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Personalis, Inc. — Director's Dealing 2021
May 18, 2021
32721_dirs_2021-05-18_938d262b-f23c-4445-b0d1-fb1aaff18b52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2021-05-15
Reporting Person: West John Stephen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock | A | 53750 | $0.00 | Acquired | 560520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-15 | Stock Option (right to buy) | $19.74 | A | 110000 | Acquired | 2031-05-15 | Common Stock (110000) | Direct |
| 2021-05-15 | Stock Option (right to buy) | $19.74 | A | 107500 | Acquired | 2031-05-15 | Common Stock (107500) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 8 equal semi-annual installments with the first installment vesting on November 15, 2021.
F2: Includes 2,300 shares acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") on April 30, 2020 and corrects for 942 shares that were incorrectly previously reported as acquired under the ESPP.
F3: The shares subject to the option vest in 12 equal monthly installments with the first installment vesting on April 17, 2023.
F4: The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021.