AI assistant
Personalis, Inc. — Director's Dealing 2021
Jun 10, 2021
32721_dirs_2021-06-10_840bf5bb-f88e-41da-847d-14f0112d0262.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2021-06-08
Reporting Person: West John Stephen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | A | 110000 | $0.44 | Disposed | 670520 | Direct |
| 2021-06-08 | Common Stock | S | 100050 | $22.38 | Disposed | 570470 | Direct |
| 2021-06-08 | Common Stock | S | 9950 | $22.93 | Disposed | 560520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Stock Option (Right to Buy) | $0.44 | M | 110000 | Disposed | 2022-03-07 | Common Stock (110000) | Direct |
Footnotes
F1: The weighted average sale price for the transaction reported was $22.38, and the range of prices were between $21.76 and $22.75. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F2: The weighted average sale price for the transaction reported was $22.93, and the range of prices were between $22.88 and $23.00. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: The Shares subject to the option are fully vested and exercisable.