Personalis, Inc. — Director's Dealing 2019

Jun 26, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-24

Reporting Person: Abingworth LLP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-24	Common Stock, $0.0001 par value per share	C	2317073	—	Acquired	2505716	Indirect
2019-06-24	Common Stock, $0.0001 par value per share	C	2065217	—	Acquired	4570933	Indirect
2019-06-24	Common Stock, $0.0001 par value per share	C	878361	—	Acquired	5449294	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-24	Series A Preferred Stock	$0	C	2317073	Disposed		Common Stock, $0.0001 par value per share (2317073)	Indirect
2019-06-24	Series B Preferred Stock	$0	C	2065217	Disposed		Common Stock, $0.0001 par value per share (2065217)	Indirect
2019-06-24	Series C Preferred Stock	$0	C	878361	Disposed		Common Stock, $0.0001 par value per share (878361)	Indirect

Footnotes

F1: The shares are held by Abingworth Bioventures V LP ("Abingworth V"). Abingworth Bioventures V GP LP ("Abingworth GP") serves as the general partner of Abingworth V. Abingworth General Partner V LLP, serves as the general partner of Abingworth GP. Abingworth V (acting by its general partner Abingworth GP, acting by its general partner Abingworth General Partner V LLP) has delegated to Abingworth LLP ("ALLP"), all investment and dispositive power over the securities held by Abingworth V. ALLP holds the reported securities indirectly through Abingworth V. ALLP disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person, Abingworth V or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: Each share of Series A, Series B and Series C Preferred Stock is immediately convertible, at the option of the shareholder, into one share of Common Stock, $0.0001 par value per share ("Common Stock") and shall automatically convert into Common Stock upon the occurrence of certain events. Please see the Personalis, Inc. Registration Statement filed with the Securities and Exchange Commission on Form S-1 (File No. 333-231703) for a description of the conversion rights.