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Personalis, Inc. Director's Dealing 2020

Feb 12, 2020

32721_dirs_2020-02-11_0a407a6f-db5a-4797-9674-48eb49c85595.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2020-02-07

Reporting Person: LUDLUM KEN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-07 Common Stock M 4167 $3.80 Acquired 50000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-07 Stock Option (right to buy) $3.80 M 4167 Disposed 2028-04-25 Common Stock (4167) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 70000 Indirect

Footnotes

F1: The shares are held of record by Kenneth E. Ludlum Revocable Living Trust Under Agreement Dated April 19, 2013, for which the Reporting Person serves as trustee.

F2: Due to a rounding discrepancy, the Form 3 filed on June 16, 2019 with respect to the stock option exercise reported herein incorrectly reflected a grant of 4,166 options, rather than a grant of 4,167 options.

F3: The shares subject to the option are fully vested and exercisable.