Personalis, Inc. — Director's Dealing 2019

Jun 26, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-24

Reporting Person: LIGHTSPEED VENTURE PARTNERS VIII LP (10% Owner)
Reporting Person: Lightspeed General Partner VIII, L.P. (10% Owner)
Reporting Person: Lightspeed Ultimate General Partner VIII, Ltd. (10% Owner)
Reporting Person: Lightspeed Venture Partners Select, L.P. (10% Owner)
Reporting Person: Lightspeed General Partner Select, L.P. (10% Owner)
Reporting Person: Lightspeed Ultimate General Partner Select, Ltd. (10% Owner)
Reporting Person: Eggers Barry (10% Owner)
Reporting Person: Mhatre Ravi (10% Owner)
Reporting Person: Nieh Peter (10% Owner)
Reporting Person: Liew Jeremy (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-24	Common Stock	C	4117768	—	Acquired	4117768	Indirect
2019-06-24	Common Stock	C	1958726	—	Acquired	1958726	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-24	Series A Preferred Stock	$	C	2317073	Disposed		Common Stock (2317073)	Indirect
2019-06-24	Series B Preferred Stock	$	C	978260	Disposed		Common Stock (978260)	Indirect
2019-06-24	Series C Preferred Stock	$	C	822435	Disposed		Common Stock (822435)	Indirect
2019-06-24	Series C Preferred Stock	$	C	1958726	Disposed		Common Stock (1958726)	Indirect

Footnotes

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.