | AUD 15.6 | 275 | FPO | 275 |
| 08-Sep-22 | MIMGL | On market sale | AUD 15.7 | -1,976 | FPO | 1,976 |
| 07-Sep-22 | MIMAL | On market purchase | AUD 15.49 | 2,442 | FPO | 2,442 |
| 07-Sep-22 | MIMAL | On market purchase | AUD 15.49 | 1,038 | FPO | 1,038 |
| 07-Sep-22 | MIMGL | On market purchase | AUD 15.49 | 7,792 | FPO | 7,792 |
| 07-Sep-22 | MIMGL | On market purchase | AUD 15.49 | 7,470 | FPO | 7,470 |
| 06-Sep-22 | MIMAL | On market purchase | AUD 15.2 | 1,875 | FPO | 1,875 |
| 06-Sep-22 | MIMAL | On market purchase | AUD 15.2 | 797 | FPO | 797 |
| 06-Sep-22 | MIMGL | On market purchase | AUD 15.2 | 5,737 | FPO | 5,737 |
| 06-Sep-22 | MIMGL | On market purchase | AUD 15.2 | 5,983 | FPO | 5,983 |
| 05-Sep-22 | MIML | On market purchase | AUD 15.07 | 1,658 | FPO | 1,658 |
| 01-Sep-22 | MBL | Borrow Return | AUD 0.00 | -5,930 | FPO | 5,930 |
| 01-Sep-22 | MIMGL | On market purchase | AUD 14.12 | 881 | FPO | 881 |
| 31-Aug-22 | MIMAL | On market purchase | AUD 14.43 | 3,025 | FPO | 3,025 |
| 31-Aug-22 | MIMAL | On market purchase | AUD 14.43 | 1,285 | FPO | 1,285 |
| 31-Aug-22 | MIMGL | On market purchase | AUD 14.43 | 1,475 | FPO | 1,475 |
| 31-Aug-22 | MIMGL | On market purchase | AUD 14.43 | 9,252 | FPO | 9,252 |
| 31-Aug-22 | MIMGL | On market purchase | AUD 14.43 | 9,650 | FPO | 9,650 |
| 30-Aug-22 | MBL | Borrow Return | AUD 0.00 | -6,000 | FPO | 6,000 |
| 30-Aug-22 | MIML | On market purchase | AUD 14.26 | 1,044 | FPO | 1,044 |
| 26-Aug-22 | MBL | Borrow Delivery | AUD 0.00 | 7,000 | FPO | 7,000 |
| 26-Aug-22 | MBL | Borrow Delivery | AUD 0.00 | 17,000 | FPO | 17,000 |
| 26-Aug-22 | MBL | Borrow Return | AUD 0.00 | -3,000 | FPO | 3,000 |
| 26-Aug-22 | MBLMBL | Borrow ReturnBorrow Delivery | AUD 0.00AUD 0.00 | -14,0003,000 | FPOFPO | 14,0003,000 |
| 25-Aug-22 | MBL | Borrow Return | AUD 0.00 | -3,000 | FPO | 3,000 |
| 25-Aug-22 | MBL | Collateral Receive Return | AUD 0.00 | -25,077 | FPO | 25,077 |
| 25-Aug-22 | MBL | Borrow Delivery | AUD 0.00 | 14,000 | FPO | 14,000 |
| 24-Aug-2224-Aug-22 | MBL | Collateral Receive Return | AUD 0.00 | -54,923 | FPO | 54,923 |
| 24-Aug-22 | MIML | On market purchase | AUD 14.55 | 389 | FPO | 389 |
| 23-Aug-22 | MBL | Borrow Delivery | AUD 0.00 | 3,000 | FPO | 3,000 |
| 23-Aug-22 | MBL | Collateral Receive | AUD 0.00 | 80,000 | FPO | 80,000 |
| 17-Aug-22 | MBL | Collateral Receive Return | AUD 0.00 | -288 | FPO | 288 |
| 16-Aug-22 | MBL | Collateral Receive | AUD 0.00 | 288 | FPO | 288 |
| 05-Aug-22 | MIML | On market sale | AUD 14.63 | -408 | FPO | 408 |
| 02-Aug-22 | MBL | Borrow Return | AUD 0.00 | -4,000 | FPO | 4,000 |
| 29-Jul-22 | MBL | Stock - Purchase | AUD 14.56 | 150,000 | FPO | 150,000 |
| 29-Jul-22 | MBL | Derivative - Sale | AUD 0.0 | -450,000 | FPO | 450,000 |
| 28-Jul-22 | MBL | Borrow Return | AUD 0.00 | -4,000 | FPO | 4,000 |
| 27-Jul-22 | MBL | Borrow Return | AUD 0.00 | -2,000 | FPO | 2,000 |
| 27-Jul-22 | MBL | Stock - Purchase | AUD 13.46 | 108,906 | FPO | 108,906 |
| 27-Jul-22 | MBL | Derivative - Sale | AUD 0.0 | -1 | FPO | 1 |
| 26-Jul-22 | MBL | Borrow Delivery | AUD 0.00 | 10,000 | FPO | 10,000 |
| 25-Jul-22 | MBL | Stock - Purchase | AUD 13.63 | 86 | FPO | 86 |
| 25-Jul-22 | MBL | Stock - Purchase | AUD 13.63 | 5 | FPO | 5 |
| 25-Jul-22 | MBL | Stock - Purchase | AUD 13.63 | 5 | FPO | 5 |
| 25-Jul-22 | MBL | Stock - Purchase | AUD 13.63 | 2 | FPO | 2 |
| 25-Jul-22 | MBL | Stock - Purchase | AUD 13.63 | 2 | FPO | 2 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 66 | FPO | 66 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 21 | FPO | 21 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 66 | FPO | 66 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 23 | FPO | 23 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 11 | FPO | 11 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 38 | FPO | 38 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 21 | FPO | 21 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 143 | FPO | 143 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 125 | FPO | 125 |
|---|---|---|---|---|---|---|
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 18 | FPO | 18 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 41 | FPO | 41 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.07 | 117 | FPO | 117 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.08 | 21 | FPO | 21 |
| 22-Jul-22 | MBL | Stock - Purchase | AUD 14.075 | 5 | FPO | 5 |
This is the annexure marked 'C' of 1 page referred to in the Notice of initial substantial holder.
