Personalis, Inc. — Director's Dealing 2019

Jun 20, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-19

Reporting Person: West John Stephen (Director, President and CEO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	500000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$0.44	2022-03-07	Common Stock (562499)		Direct
Stock Option (right to buy)	$1.84	2023-11-13	Common Stock (187499)		Direct
Stock Option (right to buy)	$1.84	2023-12-11	Common Stock (64430)		Direct
Stock Option (right to buy)	$1.84	2024-03-12	Common Stock (45061)		Direct
Stock Option (right to buy)	$5.04	2025-04-15	Common Stock (15015)		Direct
Stock Option (right to buy)	$2.84	2026-05-11	Common Stock (15000)		Direct
Stock Option (right to buy)	$2.44	2027-05-24	Common Stock (249999)		Direct
Stock Option (right to buy)	$2.44	2027-07-26	Common Stock (14999)		Direct
Stock Option (right to buy)	$3.80	2028-04-25	Common Stock (125000)		Direct
Stock Option (right to buy)	$3.80	2028-04-25	Common Stock (25000)		Direct
Stock Option (right to buy)	$7.32	2028-12-24	Common Stock (150000)		Direct
Stock Option (right to buy)	$13.20	2029-05-01	Common Stock (25000)		Direct

Footnotes

F1: The shares subject to the option are fully vested and exercisable.

F2: 1/48 of the shares subject to the option vested on June 1, 2017, and 1/48 of the shares vest monthly thereafter.

F3: 1/36 of the shares subject to the option vested on May 1, 2018, and 1/36 of the shares vest monthly thereafter.

F4: 1/48 of the shares subject to the option vested on January 14, 2019, and 1/48 of the shares vest monthly thereafter.