Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Personalis, Inc. Director's Dealing 2022

Mar 17, 2022

32721_dirs_2022-03-16_31b3a6ef-346b-4b4b-8298-da7231860c28.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2022-03-14

Reporting Person: West John Stephen (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-14 Common Stock A 21206 $1.84 Acquired 306663 Direct
2022-03-14 Common Stock D 21206 $8.15 Disposed 285457 Direct
2022-03-15 Common Stock A 68162 $1.84 Acquired 353619 Direct
2022-03-15 Common Stock D 68162 $7.47 Disposed 285457 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-14 Common Stock (Right to Buy) $1.84 D 21206 Disposed 2023-11-13 Common Stock (21206) Direct
2022-03-15 Common Stock (Right to Buy) $1.84 D 68162 Disposed 2023-11-13 Common Stock (68162) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F3: The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F4: The Shares subject to the option are fully vested and exercisable.