Dennis Leong Company Secretary, Macquarie Group Limited 22 November 2022
| Type of agreement | Securities Lending Agreement |
|---|---|
| Parties to agreement | (i) Macquarie Bank Limited ("MBL") and |
| (ii) Client (Please refer to Annexure C-1.) | |
| Transfer date | Please refer to Annexure C-1 against Lender. |
| Holder of voting rights | MBL |
| Are there any restrictions onvoting rights? | As all rights and title in the securities pass to thetransferee/Borrower, the transferee/Borrower has the right |
| to vote or not to vote at its discretion. | |
| However in certain circumstances agreed between the | |
| parties, the transferee/Borrower may seek to exercise | |
| voting rights in accordance with instructions of thetransferor/Lender. | |
| Scheduled return date | N/A |
| (if any) | |
| Does the Borrower have the | Yes, the Borrower has the right to return at its discretion |
| right to return early? | and with notice. |
| Does the Lender have the | Yes, with notice given to the other party before close of |
| right to recall early? | Business on a Business Day. |
| Will securities be returned on | Yes, Borrower will redeliver securities. |
| settlement? | |
ANNEXURE 'C-1'
Securities Lending Agreement - Macquarie Bank Limited
| Parties to agreement | Transfer dates |
|---|---|
| JPMorgan Chase Bank (Sydney branch) asagent | 16/11/2022 |
| Vinva Investment Management Limited asresponsible entity | 16/11/2022 |
| Washington H Soul Pattinson and CompanyLimited | 4/04/2022 |
ANNEXURE 'D'
This is the annexure marked 'D' referred to in the Notice of initial substantial holder.
Dennis Leong Company Secretary, Macquarie Group Limited 22 November 2022
Macquarie Capital (Australia) Limited ABN 79 123 199 548 AFS Licence No. 314416 No.50 Martin Place SYDNEY NSW 2000 GPO Box 4294 SYDNEY NSW 1164 Telephone +61 2 8232 3333 Fax +61 2 8232 3656
COMMERCIAL-IN CONFIDENCE
18 November 2022
The Directors Link Administration Holdings Ltd Level 12, 680 George Street Sydney NSW 2000
Dear Sirs
Sale of Securities in PEXA Group Limited (ABN 23 629 193 764) (Company)
1. Introduction
This agreement sets out the terms and conditions upon which Link Administration Holdings Ltd (ABN 27 120 964 098) (Vendor) engages UBS Securities Australia Limited (ABN 62 008 586 481) (UBS) and Macquarie Capital (Australia) Limited (ABN 79 123 199 548) (Macquarie) (each a Lead Manager, and together the Lead Managers) to dispose of 7,583,401 existing fully paid ordinary shares in PEXA Group Limited (ABN 23 629 193 764) (Company) held by a subsidiary of the Vendor (Sale Securities) (Sale) and the Lead Managers agree to (i) manage the sale of the Sale Securities and (ii) to underwrite the Sale in their Respective Proportions (as defined in clause 2.1), in accordance with the terms of this agreement.
2. Sale of securities
2.1 Sale
The Vendor agrees to procure the sale of the Sale Securities and the Lead Managers, either themselves or through their Affiliates (as defined in clause 10.5), agree to:
Macquarie Capital (Australia) Limited is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Commonwealth of Australia) and Macquarie Capital (Australia) Limited's obligations do not represent deposits or other liabilities of Macquarie Bank Limited ABN 46 008 583 542. Any investments are subject to investment risk including possible delays in repayment and loss of income and principal invested. Macquarie Bank Limited does not guarantee or otherwise provide assurance in respect of the obligations of Macquarie Capital (Australia) Limited'
UBS Securities Australia Limited is a wholly owned subsidiary of UBS AG incorporated in Australia and holds an Australian Financial Services License (#231098). However, it is not an authorised deposit-taking institution under the Banking Act 1959 (Cth) and the obligations of UBS Securities Australia Limited do not represent deposits or other liabilities of UBS AG, and UBS AG does not stand behind, support or guarantee UBS Securities Australia Limited in any way.
UBS Securities Australia Limited ABN 62 008 586 481 AFSL 231098 Level 16, Chifley Tower 2 Chifley Square Sydney NSW 2000 Telephone: 61 2 9324 2000 Facsimile: 61 2 9324 2558
- (a) manage the sale of the Sale Securities by procuring purchasers for the Sale Securities at the price of A$13.50 per Sale Security (Sale Price). Purchasers may include the Lead Managers' related bodies corporate and Affiliates and may be determined by the Lead Managers in their discretion (unless the parties have otherwise agreed in writing); and
- (b) to underwrite and guarantee the sale of the Sale Securities by purchasing, at the Sale Price per Sale Security, the Sale Securities which have not been purchased by third party purchasers (or the Lead Managers' related bodies corporate or Affiliates) in accordance with clause 2.1(a) as at 9.45am on the Trade Date specified in the Timetable in Schedule 1 (or such other time as the parties agree in writing) (Balance Securities), in the following proportions:
- (i) Macquarie 50%; and
- (ii) UBS 50%,
(each a Respective Proportion), in accordance with the terms of this agreement.
2.2 Sale and Settlement Date
The Lead Managers shall procure that the sale of the Sale Securities under clause 2.1 shall be effected on the Trade Date (as specified in the Timetable in Schedule 1), by way of one or more special crossings (in accordance with the ASX Operating Rules) at the Sale Price, with settlement to follow on a T+2 basis in accordance with the ASX Settlement Operating Rules (Settlement Date).
2.3 Sale Securities
Subject to clauses 3 and 8, by 3.00pm on the Settlement Date, the Lead Managers shall, in their Respective Proportions, arrange for the payment to the Vendor of an amount equal to:
- (a) the Sale Price multiplied by the number of Sale Securities sold under clause 2.1(a); and
- (b) the Sale Price multiplied by the number of Balance Securities under clause 2.1(b),
less any fees and costs payable under clause 4 by transfer to such bank account(s) as may be notified by the Vendor for value (in cleared funds) against delivery of the Sale Securities.
2.4 Timetable
The Lead Managers must conduct the Sale in accordance with the Timetable set out in Schedule 1 (unless the Vendor consents in writing to a variation).
2.5 Account Opening
On the date of this agreement, each Lead Manager or their nominated Affiliates will (where relevant) open an account in the name of the holder of the Sale Securities in accordance with their usual practice, and do all such things necessary to enable them act as Lead Managers to sell the Sale Securities in accordance with this agreement.
