Personalis, Inc. — Director's Dealing 2019

Jun 20, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-19

Reporting Person: BALTHROP PATRICK J (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13541	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$5.28	2025-09-02	Common Stock (23958)		Direct
Stock Option (right to buy)	$3.80	2028-04-25	Common Stock (12500)		Direct
Stock Option (right to buy)	$13.20	2029-05-01	Common Stock (15000)		Direct

Footnotes

F1: The shares are held of record by Patrick Balthrop & Mariteres Balthrop Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F2: The shares subject to the option are fully vested and exercisable.

F3: 1/12 of the shares subject to the option vested on August 17, 2018, and 1/12 of the shares vest monthly thereafter.

F4: 1/24 of the shares subject to the option will vest on September 17, 2019, and 1/24 of the shares will vest monthly thereafter.