Personalis, Inc. — Director's Dealing 2019

Jun 20, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-19

Reporting Person: Ninth MDV Partners, L.L.C. (10% Owner)
Reporting Person: MDV IX LP (10% Owner)
Reporting Person: MDV ENF IX LP (10% Owner)
Reporting Person: FEIBER JONATHAN D (10% Owner)
Reporting Person: Ericson William W. (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$		Common Stock (2288805)		Indirect
Series A Convertible Preferred Stock	$		Common Stock (18739)		Indirect
Series B Convertible Preferred Stock	$		Common Stock (107812)		Indirect
Series B Convertible Preferred Stock	$		Common Stock (882)		Indirect
Series C Convertible Preferred Stock	$		Common Stock (61592)		Indirect
Series C Convertible Preferred Stock	$		Common Stock (504)		Indirect
Series C Convertible Preferred Stock	$		Common Stock (127504)		Indirect

Footnotes

F1: The Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.

F2: These shares are held directly by MDV IX, L.P. ("MDV IX"). Ninth MDV Partners, L.L.C. ("Ninth MDV") is the general partner of MDV IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

F3: These shares are held directly by MDV ENF IX, L.P. ("ENF IX"). Ninth MDV is the general partner of ENF IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by ENF IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

F4: These shares are held directly by MDV IX, L.P., as nominee for MDV IX, L.P. and MDV ENF IX, L.P. ("IX Funds"). Ninth MDV is the general partner of IX Funds. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by IX Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.