2.6 Manner of Sale
- (a) Exempt investors. The Lead Managers will conduct the Sale by way of an offer only to persons that the Lead Managers reasonably believe are persons:
- (i) if in Australia, who do not need disclosure under Part 6D.2 or Part 7.9 of the Corporations Act 2001 (Cth) (Corporations Act); and
(ii) if outside Australia, to whom offers for sale of securities may lawfully be made without requiring the preparation, delivery, lodgement or filing of any prospectus or other disclosure document or any other lodgement, registration or filing with, or approval by, a government agency (other than any such requirement with which the Vendor, in its sole and absolute discretion, is willing to comply),
provided in the case of clause 2.6(a)(ii) above that such persons may not be in the United States unless the Lead Managers reasonably believe them to be QIBs or they are Eligible U.S. Fund Managers (in each case, as defined in clause 2.6(b)).
- (b) U.S. offering restrictions. The Sale Securities shall only be offered and sold to persons:
- (i) that are not in the United States, in "offshore transactions" (as defined in Rule 902(h) under the U.S. Securities Act of 1933 (U.S. Securities Act)) in reliance on Regulation S under the U.S. Securities Act (Regulation S); and
- (ii) that are either:
- A. in the United States whom the Lead Managers reasonably believe to be qualified institutional buyers (QIBs), as defined in Rule 144A under the U.S. Securities Act, in transactions exempt from the registration requirements of the U.S. Securities Act pursuant to Rule 144A thereunder; or
- B. are dealers or other professional fiduciaries organised, incorporated in the United States that are acting for a discretionary or similar account (other than an estate or trust) held for the benefit or account of persons that are not U.S. persons (as defined in Rule 902(k) of Regulation S) for which they have, and are exercising, investment discretion within the meaning of Rule 902(k)(2)(i) of Regulation S (Eligible U.S. Fund Managers) in reliance on Regulation S.
- (c) Confirmation letter. The Lead Managers agree they will only sell the Sale Securities to persons specified in clause 2.6(b)(ii) that execute a letter on or prior to the Settlement Date substantially in the form agreed in writing by the Vendor and the Lead Managers (Confirmation Letter).
3. Conditions Precedent
- (a) The obligations of the Lead Managers under clauses 2.1(a), 2.1(b) and 2.3 are subject to and conditional upon the Vendor lodging an announcement with ASX before 4.30pm on the date of this agreement, in a form approved by the Lead Managers (such approval not to be unreasonably withheld or delayed), which discloses the proposal by the Vendor to seek shareholder approval for the inspecie distribution of those fully paid ordinary shares in the Company held by it which are not Sale Securities (Distribution) (the Announcement).
- (b) The obligations of the Lead Managers under clauses 2.1(b) and 2.3 are subject to and conditional upon the Vendor providing to the Lead Managers an opinion from Herbert Smith Freehills, special U.S. counsel to the Vendor by 9.00am on the Settlement Date or such other time as the Lead Managers agree, in a form reasonably acceptable to, addressed to, and expressed to be for the benefit of, the Lead Managers, to the effect that no registration of the Sale Securities is required under the U.S. Securities Act for the offer and sale of the Sale Securities by the
Vendor to the investors thereof (which may include the Lead Managers), or for the offer and initial resale of the Sale Securities by the Lead Managers, in each case, in the manner contemplated by this agreement, it being understood that such counsel need not express any opinion regarding any subsequent offer or resale of the Sale Securities.
4. Fees and costs
- (a) In consideration of performing its obligations under this agreement the Lead Managers shall be entitled to such fees as the parties agree.
- (b) The Vendor must reimburse the Lead Managers for all legal expenses that the Vendor has provided its prior written approval for and all their other out-of-pocket expenses (if any) reasonably incurred in connection with this agreement and the transactions contemplated by it.
5. Representations and Warranties
5.1 Representations and warranties by Vendor
As at the date of this agreement and on each day until and including the Settlement Date, the Vendor represents and warrants to the Lead Managers that each of the following statements is true, accurate and not misleading.
-
(a) (body corporate) it is a body corporate validly existing and duly established under the laws of its place of incorporation;
-
(b) (capacity) it has full legal capacity and power to enter into this agreement and to carry out the transactions that this agreement contemplates;
-
(c) (authority) it has taken, or will have taken or procure to have been taken by the time required, all corporate action that is necessary or desirable to authorise its entry into this agreement and its carrying out of the transactions that this agreement contemplates;
-
(d) (agreement effective) this agreement constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms;
-
(e) (ownership, encumbrances) a subsidiary of it is the registered holder and sole legal owner of the Sale Securities and it will procure the transfer of the full legal and beneficial ownership of those Sale Securities free and clear of all liens, charges, security interests, claims, equities and pre-emptive rights, subject to registration of the transferee(s) in the register of shareholders of the Company;
-
(f) (information) all information provided by the Vendor to the Lead Managers in relation to the Sale, the Sale Securities and the Company is true and correct in all material respects and not misleading or deceptive in any material respect whether by omission or otherwise;
-
(g) (Announcement) the Announcement, and all other ASX Announcements made by the Vendor in relation to the Sale on or before the Settlement Date, will be true and correct in all material respects and not misleading or deceptive in any material respect whether by omission or otherwise;
-
(h) (Sale Securities) following sale by its subsidiary, the Sale Securities will rank equally in all respects with all other outstanding ordinary shares of the Company, including in respect of an entitlement to dividends;
-
(i) (quotation) the Sale Securities are quoted on the financial market operated by the ASX;
-
(j) (non-controller) the Vendor, and its subsidiary that owns the Sale Securities as at the date of this agreement, does not control the Company within the meaning of section 50AA of the Corporations Act and the Sale Securities may be offered for sale on the financial market operated by ASX without disclosure to investors under Part 6D.2 of the Corporations Act;
-
(k) (no inside information) at the time of execution of this agreement by the Vendor, other than information relating to the Sale and the Distribution as disclosed in the Announcement, neither the Vendor nor its subsidiary that owns the Sale Securities is in possession of any non-public information or information which is not generally available which, if it were generally available, a reasonable person would expect to have a material effect on the price or value of the Sale Securities or other securities in the Company, and at the time of execution of this agreement by the Vendor and on the Settlement Date the sale of the Sale Securities will not constitute a violation by it (or its subsidiary that owns the Sale Securities) of Division 3 of Part 7.10 of the Corporations Act;
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(l) (power to sell) its subsidiary that holds the Sale Securities as at the date of this agreement has the corporate authority and power to sell the Sale Securities under this agreement and no person has a conflicting right, whether contingent or otherwise, to purchase or to be offered for purchase the Sale Securities;
