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Personalis, Inc. — Director's Dealing 2021
Apr 5, 2021
32721_dirs_2021-04-05_44113779-72cc-4a26-8e61-1afcea82a499.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2021-04-01
Reporting Person: Chen Richard (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | S | 21223 | $25.61 | Disposed | 62094 | Direct |
| 2021-04-01 | Common Stock | S | 6260 | $25.96 | Disposed | 55834 | Direct |
| 2021-04-01 | Common Stock | M | 12517 | $0.44 | Acquired | 68351 | Direct |
| 2021-04-01 | Common Stock | S | 12517 | $25.69 | Disposed | 55834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Stock Option (Right to Buy) | $0.44 | M | 12517 | Disposed | 2022-03-07 | Common Stock (12517) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The weighted average sale price for the transaction reported was $25.61, and the range of prices were between $24.84 and $25.82. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: The weighted average sale price for the transaction reported was $25.96, and the range of prices were between $25.86 and $26.20. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4: The Shares subject to the option are fully vested and exercisable.