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Personalis, Inc. — Director's Dealing 2022
Apr 16, 2022
32721_dirs_2022-04-15_c934f140-f2d3-4814-9e1a-73517e19ce70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2022-04-13
Reporting Person: West John Stephen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-13 | Common Stock | M | 64430 | $1.84 | Acquired | 404221 | Direct |
| 2022-04-13 | Common Stock | S | 64430 | — | Disposed | 339791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-13 | Stock Option (Right to Buy) | $1.84 | D | 64430 | Disposed | 2023-12-11 | Common Stock (64430) | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This reflects a reduction of 13 shares due to a scrivener's error on the reporting person's prior filings and does not indicate a purchase and/or sale of such shares.
F3: The weighted average sale price for the transaction reported was $7.40, and the range of prices were between $7.31 and $7.57. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4: The shares subject to the option are fully vested and exercisable.