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(m) (breach of law) the Vendor will not, in connection with procuring the Sale of the Sale Securities or the transactions the subject of this agreement, commit, and its subsidiary that owns the Sale Securities will not, in connection with the Sale of the Sale Securities or the transactions the subject of this agreement, commit, be involved in or acquiesce in any activity which breaches its constitution, the Corporations Act, the Foreign Acquisitions and Takeovers Act 1975 (Cth) or any other applicable law, the applicable ASX Listing Rules or any applicable legally binding requirement of the Australian Securities and Investments Commission (ASIC);
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(n) (wholesale client) it is a "wholesale client" within the meaning of section 761G of the Corporations Act;
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(o) (no general solicitation or general advertising) none of it, any of its Affiliates or any person acting on behalf of any of them (other than the Lead Managers or any of their Affiliates or any person acting on behalf of any of them, as to whom it makes no representation) has offered or sold, or will offer or sell, any of the Sale Securities in the United States, using any form of "general solicitation" or "general advertising" within the meaning of Rule 502(c) under the U.S. Securities Act or in any manner involving a public offering of the Sale Securities in the United States within the meaning of section 4(a)(2) of the U.S. Securities Act;
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(p) (no directed selling efforts) with respect to those Sale Securities sold in reliance on Regulation S, none of it, any of its Affiliates, or any person acting on behalf of any of them (other than the Lead Managers or any of their Affiliates or any person acting on behalf of any of them, as to whom it makes no representation) has engaged or will engage in any "directed selling efforts" (as that term is defined in Rule 902(c) under the U.S. Securities Act);
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(q) (no stabilisation or manipulation) neither it nor any of its Affiliates has taken or will take, directly or indirectly, any action designed to, or that might reasonably be expected to, cause or result in the stabilisation or manipulation of the price of the Sale Securities in violation of any applicable law;
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(r) (foreign private issuer) to the best of its knowledge, the Company is a "foreign private issuer" as defined in Rule 405 under the U.S. Securities Act and there is no "substantial U.S. market interest" (as defined in Rule 902(j) under the U.S. Securities Act) in the Sale Securities or any security of the same class or series as the Sale Securities;
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(s) (no integration) none of it, any of its Affiliates or any person acting on behalf of any of them (other than the Lead Managers or any of their Affiliates or any person acting on behalf of any of them, as to whom it makes no representation or warranty), has solicited any offer to buy, offered to sell or sold, and none of them will solicit any offer to buy, offer to sell or sell in the United States any security which could be integrated with the sale of the Sale Securities in a manner that would require the offer and sale of the Sale Securities to be registered under the U.S. Securities Act;
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(t) (no registration required) subject to compliance by the Lead Managers with their respective obligations under clauses 5.2(g), 5.2(h), 5.2(j) and 5.2(l) of this agreement, it is not necessary to register the offer and sale of the Sale Securities to the Lead Managers or investors or the offer and initial resale to investors by the Lead Managers in the manner contemplated by this agreement under the U.S. Securities Act, it being understood that it makes no representation or warranty about any subsequent offer or resale of the Sale Securities;
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(u) (Investment Company) to the best of its knowledge, the Company is not and, immediately after giving effect to the offering and sale of the Sale Securities, will not be, required to register as an "investment company" under U.S. Investment Company Act of 1940;
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(v) (resale) to the best of its knowledge, the Sale Securities are eligible for resale pursuant to Rule 144A and are not of the same class as securities listed on a national securities exchange registered under Section 6 of the U.S. Securities Exchange Act of 1934 (Exchange Act) or quoted in a U.S. automated interdealer quotation system;
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(w) (Exchange Act) to the best of its knowledge, the Company is exempt from reporting under Section 13 or 15(d) of the Exchange Act pursuant to Rule 12g3- 2(b) thereunder;
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(x) (OFAC) neither the Vendor nor to the best of its knowledge, after due enquiry any director, officer, agent, employee or Affiliate or other person acting on behalf of the Vendor is currently subject to any sanctions administered or enforced by the Office of Foreign Assets Control of the US Department of the Treasury, the Commonwealth of Australia, the United Nations Security Council, His Majesty's Treasury, the Swiss Federal Secretariat For Economic Affairs, the European Union or any of its Member States, or other relevant sanctions authority (Sanctions), or located, organised or resident in a country or territory that is the subject of Sanctions; and the Vendor will not directly or indirectly use the proceeds of the Sale, or lend, contribute or otherwise make available these proceeds to any subsidiary, joint venture partner or other person or entity, to fund or facilitate any activities of any person or entity or in any country or territory that is subject to any Sanctions, or in any other manner that will result in a violation of Sanctions by any person participating in the Sale (whether as a lead manager, placing agent, investor, adviser or otherwise);
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(y) (anti-money laundering) the operations of the Vendor are and have been conducted at all times in compliance with all financial record keeping and reporting requirements imposed by law or regulation and in compliance with the money laundering and proceeds of crime statutes of all applicable jurisdictions, the rules
and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any government agency (collectively, the Money Laundering Laws) to the extent that they apply to the Vendor and no action, suit or proceeding by or before any court or government agency, authority or body or any arbitrator involving the Vendor or any of its Affiliates with respect to the Money Laundering Laws is pending or threatened; and
(z) (no bribery) neither the Vendor or, to the best of its knowledge after due enquiry any director, officer, employee, Affiliate or other person acting on behalf of the Vendor has (i) used any corporate funds for any unlawful contribution, gift, entertainment or other unlawful expense relating to political activity; (ii) made any direct or indirect unlawful payment to any foreign or domestic government official or employee from corporate funds, or (iii) made any bribe, rebate, payoff, influence payment, kickback or other unlawful payment, in each case, in violation of any applicable law, including, but not limited to the United States Foreign Corrupt Practices Act of 1977 if it is applicable.
5.2 Representations and warranties of the Lead Managers
As at the date of this agreement and on each day until and including the Settlement Date, each Lead Manager represents to the Vendor that each of the following statements is correct.
