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Personalis, Inc. — Director's Dealing 2020
Mar 19, 2020
32721_dirs_2020-03-18_d2155c48-2d13-4250-b247-9c95e3d9d038.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2020-03-16
Reporting Person: Chen Richard (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-16 | Common Stock | A | 37500 | $0.00 | Acquired | 96500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-16 | Stock Option (Right to Buy) | $4.75 | A | 37500 | Acquired | 2030-03-16 | Common Stock (37500) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 16 equal quarterly installments with the first installment vesting on June 16, 2020.
F2: The shares subject to the option vest in 36 equal monthly installments with the first installment vesting on April 16, 2020.
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