Personalis, Inc. — Director's Dealing 2020

Dec 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2020-12-01

Reporting Person: Chen Richard (Chief Scientific Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-01	Common Stock	M	40000	$0.44	Acquired	152750	Direct
2020-12-01	Common Stock	S	14388	$27.75	Disposed	138362	Direct
2020-12-01	Common Stock	S	25612	$28.14	Disposed	112750	Direct
2020-12-02	Common Stock	S	293	$27.76	Disposed	112457	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-01	Stock Option (Right to Buy)	$0.44	M	40000	Disposed	2022-03-07	Common Stock (40000)	Direct
2020-12-01	Stock Option (Right to Buy)	$28.17	A	30000	Acquired	2030-12-01	Common Stock (30000)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The weighted average sale price for the transaction reported was $27.75, and the range of prices were between $27.02 and $28.01. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F3: The weighted average sale price for the transaction reported was $28.14, and the range of prices were between $28.025 and $28.43. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

F4: Shares sold to cover tax obligation from settlement of vested restricted stock units.

F5: The shares subject to the option are fully vested and exercisable.

F6: The shares subject to the option vest in 12 equal monthly installments starting on April 16, 2023.