- (a) (body corporate) it is a body corporate validly existing and duly established and duly incorporated under the laws of its place of incorporation;
- (b) (capacity) it has full legal capacity and power to enter into this agreement and to carry out the transactions that this agreement contemplates;
- (c) (authority) it has taken, or will have taken by the time required, all corporate action that is necessary or desirable to authorise its entry into this agreement and its carrying out of the transactions that this agreement contemplates;
- (d) (licences) it holds all licences, permits and authorities necessary, and has complied with the terms and conditions of the same in all material respects, in each case to the extent necessary for it to fulfil its obligations under this agreement;
- (e) (agreement effective) this agreement constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms;
- (f) (no registration) it acknowledges that the offer and sale of the Sale Securities have not been and will not be registered under the U.S. Securities Act and may not be offered or sold in the United States, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act;
- (g) (no general solicitation or general advertising) none of it, its Affiliates nor any person acting on behalf of any of them has solicited offers for or offered to sell, and none of them will solicit offers for, or offer or sell, the Sale Securities in the United States, using any form of "general solicitation" or "general advertising" within the meaning of Rule 502(c) under the U.S. Securities Act;
- (h) (no directed selling efforts) with respect to those Sale Securities sold in reliance on Regulation S, none of it, its Affiliates nor any person acting on behalf of any of them has engaged or will engage in any "directed selling efforts" (as that term is defined in Rule 902(c) under the U.S. Securities Act);
- (i) (no stabilisation or manipulation) neither it nor any of its Affiliates nor any person acting on behalf of any of them has taken or will take, directly or indirectly, any action designed to, or that might reasonably be expected to, cause or result in
the stabilisation or manipulation of the price of the Sale Securities in violation of any applicable law;
- (j) (status) it is a QIB or it is not in the United States;
- (k) (broker-dealer requirements) all offers and sales of the Sale Securities in the United States by it and any of its Affiliates will be effected through its U.S. brokerdealer Affiliates; and
- (l) (U.S. selling restrictions) it, its Affiliates and any person acting on behalf of any of them has offered and sold the Sale Securities, and will offer and sell the Sale Securities:
- (i) in the United States, only (A) to a limited number of persons that it reasonably believes to be QIBs in transactions exempt from the registration requirements of the U.S. Securities Act under Rule 144A thereunder, or (B) to Eligible U.S. Fund Managers, in reliance on Regulation S; and
- (ii) to persons that are not in the United States in "offshore transactions" (as defined in Rule 902(h) under the U.S. Securities Act) in accordance with Regulation S.
5.3 Reliance
Each party giving a representation and warranty acknowledges that the other party has relied on the above representations and warranties in entering into this agreement and will continue to rely on these representations and warranties in performing their obligations under this agreement. The above representations and warranties continue in full force and effect notwithstanding completion of this agreement.
5.4 Notification
Each party agrees that it will tell the other parties promptly upon becoming aware of any of the following occurring prior to the completion of the sale of the Sale Securities:
- (a) any material change affecting any of the foregoing representations and warranties; or
- (b) any of the foregoing representations or warranties becoming materially untrue or materially incorrect.
5.5 Disclosure to potential purchasers
The Vendor authorises the Lead Managers to disclose the identity of the Vendor to potential purchasers.
6. Indemnity
6.1 Definitions
In this clause 6:
Claim means any allegation, debt, cause of action, judgment, order, liability, claim, proceeding, suit, or demand, of any nature howsoever arising and whether present or future, fixed or unascertained, actual or contingent whether at law, in equity, under statute or otherwise.
Loss includes any loss, damage or liability of any kind, all costs (including all legal costs on a full indemnity basis and whether or not the subject of a court order), and all expenses.
Indemnified Party means each Lead Manager and its Related Entities.
Public Information means all public and other media statements or announcements made by, or on behalf of the Vendor in relation to the Sale.
Related Entity means, in relation to a party to this agreement, any employee, officer, advisor contractor, related body corporate or Affiliate of that party and any employee, officer, contractor, advisor of any such related body corporate or Affiliate.
Relevant Claim means any Claim in respect of which an Indemnified Party seeks or proposes to seek indemnification pursuant to this agreement.
Relevant Loss means any Loss incurred or made in relation to the Sale, including without limitation any Loss directly or indirectly related to:
- (a) the sale of Sale Securities;
- (b) any announcements in relation to the Sale made or distributed to the ASX by or on behalf of the Vendor, including the Announcement; or
- (c) any breach by the Vendor of its obligations under this agreement or any other obligation in respect of the Sale, including any of the representations and warranties by the Vendor contained in this agreement not being or ceasing to be true and correct or being misleading or deceptive or likely to mislead or deceive (including by omission).
6.2 Indemnity
- (a) Subject to clause 6.3 and to the maximum extent permitted by law, the Vendor must indemnify and hold harmless each Indemnified Party from and against any Relevant Loss.
- (b) Where clause 6.2(a) applies and an Indemnified Party has paid some or all of a Relevant Loss, the Vendor must reimburse the Indemnified Party the amount of that loss as soon as reasonably practicable after the Indemnified Party seeks reimbursement.
- (c) The indemnity in this agreement is a continuing obligation, independent from the other obligations of the Vendor under this agreement and continues after this agreement ends. It is not necessary for a party to incur expense or make payment before enforcing a right of indemnity under this agreement.
6.3 Exclusion from indemnity
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(a) Clause 6.2(a) does not apply in respect of an Indemnified Party to the extent that the Relevant Loss is finally determined by a court of competent jurisdiction to:
- (i) have resulted directly from the fraud, recklessness, wilful misconduct or gross negligence of that Indemnified Party;
- (ii) any penalty or fine which the Indemnified Party is required to pay for any contravention of any law; or
- (iii) represent any amount in respect of which the indemnity would be illegal, void or unenforceable under any applicable law.
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(b) Clause 6.3(a) does not apply to the extent the Relevant Loss is finally determined by a court of competent jurisdiction to be caused or contributed to by:
- (i) the Vendor or a Related Entity of the Vendor; or
- (ii) the Indemnified Party's reliance on information contained in the Announcement or Public Information or other information provided to the Lead Managers or the Indemnified Party by or on behalf of the Vendor or one of its Related Entities in connection with the Sale.
6.4 Release and exclusion
- (a) The Vendor unconditionally and irrevocably releases each Indemnified Party from any Claim, including in negligence, that the Vendor or any of its Related Entities has, or may in the future have, in relation to a Relevant Loss.
- (i) The release in clause 6.4(a) does not apply to the extent that the Relevant Loss has been finally determined by a court of competent jurisdiction to have resulted directly from the fraud, recklessness, wilful misconduct or gross negligence of the Indemnified Party.
- (ii) The qualification in clause 6.4(a)(i) does not apply to the extent the Relevant Loss is caused or contributed to by one or more of the matters set out in clause 6.3(b).
- (b) The Vendor agrees that the Indemnified Parties are not liable in any circumstance for any special, indirect or consequential loss.
- (c) The Vendor agrees that no Claim related, directly or indirectly, to the Sale may be made against any of each Lead Manager's Related Entities who is an employee, officer, advisor or contractor of that Lead Manager or of a related body corporate or Affiliate of that Lead Manager.
