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PERSEUS MINING LIMITED — Share Issue/Capital Change 2012
Jan 10, 2012
46513_rns_2012-01-10_1d116b9e-3d02-4259-81c4-a96954ea39f4.pdf
Share Issue/Capital Change
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11 January 2012
The Manager ASX Ltd Level 4 20 Bridge Street Sydney, NSW 2000
Dear Sir
ISSUE OF SHARES
Perseus Mining Limited (ASX / TSX: PRU) has completed the issue of 650,000 fully paid ordinary shares as further detailed in the attached Appendix 3B and Perseus Mining Limited gives notice that:
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it issued the securities without disclosure to investors under Part 6D.2 of the Corporations Act 2001 (“Act”);
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this notice is being given under section 708A(5)(e) of the Act;
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as at today’s date, the Company has complied with:
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(i) the provisions of Chapter 2M of the Act as they apply to the Company; and
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(ii) section 674 of the Act; and
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as at today’s date there is no other information that is excluded information which is required to be set out in this notice pursuant to section 708A(6)(e) of the Act.
Yours faithfully
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Susmit Shah Company Secretary
Perseus Mining Limited ABN 27 106 808 986 30 Ledgar Road, Balcatta, Western Australia 6021 PO Box 717 Balcatta WA 6914 Telephone: (618) 9240 6344 Facsimile: (618) 9240 2406 Email address: [email protected] Website: www.perseusmining.com
Appendix 3B New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
PERSEUS MINING LIMITED
ABN
27 106 808 986
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to Ordinary fully paid shares. be issued 2 Number of[+] securities issued or to 650,000 ordinary fully paid shares. be issued (if known) or maximum number which may be issued 3 Principal terms of the[+] securities The shares rank equally with existing (eg, if options, exercise price and quoted ordinary shares. expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
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Appendix 3B New issue announcement
| 4 Do the+securities rank equally in all respects from the date of allotment with an existing +class of quoted+securities? If the additional securities do not rank equally, please state: the date from which they do the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 7 Dates of entering +securities into uncertificated holdings or despatch of certificates 8 Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable) |
See (3) above. | See (3) above. |
|---|---|---|
| (1) 600,000 shares issued at $1.30 per share upon exercise of unlisted options. (2) 50,000 shares issued at $2.13 per share upon exercise of unlisted options. |
||
| (1) & (2) Shares issued on exercise of unlisted options. |
||
| 10 January 2012 | ||
| Number | +Class | |
| 456,477,088 | Ordinary fully paid shares (PRU) |
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Appendix 3B New issue announcement
| 9 Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable) |
Number | +Class |
|---|---|---|
| 1,025,000 400,000 400,000 160,000 280,000 880,000 450,000 270,000 2,290,000 |
Options exercisable at 65 cents prior to 23 January 2012 Options exercisable at $1.80 each on or before 31 March 2012. Options exercisable at $2.45 each on or before 29 July 2012. Options exercisable at $3.00 each on or before 14 October 2012. Options exercisable at $3.45 each on or before 14 October 2012. Options exercisable at $2.13 each on or before 16 June 2013. Options exercisable at $3.00 each on or before 6 October 2013. Options exercisable at $3.20 each on or before 3 November 2013. Options exercisable at $3.00 each on or before 15 June 2014. |
10 Dividend policy (in the case of a No plans to pay dividends at this stage. trust, distribution policy) on the increased capital (interests)
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Appendix 3B New issue announcement
Part 2 - Bonus issue or pro rata issue – Not Applicable
| 11 | Is security holder approval |
|---|---|
| required? | |
| 12 | Is the issue renounceable or non‐ |
| renounceable? | |
| 13 | Ratio in which the+securities |
| will be offered | |
| 14 | +Class of+securities to which the |
| offer relates | |
| 15 | +Record date to determine |
| entitlements | |
| 16 | Will holdings on different |
| registers (or subregisters) be | |
| aggregated for calculating |
|
| entitlements? | |
| 17 | Policy for deciding entitlements |
| in relation to fractions | |
| 18 | Names of countries in which the |
| entity has+security holders who | |
| will not be sent new issue | |
| documents | |
| Note: Security holders must be told how their | |
| entitlements are to be dealt with. | |
| Cross reference: rule 7.7. | |
| 19 | Closing date for receipt of |
| acceptances or renunciations | |
| 20 | Names of any underwriters |
| 21 | Amount of any underwriting fee |
| or commission | |
| 22 | Names of any brokers to the |
| issue | |
| 23 | Fee or commission payable to |
| the broker to the issue |
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Appendix 3B New issue announcement
| 24 | Amount of any handling fee |
|---|---|
| payable to brokers who lodge | |
| acceptances or renunciations on | |
| behalf of+security holders | |
| 25 | If the issue is contingent on |
| +security holders’ approval, the | |
| date of the meeting | |
| 26 | Date entitlement and acceptance |
| form and prospectus or Product | |
| Disclosure Statement will be sent | |
| to persons entitled | |
| 27 | If the entity has issued options, |
| and the terms entitle option | |
| holders to participate on |
|
| exercise, the date on which | |
| notices will be sent to option | |
| holders | |
| 28 | Date rights trading will begin (if |
| applicable) | |
| 29 | Date rights trading will end (if |
| applicable) | |
| 30 | How do+security holders sell |
| their entitlements_in full_through | |
| a broker? | |
| 31 | How do+security holders sell |
| part of their entitlements |
|
| through a broker and accept for | |
| the balance? | |
| 32 | How do+security holders dispose |
| of their entitlements (except by | |
| sale through a broker)? | |
| 33 | +Despatch date |
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
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34 Type of securities ( tick one )
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(a) Shares described in Part 1 . only
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(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
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Appendix 3B New issue announcement
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders
36 If the[+] securities are[+] equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 ‐ 1,000 1,001 ‐ 5,000 5,001 ‐ 10,000 10,001 ‐ 100,000 100,001 and over
37 A copy of any trust deed for the additional[+] securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is sought 39 Class of +securities for which quotation is sought 40 Do the[+] securities rank equally in all respects from the date of allotment with an existing[+] class of quoted[+] securities? If the additional securities do not rank equally, please state: the date from which they do the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period pon conversion of another security, clearly identify that other security)
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Appendix 3B New issue announcement
Number +Class 42 Number and +class of all +securities quoted on ASX ( including the securities in clause 38)
Quotation agreement
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1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the +securities on any conditions it decides.
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2 We warrant the following to ASX.
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The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.
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There is no reason why those[+] securities should not be granted[+] quotation.
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An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
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Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.
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If we are a trust, we warrant that no person has the right to return the[+] securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
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3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
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4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before[+] quotation of the[+] securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
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Sign here: ............................................................ Date: 11 January 2012 (Company Secretary) Print name: Susmit Shah
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