Personalis, Inc. — Director's Dealing 2019

Jun 26, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Personalis, Inc. (PSNL)
CIK: 0001527753
Period of Report: 2019-06-24

Reporting Person: Ninth MDV Partners, L.L.C. (10% Owner)
Reporting Person: MDV IX LP (10% Owner)
Reporting Person: MDV ENF IX LP (10% Owner)
Reporting Person: FEIBER JONATHAN D (10% Owner)
Reporting Person: Ericson William W. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-24	Common Stock	C	2288805	—	Acquired	2288805	Indirect
2019-06-24	Common Stock	C	107812	—	Acquired	2396617	Indirect
2019-06-24	Common Stock	C	61592	—	Acquired	2458209	Indirect
2019-06-24	Common Stock	C	18739	—	Acquired	18739	Indirect
2019-06-24	Common Stock	C	882	—	Acquired	19621	Indirect
2019-06-24	Common Stock	C	504	—	Acquired	20125	Indirect
2019-06-24	Common Stock	C	127504	—	Acquired	127504	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-24	Series A Convertible Preferred Stock	$	C	2288805	Disposed		Common Stock (2288805)	Indirect
2019-06-24	Series A Convertible Preferred Stock	$	C	18739	Disposed		Common Stock (18739)	Indirect
2019-06-24	Series B Convertible Preferred Stock	$	C	107812	Disposed		Common Stock (107812)	Indirect
2019-06-24	Series B Convertible Preferred Stock	$	C	882	Disposed		Common Stock (882)	Indirect
2019-06-24	Series C Convertible Preferred Stock	$	C	61592	Disposed		Common Stock (61592)	Indirect
2019-06-24	Series C Convertible Preferred Stock	$	C	504	Disposed		Common Stock (504)	Indirect
2019-06-24	Series C Convertible Preferred Stock	$	C	127504	Disposed		Common Stock (127504)	Indirect

Footnotes

F1: The Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately upon the closing of the Issuer's initial public offering and have no expiration date.

F2: These shares are held directly by MDV IX, L.P. ("MDV IX"). Ninth MDV Partners, L.L.C. ("Ninth MDV") is the general partner of MDV IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

F3: These shares are held directly by MDV ENF IX, L.P. ("ENF IX"). Ninth MDV is the general partner of ENF IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by ENF IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

F4: These shares are held directly by MDV IX, L.P., as nominee for MDV IX, L.P. and MDV ENF IX, L.P. ("IX Funds"). Ninth MDV is the general partner of IX Funds. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by IX Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.