- (d) The Vendor must not make, and must procure that none of its Related Entities makes, a Claim against an Indemnified Party that is the subject of a release or an exclusion contained in this clause 6.4.
- (e) The Vendor agrees that any release or exclusion provided in this clause 6.4 may be pleaded as a bar to any Claim commenced now or taken at any time by the Vendor against any Indemnified Party, or any person on behalf of the Vendor, with respect to or in any way connected with the subject matter of that release or exclusion even if the release or exclusion prove to be ineffective for any reason.
- (f) Each Lead Manager holds the benefit of the:
on its own behalf and on trust for its Related Entities.
6.5 Notice of Claims
- (a) An Indemnified Party must notify the Vendor as soon as reasonably practicable (and in any event within 25 Business Days) after the Indemnified Party becomes aware of a Relevant Claim against it.
- (b) If an Indemnified Party breaches clause 6.5(a):
- (i) clause 6.2(a) does not apply in respect of a Relevant Loss to the extent that the amount of the Relevant Loss has been finally determined by a court of competent jurisdiction to have been materially increased as a direct result of that breach; and
- (ii) the Indemnified Party's rights under this agreement are otherwise not affected.
6.6 Settlement of Claims
(a) Vendor settlement
The Vendor must not settle or compromise a Relevant Claim on behalf of an Indemnified Party, or consent to judgment against the Indemnified Party in respect of a Relevant Claim, unless:
- (i) it has first given the Indemnified Party reasonable notice of its intention to do so; and
- (ii) either:
- A. it has the prior written consent of the Indemnified Party (which consent the Indemnified Party may in its absolute discretion withhold or grant subject to conditions); or
- B. the settlement or compromise includes an unconditional release of the Indemnified Party from all liability in respect of the subject matter of the Relevant Claim and does not provide, represent or imply the Indemnified Party is liable, culpable or at fault in any way.
- (b) Indemnified Party settlement
- (i) An Indemnified Party may at any time and in its sole discretion settle or compromise a Relevant Claim or consent to judgment against the Indemnified Party in respect of a Relevant Claim.
- (ii) Before the Indemnified Party settles or compromises, or consents to judgment against it in respect of, a Relevant Claim, the Indemnified Party must notify and consult with the Vendor and have regard to the Vendor's views (including the Vendor's views of the terms of its insurance policies) in relation to the Relevant Claim).
6.7 Contribution to Relevant Losses
(a) If there is a Relevant Loss suffered by an Indemnified Party for which the indemnity provided in clause 6.2(a) is void, unenforceable, inapplicable or unavailable (for any reason whatsoever, other than as a result of the operation of clause 6.3(a)) or the Vendor is otherwise unable to perform its obligations in respect of all of that Relevant Loss, then to the maximum extent permitted by law, the Vendor agrees to contribute to the Relevant Loss in accordance with clause 6.7(b).
- (b) The respective proportional contribution of the Vendor and the Indemnified Party in relation to the Relevant Loss contemplated in clause 6.7(a) will be as agreed in writing by the Vendor and the Indemnified Party. Failing agreement within a reasonable time, the contributions will be as determined by a court of competent jurisdiction having regard to:
- (i) the participation in, instigation of or other involvement of the Vendor and any other liable party on the one hand, and the Indemnified Party (and its associated Lead Manager) on the other hand, in any act complained of;
- (ii) whether any defective disclosure or other conduct relates to information supplied by the Vendor or any other liable party and the Vendor's and Indemnified Party's relative intent, knowledge, access to information and opportunity to correct or remedy that disclosure or conduct (and in the case of an Indemnified Party, including the relative intent, knowledge, access and opportunity of its associated Lead Manager); and
- (iii) the benefits received by the Vendor on the one hand, and the Indemnified Party (and its associated Lead Manager) on the other hand.
- (c) The Vendor agrees with the Indemnified Party that the Indemnified Party will not be required to contribute under clause 6.7(b) to any Claim or Loss or Relevant Loss or reimburse any amount under clause 6.7(e), an aggregate amount exceeding the aggregate commission and fees paid to its associated Lead Manager by the Vendor under this agreement.
- (d) If an Indemnified Party pays an amount in relation to a Relevant Loss where it is entitled to contribution from the Vendor under clause 6.7(b), the Vendor agrees to promptly reimburse that Indemnified Party for that amount.
- (e) If the Vendor pays an amount in relation to a Relevant Loss where it is entitled to contribution from the Indemnified Party under clause 6.7(b), the Indemnified Party must promptly reimburse, or its associated Lead Manager must procure that the Indemnified Party promptly reimburses, the Vendor for that amount.
7. Announcements
The Vendor and the Lead Managers will consult each other in respect of any material public releases by any of them concerning the sale of the Sale Securities. The prior written consent of the Vendor must be obtained prior to the Lead Managers making any release or announcement or engaging in publicity in relation to the Sale prior to the Settlement Date (other than in respect of any release, filing or announcement required under section 671B of the Corporations Act) and such release, announcement or engagement must be in compliance with all applicable laws, including the securities laws of Australia, the United States and any other applicable jurisdiction.
8. Event of termination
8.1 Right of termination.
If, at any time during the period commencing on execution of this agreement and ending on 10.00am on the Trade Date any of the following events occur, then each Lead Manager may terminate this agreement without cost or liability to itself by giving written notice to the Vendor:
(a) (ASX actions) ASX does any of the following:
- (i) announces that the Company will be removed from the official list of ASX or securities in the same class as the Sale Securities will be suspended from quotation;
- (ii) removes the Company from the official list of ASX; or
- (iii) suspends the trading of same class of securities as the Sale Securities for any period of time;
- (b) (ASIC inquiry into Sale) ASIC issues or threatens to issue proceedings in relation to the Sale or commences, or threatens to commence any inquiry in relation to the Sale; or
- (c) (breach) the Vendor is in default of any of the terms and conditions of this agreement or breaches any representation and warranty or undertaking given or made by it under this agreement.
8.2 Materiality
No event listed in clause 8.1(c) entitles a Lead Manager to exercise their termination rights unless, in the bona fide opinion of the Lead Manager, it:
- (a) has, or would reasonably be expected to have, a material adverse effect on:
- (i) the willingness of persons to purchase the Sale Securities; or
- (ii) the price at which ordinary shares in the Company are sold on the ASX; or
- (b) would reasonably be expected to give rise to a liability of the Lead Manager under the Corporations Act or any other applicable law.
