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Personalis, Inc. — Director's Dealing 2024
Aug 20, 2024
32721_dirs_2024-08-20_982fcdd7-be80-4f62-b695-0658635db336.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2024-08-16
Reporting Person: Tempus AI, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-16 | Common Stock | X | 4609400 | $1.50 | Acquired | 4609400 | Direct |
| 2024-08-16 | Common Stock | X | 4609400 | $2.50 | Acquired | 9218800 | Direct |
| 2024-08-16 | Common Stock | P | 3500000 | $5.07 | Acquired | 12718800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-16 | Warrant (Right to Buy) | $1.50 | X | 4609400 | Disposed | 2024-12-31 | Common Stock (4609400) | Direct |
| 2024-08-16 | Warrant (Right to Buy) | $2.50 | X | 4609400 | Disposed | 2025-12-31 | Common Stock (4609400) | Direct |
Footnotes
F1: The Reporting Person acquired the warrants as partial consideration for its obligations to the Issuer under that certain Commercialization and Reference Laboratory Agreement, dated November 25, 2023, between the Issuer and the Reporting Person.
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