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Personalis, Inc. Director's Dealing 2024

Aug 20, 2024

32721_dirs_2024-08-20_982fcdd7-be80-4f62-b695-0658635db336.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2024-08-16

Reporting Person: Tempus AI, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-08-16 Common Stock X 4609400 $1.50 Acquired 4609400 Direct
2024-08-16 Common Stock X 4609400 $2.50 Acquired 9218800 Direct
2024-08-16 Common Stock P 3500000 $5.07 Acquired 12718800 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-08-16 Warrant (Right to Buy) $1.50 X 4609400 Disposed 2024-12-31 Common Stock (4609400) Direct
2024-08-16 Warrant (Right to Buy) $2.50 X 4609400 Disposed 2025-12-31 Common Stock (4609400) Direct

Footnotes

F1: The Reporting Person acquired the warrants as partial consideration for its obligations to the Issuer under that certain Commercialization and Reference Laboratory Agreement, dated November 25, 2023, between the Issuer and the Reporting Person.