8.3 Termination
- (a) Any rights or powers of a Lead Manager to Terminate may be exercised severally. The Lead Managers may consult with each other regarding the exercise of their rights of termination under clause 8 and may jointly issue a notice of termination under clause 8.1.
- (b) Where, in accordance with this clause 8, one Lead Manager terminates (Terminating Lead Manager) their obligations under this agreement, the other Lead Manager (Remaining Lead Manager) may elect, but is not obliged, to take up all of the rights (including the right to be paid all amounts which, at the date of termination, are not yet payable to or accrued by the Terminating Lead Manager) and perform the remaining obligations of the Terminating Lead Manager under this agreement; or permit a new lead manager to perform the remaining obligations of the Terminating Lead Manager under this agreement subject to the agreement between the Remaining Lead Manager, the Vendor and that new lead manager.
- (c) Within two Business Days of the Remaining Lead Manager becoming aware of the termination by the Terminating Lead Manager, the Remaining Lead Manager must give notice to the Vendor stating whether or not it is electing to take up the rights and perform the remaining obligations of the Terminating Lead Manager.
- (d) Subject to clause (e), if the Remaining Lead Manager fails to give the notice required under clause (c) within the time specified, the Remaining Lead Manager
shall be deemed to have terminated its remaining obligations under this agreement on expiry of that period.
- (e) Clause (d) will not apply where an agreement is reached between the Vendor, the Remaining Lead Manager and a new lead manager engaged to perform the remaining obligations of the Terminating Lead Manager under this agreement.
- (f) If both of the Lead Managers Terminate on or before the Settlement Date, the Lead Managers may notify:
- (i) applicants that they have no obligations or rights to the Sale Securities; and
- (ii) any sub-underwriters, co-managers and brokers to the Sale that they have no further obligations or rights to the Sale Securities (if any).
- (g) This clause 8.3 may apply on more than one occasion.
8.4 Effect of termination
- (a) This clause 8, and clauses 4 and 6 survive Termination. Any entitlements of the Lead Managers and the Indemnified Parties accrued under this agreement, up to the date of termination also survive Termination.
- (b) If a Lead Manager Terminates, it and its related bodies corporate or Affiliates will have no further obligations under this agreement.
- (c) For the avoidance of doubt, if a Lead Manager Terminates, the Vendor will not be obliged to pay that Lead Manager any amount under clause 4 which is not payable or accrued prior to the date of Termination.
- (d) If the Remaining Lead Manager fulfils the obligations of the Terminating Lead Manager under this agreement, then the Remaining Lead Manager acknowledges that, in addition to the fees to which it is entitled referred to in this agreement, it will also be entitled to a fee calculated on the same basis but in respect of the Respective Proportion of the Terminating Lead Manager.
- (e) Termination of this agreement by a Lead Manager discharges the Lead Manager from any of its obligations that remain to be performed but the termination of this agreement will not limit or prevent the exercise of any other rights and remedies which any of the parties (including the Lead Managers) may otherwise have under this agreement prior to such termination.
- (f) This clause 8.4 may apply on more than one occasion.
9. Joint activities and relationship
9.1 Joint Activities
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(a) The Vendor and the Lead Managers have agreed to come together for the purposes of jointly implementing the Sale (including to negotiate the terms of this agreement). The Vendor has engaged the Lead Managers to provide the services jointly and for the benefit of the joint understanding to which the Lead Managers are contributing their services:
- (i) an obligation of the Lead Managers under this agreement (including an obligation to pay) is several and not joint or joint and several;
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(ii) a right of a Lead Manager under this agreement is held by each Lead Manager severally and each Lead Manager may exercise its rights, powers and benefits under this agreement individually;
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(iii) where the consent or approval of a Lead Manager is required under this agreement, that consent or approval must be obtained from both of the Lead Managers;
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(iv) except where expressly stated to the contrary, a Lead Manager may provide or withhold its consent in their sole and absolute discretion;
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(v) nothing contained or implied in this agreement constitutes a Lead Manager the partner, agent or representative of the other Lead Manager for any purpose or creates any partnership, agency or trust between the Lead Managers, and neither Lead Manager has any authority to bind the other Lead Manager in any way;
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(vi) any reference to a Lead Manager in this agreement is a reference to each Lead Manager separately, so that (for example) a representation, warranty or undertaking is given by each of them separately; and
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(vii) no Lead Manager shall be liable for any loss or claim arising out of the actions taken by or advice given by the other Lead Manager and the rights of each Lead Manager and the Indemnified Parties associated with that Lead Manager under the indemnity in clause 6 will in no way be affected by the actions taken or alleged to have been taken or advice given by the other Lead Manager or its associated Indemnified Parties.
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(b) Notwithstanding the foregoing, the Vendor and the Lead Managers acknowledge and agree that:
- (i) certain of the several obligations of a Lead Manager will be discharged jointly with the other Lead Manager for the purpose of and as reasonably necessary for, the implementation, execution and successful completion of the Sale and to discharge obligations (including without limitation to Sale pricing, marketing, fees, structure, the bookbuild process, allocation process, and the restrictions on offers or solicitations of the Sale Securities offered under the Sale or outside of Australia); and
- (ii) the Lead Managers are not in competition with each other in supplying services to the Vendor under this agreement.
10. Miscellaneous
10.1 Entire agreement
This agreement constitutes the entire agreement of the parties about its subject matter and supersedes all previous agreements, understandings and negotiations on that matter.
10.2 Governing law
This agreement is governed by the laws of New South Wales, Australia. Each party submits to the non-exclusive jurisdiction of courts exercising jurisdiction in New South Wales, and waives any right to claim that those courts are an inconvenient forum.
10.3 Assignment and transfer
No party may assign or otherwise deal with its rights or obligations under this agreement without the prior written consent of the other party, except that the Lead Managers may novate all of their respective rights and obligations under this agreement to another UBS entity or Macquarie entity, as applicable, and the Vendor agrees and consents to such novation. The Vendor agrees that each Lead Manager will be released from its obligations under this agreement on giving notice to the Vendor that the novation has been effected.
For the avoidance of doubt, references to any party to this agreement includes references to its respective successors and permitted assigns.
10.4 Notices
Any notice, approval, consent, agreement, waiver or other communication in connection with this agreement must be in writing. Notices shall be delivered by email as indicated below.
10.5 Affiliates
In this agreement the term "Affiliates" has the meaning given to that term in Rule 501(b) of the U.S. Securities Act and means any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, a person; "control" (including the terms "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management, policies or activities of a person, whether through the ownership of securities by contract or otherwise, and the term "person" is deemed to include a partnership.
