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Personalis, Inc. — Director's Dealing 2020
Feb 12, 2020
32721_dirs_2020-02-11_0a407a6f-db5a-4797-9674-48eb49c85595.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2020-02-07
Reporting Person: LUDLUM KEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-07 | Common Stock | M | 4167 | $3.80 | Acquired | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-07 | Stock Option (right to buy) | $3.80 | M | 4167 | Disposed | 2028-04-25 | Common Stock (4167) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70000 | Indirect |
Footnotes
F1: The shares are held of record by Kenneth E. Ludlum Revocable Living Trust Under Agreement Dated April 19, 2013, for which the Reporting Person serves as trustee.
F2: Due to a rounding discrepancy, the Form 3 filed on June 16, 2019 with respect to the stock option exercise reported herein incorrectly reflected a grant of 4,166 options, rather than a grant of 4,167 options.
F3: The shares subject to the option are fully vested and exercisable.
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