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Personalis, Inc. — Director's Dealing 2022
Mar 8, 2022
32721_dirs_2022-03-08_6a344f5a-74f3-488a-a299-a294ae2c4287.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2022-02-17
Reporting Person: Moore Stephen Michael (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45639 | Direct |
| Common Stock | 11475 | Direct |
| Common Stock | 25000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.81 | 2030-04-29 | Common Stock (100000) | Direct | |
| Stock Option (Right to Buy) | $19.74 | 2031-05-15 | Common Stock (25000) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in annual installments over four years with the first installment vesting on April 29, 2021.
F2: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in semi-annual installments over four years with the first installment vesting on November 15, 2021.
F3: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in semi-annual installments over three years with the first installment vesting on June 14, 2022.
F4: The shares subject to the option vest as to 25% shares underlying the option vest on April 29, 2021 and 1/48th of the total shares underlying the option vest in 36 equal monthly installments thereafter.
F5: The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021.