10.6 Business Day
In this agreement "Business Day" means a day on which:
- (a) ASX is open for trading in securities; and
- (b) banks are open for general banking business in Sydney, Australia.
10.7 Interpretation
In this agreement:
- (a) headings and sub-headings are for convenience only and do not affect interpretation;
- (b) a reference to legislation or to a provision of legislation includes a modification or re-enactment of it, a legislative provision substituted for it and a regulation or statutory instrument issued under it;
- (c) a reference to "dollars" and "$" is to Australian currency;
- (d) a reference to a right or obligation of any 2 or more persons confers that right, or imposes that obligation, severally and not jointly and severally; and
- (e) all references to time are to Sydney, New South Wales, Australia time.
10.8 Severability
Any provision of this agreement which is prohibited or unenforceable in any jurisdiction will be ineffective as to that jurisdiction to the extent of the prohibition or unenforceability. That will not invalidate the remaining provisions of this agreement nor affect the validity or enforceability of that provision in any other jurisdiction.
10.9 Waiver and variation
A provision of or right vested under this agreement may not be:
- (a) waived except in writing signed by the party granting the waiver, or
- (b) varied except in writing signed by the parties.
10.10 No merger
The rights and obligations of the parties will not merge on the termination or expiration of this agreement. Any provision of this agreement remaining to be performed or observed by a party, or having effect after the termination of this agreement for whatever reason remains in full force and effect and is binding on that party.
10.11 Counterparts
This agreement may be executed in any number of counterparts. All counterparts together will be taken to constitute one agreement.
Each party agrees this agreement may be executed by electronic signature and exchanged by delivery by email or such other electronic means agreed in writing.
Each party who electronically signs this agreement agrees:
- (a) the electronic signature has been used to identify the person signing and to indicate that the party intends to be bound by the electronic signature; and
- (b) the electronic signature method is appropriately reliable for the purposes of executing this agreement.
10.12 Vendor's acknowledgements
The Vendor acknowledges that:
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(a) a substantial part of the Lead Managers' fees in relation to the engagement may be contingent on settlement of the Sale;
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(b) each Lead Manager and its related bodies corporate and Affiliates comprise a full service financial institution engaged in securities trading and brokerage activities, as well as providing corporate advisory, financing, asset management, financing, and financial advisory services and other financial products and services to a wide range of companies and individuals. In the ordinary course of these activities, each Lead Manager, its Affiliates, and their employees and officers in their personal capacity, may at any time hold long and short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities or senior loans or other financial products of the Vendor, or any other party that may be involved in the Sale. The Vendor consents to these persons undertaking such activities and effect such transactions without regard to the relationship with the Vendor established by this agreement or the Vendor's interests under this agreement and regardless of any conflict of interest (whether actual, perceived or potential) that may arise as a result of such activity;
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(c) the Lead Managers are not obliged to disclose to a Vendor or utilise for the benefit of the Vendor, any non-public information which the Lead Managers obtain in the normal course of their respective businesses where such disclosure or use would result in a breach of any obligation of confidentiality or any internal Chinese wall policies of each Lead Manager;
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(d) the Lead Managers and their Affiliates may be providing, or may in the future provide, financial or other services to other parties with conflicting interests to the Vendor;
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(e) the Lead Managers are not required to give, and do not give, tax, legal, regulatory, accountancy or other specialist or technical advice in connection with the Sale, and will rely on the expertise of any specialist advisers the Vendor engages in relation to the Sale;
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(f) any advice, whether written or oral, given by the Lead Managers to the Vendor or communication from the Lead Managers to the Vendor can only be used and relied on by the Vendor and may not be disclosed to, used by or relied on, by others without the prior written approval of the Lead Managers (other than the Vendor's legal, accounting, tax and financial advisers in connection with the Sale who may place no reliance on that advice, and who agree to treat it in confidence);
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(g) the Lead Managers will use and rely primarily on the information provided to it by or on behalf of the Vendor and on information available from generally recognised public sources in relation to this Sale without having independently verified the same, and the Lead Managers do not assume responsibility for the accuracy or completeness of such information for which the Vendor will be solely responsible;
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(h) without prejudice to any claim the Vendor may have against the Lead Managers, no proceedings may be taken against any director, officer, employee or agent of the Lead Managers in respect of any claim that the Vendor may have against the Lead Managers;
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(i) it is contracting with the Lead Managers on an arm's length basis to provide the services described in this agreement and the Lead Managers have not and is not assuming any duties or obligations (fiduciary, agency or otherwise) in respect of it other than those expressly set out in this agreement;
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(j) the Vendor is solely responsible for making its own independent judgements in relation to the Sale and neither this agreement nor the nature of the services that the Lead Managers provide under it creates any obligations (fiduciary, agency or otherwise) other than those expressly set out in this agreement;
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(k) the Vendor waives to the full extent permitted by applicable law any claims it may have against each Lead Manager arising from an alleged breach of fiduciary obligations in connection with the Sale and the process leading to the Sale; and
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(l) each Lead Manager may have interests that differ from those of the other Lead Manager or the Vendor and may take into account any factors including those solely in its interest it considers appropriate in performing duties or exercising rights under this agreement.
Yours sincerely,
Signed for and on behalf of Macquarie Capital (Australia) Limited (ABN 79 123 199 548) by its duly authorised representatives:
Signature of authorised representative Signature of authorised representative
Date: 18/11/2022 Email for Notices: [email protected] Attention: General Counsel
Georgina Johnson Andrew Batmanian
Name of authorised representative (please print) Name of authorised representative (please print)
Client execution and confirmation:
Signed for and on behalf of Link Administration Holdings Limited (ABN 27 120 964 098)
In accordance with section 127 of the Corporations Act 2001 (Cth) by a director and secretary/director:
Vivek Bhatia Sarah Turner
Date: Email for Notices: Attention: General Counsel 18 November 2022 [email protected]
Signature of director Signature of director/secretary
Name of director (please print) Name of director/secretary (please print)
Schedule 1
Timetable
| Key events | Date |
|---|---|
| Books open | 4:30pm Friday, 18November 2022 |
| Books close | 6:30pm Friday, 18November 2022 |
| Allocations Advised | Friday evening, 18November 2022 |
| Confirmation Letter returned | 9:00am Saturday, 19November 2022 |
| Trade Date (T) (Special crossing/s by) | Monday, 21November 2022 |
| Settlement Date (T + 2) | Wednesday, 23November 2022 |