Personalis, Inc. — Director's Dealing 2020

Mar 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2020-03-17

Reporting Person: West John Stephen (Director, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-17	Stock Option (right to buy)	$5.10	A	330000	Acquired	2030-03-16	Common Stock (330000)	Direct
2020-03-17	Stock Option (right to buy)	$5.10	A	421000	Acquired	2030-03-16	Common Stock (421000)	Direct

Footnotes

F1: The shares subject to the option vest in 36 equal monthly installments starting on April 17, 2020.

F2: The shares subject to the option will vest in full when the Company's market capitalization, calculated as the closing price of the Company's common stock on the Nasdaq Global Stock Market multiplied by the number of shares of the Company's common stock outstanding, averages over or equal to $1 billion over a 30 calendar day period. Upon a change in control, the vesting of the shares subject to the option will accelerate on a pro rata basis based on the price per share in such change in control transaction multiplied by the number of shares of the Company's common stock outstanding at the time of completion of such transaction divided by $1 billion, with up to 100% of the shares eligible for such accelerated vesting.